| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 221 |
|
AVINASH P.BHANDARI
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(2) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND VIOLATED CLAUSE 5.1 (A) AND CLAUSE 3.2-2 OF MODEL CODE OF CONDUCT IN MATTER OF SHILPA MEDICARE LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,50,000 VIDE CONSENT ORDER)
15-DEC-2009
|
|
| 222 |
|
|
AVISHEK BOSE
(PAN:AJGPB5565L)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) READ WITH 7(2) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF LIVINGROOM LIFESTYLE LTD. (NOW KNOWN AS CHISEL & HAMMER (MOBEL) LTD.)
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 13(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER LIVINGROOM LIFESTYLE LTD.(NOW KNOWN AS CHISEL & HAMMER (MOBEL) LTD.)
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 13(3) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF LIVINGROOM LIFESTYLE LTD.(NOW KNOWN AS CHISEL & HAMMER (MOBEL) LTD.)
|
IMPOSED PENALTY RS.75,000
31-OCT-2012
|
INCLUDED IN SEBI LIST DATED 30/09/2013, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
SEBI VIDE ITS NOTICE DATED 15/01/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/01/2014 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS/LOCKERS AND DEMAT ACCOUNTS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 15/01/2014
|
| 223 |
|
|
AVULA BALLIAHGARI SATYAVAS REDDY
(PAN:ACCPA8788R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8A(1) AND 8A(3) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF BARTRONICS INDIA LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF BARTRONICS INDIA LTD.
|
IMPOSED PENALTY RS.2,00,000
09-JAN-2013
|
|
| 224 |
|
|
AYESHA PODDAR
(PAN:BBQPP2525K)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 3(I) AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF GOBIND SUGAR MILLS LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GOBIND SUGAR MILLS LTD.
ALLEGED DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF GOBIND SUGAR MILLS LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
08-APR-2013
|
|
| 225 |
|
|
AYUSH KABRA
(PAN:AXBPK9633R)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF KABRA DRUGS LTD.
|
IMPOSED PENALTY RS.1,00,000
30-MAY-2014
|
|
| 226 |
|
|
AZAM MOHMMED ASHAN SHAIKH
(PAN:AWYPS0941A)
|
|
|
TRADED WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING SECTIONS 12A (A) TO (E) OF SEBI ACT, 1992 AND REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF BANK OF RAJASTHAN LTD. (NOW MERGED WITH ICICI BANK LTD.)
|
DIRECTED TO DISGORGE RS.95,77,614 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED BANKS AND DEPOSITORIES NOT TO DEBIT AND/OR CREDIT, WITHOUT PERMISSION OF SEBI IN RESPECT OF BANK/DEMAT ACCOUNTS, HELD JOINTLY AND SEVERALLY
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS / PROPERTIES / SECURITIES, TILL SUCH TIME UNLAWFUL GAINS ARE CREDITED TO ESCROW ACCOUNT
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
05-JAN-2016
|
SEBI VIDE ITS ORDER DATED 22/11/2017 PROHIBITED MR.ROHIT PREMKUMAR GUPTA, MR.SANJAY KUMAR TAYAL, MR.NAVIN KUMAR TAYAL, MS.JYOTIKA SANJAY TAYAL, ADVIK TEXTILES & REALPRO PVT.LTD., MR.KULWINDER KUMAR NAYYAR AND MR.AZAM MOHMMED ASHAN SHAIKH FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER, FOR A PERIOD OF FIVE YEARS AND JOINTLY AND SEVERALLY DISGORGE RS.95,77,614 ALONG WITH INTEREST @ 12% P.A. FROM 27/05/2010 ONWARDS, WITHIN A PERIOD OF 45 DAYS FROM THE DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 02/08/2021 DISMISSED THE APPEAL
SEBI VIDE ITS NOTICER DATED 16/06/2022 DIRECTED TO PAY RS.2,34,42,801.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 05/09/2022 ALLOWED THE APPEAL AND DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK ACCOUNTS INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUND FOLIOS OF THE DEFAULTERS WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 05/07/2022
SEBI VIDE ITS ORDER DATED 17/10/2022 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.4927 OF 2022 DATED 16/06/2022
|
| 227 |
|
|
B.APPALANARASAMMA
(Along with : B.JHANSI RANI,
B.RAMA RAJU JR.,
B.TEJA RAJU,
B.RAMALINGA RAJU,
B.RAMA RAJU)
|
|
|
|
CHINTALAPATI HOLDINGS PVT.LTD.
