| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 301 |
|
YAYAATI HASMUKHRAY NADA
(PAN:AGFPN4412J)
(Along with : NIRALI YAYAATI NADA)
|
|
|
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA BY PROVIDING STOCK RECOMMENDATIONS
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 05-FEB-2026 TO 04-FEB-2029
DIRECTED TO DISGORGE RS.1,02,32,225 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 18/03/2026 GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER. DEPOSIT OF RS.3.81 CRORE MADE BY APPLICANT TO BE TREATED AS CONDITION FOR GRANT OF STAY OF RECOVERY
|
| 302 |
|
|
YAYAATI HASMUKHRAY NADA
(PAN:AGFPN4412J)
(Along with : HARDIK JITENDRABHAI PATEL)
|
|
|
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA BY PROVIDING STOCK RECOMMENDATIONS
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 05-FEB-2026 TO 04-FEB-2029
DIRECTED TO DISGORGE RS.4,77,780 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 18/03/2026 GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER. DEPOSIT OF RS.3.81 CRORE MADE BY APPLICANT TO BE TREATED AS CONDITION FOR GRANT OF STAY OF RECOVERY
|
| 303 |
|
|
YAYAATI HASMUKHRAY NADA
(PAN:AGFPN4412J)
(Along with : REETABEN ASHVINKUMAR SHUKLA)
|
|
|
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA BY PROVIDING STOCK RECOMMENDATIONS
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 05-FEB-2026 TO 04-FEB-2029
DIRECTED TO DISGORGE RS.12,11,311 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 18/03/2026 GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER. DEPOSIT OF RS.3.81 CRORE MADE BY APPLICANT TO BE TREATED AS CONDITION FOR GRANT OF STAY OF RECOVERY
|
| 304 |
|
|
YAYAATI HASMUKHRAY NADA
(PAN:AGFPN4412J)
(Along with : NAHUSH ASHVINBHAI SHUKLA,
REETABEN ASHVINKUMAR SHUKLA)
|
|
|
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA BY PROVIDING STOCK RECOMMENDATIONS
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 05-FEB-2026 TO 04-FEB-2029
DIRECTED TO DISGORGE RS.20,88,798 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 18/03/2026 GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER. DEPOSIT OF RS.3.81 CRORE MADE BY APPLICANT TO BE TREATED AS CONDITION FOR GRANT OF STAY OF RECOVERY
|
| 305 |
|
|
YAYAATI HASMUKHRAY NADA
(PAN:AGFPN4412J)
(Along with : JIGNESH PRAVINBHAI PETHANI)
|
|
|
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA BY PROVIDING STOCK RECOMMENDATIONS
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 05-FEB-2026 TO 04-FEB-2029
DIRECTED TO DISGORGE RS.37,49,190 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 18/03/2026 GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER. DEPOSIT OF RS.3.81 CRORE MADE BY APPLICANT TO BE TREATED AS CONDITION FOR GRANT OF STAY OF RECOVERY
|
| 306 |
|
|
YAYAATI HASMUKHRAY NADA
(PAN:AGFPN4412J)
(Along with : PRAJESH ASHVINBHAI SHUKLA,
REETABEN ASHVINKUMAR SHUKLA)
|
|
|
INDULGED IN MANIPULATIVE TRADING ACTIVITIES USING SOCIAL MEDIA BY PROVIDING STOCK RECOMMENDATIONS
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 05-FEB-2026 TO 04-FEB-2029
DIRECTED TO DISGORGE RS.18,73,074 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
05-FEB-2026
|
SAT: SAT VIDE ITS ORDER DATED 18/03/2026 GRANTED RESPONDENT EIGHT WEEKS TO FILE REPLY AND APPELLANT TO FILE REJOINDER FOUR WEEKS THEREAFTER. DEPOSIT OF RS.3.81 CRORE MADE BY APPLICANT TO BE TREATED AS CONDITION FOR GRANT OF STAY OF RECOVERY
|
| 307 |
|
|
YOGITA MANOJ MITTAL
(PAN:AIZPM4024F)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET & PRICE MANIPULATION IN SCRIP OF NUTRAPLUS INDIA LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-FEB-2023 TO 27-FEB-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-FEB-2023 TO 27-FEB-2024
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED TO DISGORGE RS.4,41,176
28-FEB-2023
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 16 of 16
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