| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.45,30,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.45.30 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 22 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
|
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.2,52,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.52 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 14/11/2024 DIRECTED TO PAY RS.2,70,640.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 14/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 23 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.26,78,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.26.78 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 24 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : ORION RETAIL PVT.LTD.,
SPIRE MARKETING PVT.LTD.,
SPLENDID HOTELS RESORTS PVT.LTD.,
BALLEY BUILDERS & DEVELOPERS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.37,37,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.37.37 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 25 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : BALLEY BUILDERS & DEVELOPERS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.2,24,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.24 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 26 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.1,61,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.1.61 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 27 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.2,05,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.05 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 28 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : ORION RETAIL PVT.LTD.,
SPIRE MARKETING PVT.LTD.,
SPLENDID HOTELS RESORTS PVT.LTD.,
BALLEY BUILDERS & DEVELOPERS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
ASHISH KUMAR SINGH
PAN:CNKPS7612D
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.6,74,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.6.74 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 29 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : BALLEY BUILDERS & DEVELOPERS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.2,14,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.14 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 30 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : SPLENDID HOTELS RESORTS PVT.LTD.,
BALLEY BUILDERS & DEVELOPERS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.47,38,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.47.38 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 31 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : BALLEY BUILDERS & DEVELOPERS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.3,72,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.3.72 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 32 |
|
|
ASHWORTH CONSTRUCTIONS PVT.LTD.
(PAN:AALCA3008J)
(Along with : SPIRE MARKETING PVT.LTD.,
SPLENDID HOTELS RESORTS PVT.LTD.,
BALLEY BUILDERS & DEVELOPERS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.8,16,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.8.16 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 33 |
|
|
ASPIRE EMERGING FUND
(PAN:AALCA5544M)
|
|
|
INDULGED IN FACILITATING SUBSCRIPTION OF GDRS AMOUNTING TO USD 9.99 MN.BY VINTAGE FZE, UAE THROUGH FINANCE OBTAINED FROM EURAM BANK, AUSTRIA FOR SUBSCRIPTION OF GDR AND ISSUER COMPANY (WINSOME) PLEDGED GDR WITH EURAM BANK VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B), 4(1), 4(2)(F), (K) AND (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF WINSOME TEXTILE INDUSTRIES LTD.
|
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 15-DEC-2021 TO 14-DEC-2022
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO DISGORGE RS.1,11,52,500 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
15-DEC-2021
|
SAT: SAT VIDE ITS ORDER DATED 15/07/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 26/08/2022 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 29/09/2022 ALLOWED APPELLANTS THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 07/02/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 07/07/2023 ALLOWED THE APPEAL AND RECALLED ORDER DATED 02/05/2023
SAT: SAT VIDE ITS ORDER DATED 13/09/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 15/12/2021
|
| 34 |
|
|
BALLEY BUILDERS & DEVELOPERS PVT.LTD.
(PAN:AACCB7383E)
(Along with : ORION RETAIL PVT.LTD.,
SPIRE MARKETING PVT.LTD.,
SPLENDID HOTELS RESORTS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.,
ASHWORTH CONSTRUCTIONS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.37,37,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.37.37 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 35 |
|
|
BALLEY BUILDERS & DEVELOPERS PVT.LTD.
(PAN:AACCB7383E)
(Along with : ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.,
ASHWORTH CONSTRUCTIONS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.2,24,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.24 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 36 |
|
|
BALLEY BUILDERS & DEVELOPERS PVT.LTD.
(PAN:AACCB7383E)
(Along with : ORION RETAIL PVT.LTD.,
SPIRE MARKETING PVT.LTD.,
SPLENDID HOTELS RESORTS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.,
ASHWORTH CONSTRUCTIONS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
ASHISH KUMAR SINGH
PAN:CNKPS7612D
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.6,74,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.6.74 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 37 |
|
|
BALLEY BUILDERS & DEVELOPERS PVT.LTD.
(PAN:AACCB7383E)
(Along with : SPIRE MARKETING PVT.LTD.,
SPLENDID HOTELS RESORTS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.,
ASHWORTH CONSTRUCTIONS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.8,16,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.8.16 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 38 |
|
|
BALLEY BUILDERS & DEVELOPERS PVT.LTD.
(PAN:AACCB7383E)
(Along with : ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.,
ASHWORTH CONSTRUCTIONS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.2,14,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.2.14 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 39 |
|
|
BALLEY BUILDERS & DEVELOPERS PVT.LTD.
(PAN:AACCB7383E)
(Along with : SPLENDID HOTELS RESORTS PVT.LTD.,
ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.,
ASHWORTH CONSTRUCTIONS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
DEEPIKA SHARMA
PAN:HFDPS1131F
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
ROMIKA
PAN:DSZPR7910C
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.47,38,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.47.38 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
|
| 40 |
|
|
BALLEY BUILDERS & DEVELOPERS PVT.LTD.
(PAN:AACCB7383E)
(Along with : ANCIENT EDUCATION PVT.LTD.,
JITNEY INVESTMENTS PVT.LTD.,
ASHWORTH CONSTRUCTIONS PVT.LTD.)
|
|
|
|
ANITA KARKI
PAN:BMSPK6708E
|
|
|
RAJNEESH KUMAR
PAN:ANDPK4877B
|
|
|
SANJAY KUMAR PATHAK
PAN:AMIPP8453C
|
|
|
SANTOSH SINGH KARKI
PAN:AHMPK4222D
|
|
|
SHRAWAN
PAN:KVSPS2783B
|
|
AIDED AND ABETTED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF SUPERIOR FINLEASE LTD.
|
DIRECTED TO DISGORGE RS.3,72,000 ALONG WITH OTHER ENTITIES/PERSONS
DIRECTED TO REMIT DISGORGED AMOUNT TO INVESTOR PROTECTION & EDUCATION FUND (IPEF)
25-JAN-2023
|
SEBI VIDE ITS ORDER DATED 22/05/2024 DIRECTED TO DISGORGE RS.3.72 LAC ALONG WITH SIMPLE INTEREST @ 12% P.A. CALCULATED FROM 14/09/2021 TILL DATE OF ACTUAL PAYMENT /IMPOUNDING AND AMOUNT TO BE REMITTED TO IPEF WITHIN FORTY FIVE DAYS FROM DATE OF RECEIPT OF THIS ORDER
SEBI VIDE ITS NOTICE DATED 13/11/2024 DIRECTED TO PAY RS.3,99,040.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 14/01/2025 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 2 of 7
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