PAN:AABCC5085D
|
|
|
IL&FS ENGINEERING & CONSTRUCTION CO.LTD.
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED TO DISGORGE RS.2,53,48,54,421 ALONG WITH OTHER ENTITIES/PERSONS
10-SEP-2015
|
SAT: SAT VIDE ITS ORDER DATED 11/08/2017 DISMISSED THE APPEAL. NO COSTS
|
| 228 |
|
|
B.B.MOHANTY
|
|
|
ALLEGED FAILURE IN ADOPTION OF CODE OF CONDUCT VIOLATING CLAUSE 1.2 OF MODEL CODE OF CONDUCT AS SPECIFIED UNDER PART A OF SCHEDULE I READ WITH REGULATIONS 12(1) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF COROMANDEL INTERNATIONAL LTD. (EARLIER KNOWN AS LIBERTY PHOSPHATE LTD.)
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.6,80,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
31-OCT-2017
|
|
| 229 |
|
|
B.JHANSI RANI
(PAN:AGSPB2233J)
(Along with : B.APPALANARASAMMA,
B.RAMA RAJU JR.,
B.TEJA RAJU,
B.RAMALINGA RAJU,
B.RAMA RAJU)
|
|
|
|
CHINTALAPATI HOLDINGS PVT.LTD.
PAN:AABCC5085D
|
|
|
IL&FS ENGINEERING & CONSTRUCTION CO.LTD.
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED TO DISGORGE RS.2,53,48,54,421 ALONG WITH OTHER ENTITIES/PERSONS
10-SEP-2015
|
SAT: SAT VIDE ITS ORDER DATED 11/08/2017 QUASHED AND SET ASIDED IMPUGNED ORDER DATED 10/09/2015 AND ALLOWED TO APPEAL. NO COSTS
|
| 230 |
|
|
B.M.JOSHI
|
|
|
|
PUKHRAJ HOLDINGS PVT.LTD.
|
|
|
RKKR AGENCIES PVT.LTD.
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 231 |
|
|
B.N.RAVEENDRA BABU
(PAN:ABMPR2273B)
|
|
|
ALLEGED FAILURE IN CLOSING TRADING WINDOW AS PER REGULATION 12(1) READ WITH CLAUSE 3.2-4 OF CODE OF CONDUCT SPECIFIED UNDER PART A OF SCHEDULE I OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF MANAPPURAM FINANCE LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.6,80,000 VIDE CONSENT ORDER)
23-SEP-2015
|
|
| 232 |
|
|
B.POPATLAL KOTHARI
(PAN:AAIPK7746D)
(Along with : G.MAHAVIRCHAND KOCHAR,
RUCHI KOTHARI,
HITESH M.DHARAMSHI,
MAHESH C.TURAKHIA,
AJAY GOYAL,
N.PRAKASH KUMAR,
RANJEET KUMAR KOTHARI)
|
|
|
|
RASI ELECTRODES LTD.
PAN:AAACR4682G
|
|
DID NOT CLOSE TRADING WINDOW VIOLATING REGULATIONS 12(1),(2) & (3),CLAUSE 1.2 OF PART A TO SCHEDULE I TO REGULATION 12(1) READ WITH CLAUSE 3.2 OF PART A OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN SCRIP OF RASI ELECTRODES LTD.
|
IMPOSED PENALTY RS.2,50,000 ALONG WITH OTHER ENTITIES/PERSONS
29-APR-2011
|
|
| 233 |
|
|
B.RAMA RAJU
(PAN:ACEPB2813Q)
(Along with : CHINTALAPATI SRINIVASA RAJU,
B.RAMALINGA RAJU)
|
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED TO DISGORGE RS.1,44,56,15,492 ALONG WITH OTHER ENTITIES/PERSONS
10-SEP-2015
|
SAT: SAT VIDE ITS ORDER DATED 20/04/2021 LISTED THE APPEALS FOR FINAL HEARING ON 19/05/2021. IN THE MEANWHILE, PARTIES TO FILE THE LIST OF DATES, WRITTEN SUBMISSIONS AND THE CASE LAWS
SAT: SAT VIDE ITS ORDER DATED 13/06/2023 DISPOSE OF THE MATTER AND DIRECTED WTM TO DECIDE THE MATTER AS PER DIRECTIONS GIVEN IN PARAGRAPH 120 OF ORDER DATED 02/02/2023 ON OR BEFORE 30/11/2023
|
| 234 |
|
|
B.RAMA RAJU
(PAN:ACEPB2813Q)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 15-JUL-2014 TO 14-JUL-2028
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 15-JUL-2014 TO 14-JUL-2028
10-SEP-2015
DIRECTED TO DISGORGE RS.20,43,46,875
30-NOV-2023
|
SEBI VIDE ITS ORDER DATED 02/11/2018 DIRECTED TO 1) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FOURTEEN (14) YEARS, TO BE CALCULATED SINCE 15/07/2014 AND TO 2) DISGORGE RS.29,54,35,195.00 WITH SIMPLE INTEREST @ 12% P.A. FROM 07/01/2009 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 19/05/2021 ALLOWED APPELLANTS TO FILE WRITTEN SUBMISSION WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND GRANTED RESPONDENT ANOTHER THREE WEEKS TO FILE WRITTEN SUBMISSION THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 20/04/2021 LISTED THE APPEALS FOR FINAL HEARING ON 19/05/2021. IN THE MEANWHILE, PARTIES TO FILE THE LIST OF DATES, WRITTEN SUBMISSIONS AND THE CASE LAWS
SAT: SAT VIDE ITS ORDER DATED 02/02/2023 ALLOWED THE APPEALS AND SET ASIDE IMPUGNED ORDERS DATED 16/10/2018 AND 02/11/2018. MATTER REMITTED TO WTM TO PASS A FRESH ORDER WITHIN FOUR MONTHS
SAT: SAT VIDE ITS ORDER DATED 13/06/2023 DISPOSE OF THE MATTER AND DIRECTED WTM TO DECIDE THE MATTER AS PER DIRECTIONS GIVEN IN PARAGRAPH 120 OF ORDER DATED 02/02/2023 ON OR BEFORE 30/11/2023
SEBI VIDE ITS ORDER DATED 30/11/2023 RESTRAIN FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBIT FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER TILL 14/07/2028AND DISGORGE UNLAWFUL GAIN RS.20,43,46,875.00 ALONG WITH SIMPLE INTEREST @12% PER ANNUM FROM 07/01/2009 TILL THE DATE OF PAYMENT
|
| 235 |
|
|
B.RAMA RAJU
(PAN:ACEPB2813Q)
(Along with : B.APPALANARASAMMA,
B.JHANSI RANI,
B.RAMA RAJU JR.,
B.TEJA RAJU,
B.RAMALINGA RAJU)
|
|
|
|
CHINTALAPATI HOLDINGS PVT.LTD.
PAN:AABCC5085D
|
|
|
IL&FS ENGINEERING & CONSTRUCTION CO.LTD.
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED TO DISGORGE RS.2,53,48,54,421 ALONG WITH OTHER ENTITIES/PERSONS
10-SEP-2015
|
SAT: SAT VIDE ITS ORDER DATED 19/05/2021 ALLOWED APPELLANTS TO FILE WRITTEN SUBMISSION WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND GRANTED RESPONDENT ANOTHER THREE WEEKS TO FILE WRITTEN SUBMISSION THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 20/04/2021 LISTED THE APPEALS FOR FINAL HEARING ON 19/05/2021. IN THE MEANWHILE, PARTIES TO FILE THE LIST OF DATES, WRITTEN SUBMISSIONS AND THE CASE LAWS
SAT: SAT VIDE ITS ORDER DATED 02/02/2023 ALLOWED THE APPEALS AND SET ASIDE IMPUGNED ORDERS DATED 16/10/2018 AND 02/11/2018. MATTER REMITTED TO WTM TO PASS A FRESH ORDER WITHIN FOUR MONTHS
|
| 236 |
|
|
B.RAMA RAJU
(PAN:ACEPB2813Q)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
MISLED INVESTORS THROUGH ISSUANCE OF BONUS SHARES AND AMERICAN DEPOSITORY SHARES (ADS) AND BY GIVING MISLEADING ANNOUNCEMENTS OF BUY BACK OF SHARES IN MATTER OF SATYAM COMPUTER SERVICES LTD.
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
DID NOT ADHERE TO PRINCIPLES OF CORPORATE GOVERNANCE IN GENERAL AND OBLIGATION OF CEO/CFO CERTIFICATION STIPULATED IN CLAUSE 49 OF THE LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JUL-2014 TO 14-JUL-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JUL-2014 TO 14-JUL-2028
DIRECTED TO DISGORGE UNLAWFUL GAINS ALONGWITH INTEREST @12% PER ANNUM FROM JANUARY 07, 2009 TILL THE DATE OF PAYMENT
15-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 12/05/2017 SET ASIDED IMPUGNED ORDER DATED 15/07/2014 TO THE EXTENT IT RELATED TO THE PERIOD FOR WHICH THE APPELALANTS WERE RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND THE ILLEGAL GAIN DIRECTED TO BE DISGORGED BY THE APPLLANTS AND REMANDED THE MATTER TO FILE OF WTM OF SEBI TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. FURTHER, DIRECTED THAT THE APPELLANTS SHALL NOT ACCESS THE SECURITIES MARKET AND SHALL NOT BUY, SELL OR OTHERWISE DEAL IN SECURITIES, DIRECTLY OR INDIRECTLY TILL FRESH ORDER IS PASSED BY WTM OF SEBI ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 21/08/2017 TIME TO PASS THE ORDER BY SEBI IS EXTENDED BY FOUR MONTHS FROM 11/08/2017. MISC.APPLICATION DISPOSED OFF ACCORDINGLY
|
| 237 |
|
|
B.RAMA RAJU JR.
(Along with : B.APPALANARASAMMA,
B.JHANSI RANI,
B.TEJA RAJU,
B.RAMALINGA RAJU,
B.RAMA RAJU)
|
|
|
|
CHINTALAPATI HOLDINGS PVT.LTD.
PAN:AABCC5085D
|
|
|
IL&FS ENGINEERING & CONSTRUCTION CO.LTD.
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED TO DISGORGE RS.2,53,48,54,421 ALONG WITH OTHER ENTITIES/PERSONS
10-SEP-2015
|
SAT: SAT VIDE ITS ORDER DATED 11/08/2017 DISMISSED THE APPEAL. NO COSTS
|
| 238 |
|
|
B.RAMALINGA RAJU
(PAN:ACVPB8311J)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
MISLED INVESTORS THROUGH ISSUANCE OF BONUS SHARES AND AMERICAN DEPOSITORY SHARES (ADS) AND BY GIVING MISLEADING ANNOUNCEMENTS OF BUY BACK OF SHARES IN MATTER OF SATYAM COMPUTER SERVICES LTD.
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
DID NOT ADHERE TO PRINCIPLES OF CORPORATE GOVERNANCE IN GENERAL AND OBLIGATION OF CEO/CFO CERTIFICATION STIPULATED IN CLAUSE 49 OF THE LISTING AGREEMENT
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-JUL-2014 TO 14-JUL-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 15-JUL-2014 TO 14-JUL-2028
DIRECTED TO DISGORGE UNLAWFUL GAINS ALONGWITH INTEREST @12% PER ANNUM FROM JANUARY 07, 2009 TILL THE DATE OF PAYMENT
15-JUL-2014
|
SAT: SAT VIDE ITS ORDER DATED 12/05/2017 SET ASIDED IMPUGNED ORDER DATED 15/07/2014 TO THE EXTENT IT RELATED TO THE PERIOD FOR WHICH THE APPELALANTS WERE RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND THE ILLEGAL GAIN DIRECTED TO BE DISGORGED BY THE APPLLANTS AND REMANDED THE MATTER TO FILE OF WTM OF SEBI TO PASS FRESH ORDER ON MERITS AND IN ACCORDANCE WITH LAW. FURTHER, DIRECTED THAT THE APPELLANTS SHALL NOT ACCESS THE SECURITIES MARKET AND SHALL NOT BUY, SELL OR OTHERWISE DEAL IN SECURITIES, DIRECTLY OR INDIRECTLY TILL FRESH ORDER IS PASSED BY WTM OF SEBI ON MERITS AND IN ACCORDANCE WITH LAW. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 21/08/2017 TIME TO PASS THE ORDER BY SEBI IS EXTENDED BY FOUR MONTHS FROM 11/08/2017. MISC.APPLICATION DISPOSED OFF ACCORDINGLY
|
| 239 |
|
|
B.RAMALINGA RAJU
(PAN:ACVPB8311J)
(Along with : B.APPALANARASAMMA,
B.JHANSI RANI,
B.RAMA RAJU JR.,
B.TEJA RAJU,
B.RAMA RAJU)
|
|
|
|
CHINTALAPATI HOLDINGS PVT.LTD.
PAN:AABCC5085D
|
|
|
IL&FS ENGINEERING & CONSTRUCTION CO.LTD.
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED TO DISGORGE RS.2,53,48,54,421 ALONG WITH OTHER ENTITIES/PERSONS
10-SEP-2015
|
SAT: SAT VIDE ITS ORDER DATED 19/05/2021 ALLOWED APPELLANTS TO FILE WRITTEN SUBMISSION WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND GRANTED RESPONDENT ANOTHER THREE WEEKS TO FILE WRITTEN SUBMISSION THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 20/04/2021 LISTED THE APPEALS FOR FINAL HEARING ON 19/05/2021. IN THE MEANWHILE, PARTIES TO FILE THE LIST OF DATES, WRITTEN SUBMISSIONS AND THE CASE LAWS
SAT: SAT VIDE ITS ORDER DATED 02/02/2023 ALLOWED THE APPEALS AND SET ASIDE IMPUGNED ORDERS DATED 16/10/2018 AND 02/11/2018. MATTER REMITTED TO WTM TO PASS A FRESH ORDER WITHIN FOUR MONTHS
|
| 240 |
|
|
B.RAMALINGA RAJU
(PAN:ACVPB8311J)
|
|
|
|
SATYAM COMPUTER SERVICES LTD.
|
|
SOLD AND PLEDGED SHARES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATIONS 3 AND 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 AND SECTION 12A (D) & (E) OF SEBI ACT, 1992 IN MATTER OF SATYAM COMPUTER SERVICES LTD.
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RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 15-JUL-2014 TO 14-JUL-2028
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 15-JUL-2014 TO 14-JUL-2028
10-SEP-2015
DIRECTED TO DISGORGE RS.20,43,46,875
30-NOV-2023
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SEBI VIDE ITS ORDER DATED 02/11/2018 DIRECTED TO 1) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FOURTEEN (14) YEARS, TO BE CALCUTED SINCE 15/07/2014 AND TO 2) DISGORGE RS.26,62,50,000.00 WITH SIMPLE INTEREST @ 12% P.A. FROM 07/01/2009 TILL DATE OF PAYMENT WITHIN 45 DAYS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 19/05/2021 ALLOWED APPELLANTS TO FILE WRITTEN SUBMISSION WITHIN FOUR WEEKS FROM DATE OF THIS ORDER AND GRANTED RESPONDENT ANOTHER THREE WEEKS TO FILE WRITTEN SUBMISSION THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 20/04/2021 LISTED THE APPEALS FOR FINAL HEARING ON 19/05/2021. IN THE MEANWHILE, PARTIES TO FILE THE LIST OF DATES, WRITTEN SUBMISSIONS AND THE CASE LAWS
SAT: SAT VIDE ITS ORDER DATED 02/02/2023 ALLOWED THE APPEALS AND SET ASIDE IMPUGNED ORDERS DATED 16/10/2018 AND 02/11/2018. MATTER REMITTED TO WTM TO PASS A FRESH ORDER WITHIN FOUR MONTHS
SAT: SAT VIDE ITS ORDER DATED 13/06/2023 DISPOSE OF THE MATTER AND DIRECTED WTM TO DECIDE THE MATTER AS PER DIRECTIONS GIVEN IN PARAGRAPH 120 OF ORDER DATED 02/02/2023 ON OR BEFORE 30/11/2023
SEBI VIDE ITS ORDER DATED 30/11/2023 RESTRAIN FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBIT FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY, OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER TILL 14/07/2028AND DISGORGE UNLAWFUL GAIN RS.20,43,46,875.00 ALONG WITH SIMPLE INTEREST @12% PER ANNUM FROM 07/01/2009 TILL THE DATE OF PAYMENT
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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