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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 27-AUG-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: CANCELLED REGISTRATION AS INVESTMENT ADVISOR

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person ANIKET KHERA

(PAN:AFLPK9701L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
22
History of entity/person ANIKET RANJAN

(PAN:ASXPR9614E)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
23
History of entity/person ANIL BANG

(PAN:AFYPB0438G)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
24
History of entity/person ANKIT BANGA

(PAN:AVPPA3997L)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
25
History of entity/person ANKIT JAIN

(PAN:AKMPJ3779R)  
Click here to view complete history of this specific entity/person ETHICAL RESEARCH

PAN:AKMPJ3779R
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
26
History of entity/person ANKIT SONKHIYA

(PAN:BGVPS7285R)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
27
History of entity/person ANKIT UJJWAL

(PAN:ADXPU0756H)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
28
History of entity/person ANKIT VYAS

(PAN:AESPV8788G)  
Click here to view complete history of this specific entity/person MONETARY SOLUTIONS

PAN:AESPV8788G
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
29
History of entity/person ANKUR AGARWAL

(PAN:AHUPA5473G)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
30
History of entity/person ANKUR MISHRA

(PAN:BTSPM0627F)  
Click here to view complete history of this specific entity/person CAPITAL BOOSTERS

PAN:BTSPM0627F
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

07-AUG-2026 		 
31
History of entity/person ANURAG BHATIA

(DIN:07012878
PAN:AVEPB6967G)  
Click here to view complete history of this specific entity/person MINANCE INVESTMENT ADVISORS PVT.LTD.

CIN:U74999KA2017PTC108408
PAN:AALCM4744M
  		DID NOT SUBMIT MATERIAL INFORMATION TO SEBI

DID NOT ADHERE TO REQUIREMENT OF CAPITAL ADEQUACY

DID NOT APPOINT COMPLIANCE OFFICER

DID NOT PROVIDE INFORMATION TO SEBI   		RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 20-OCT-2020 TO 19-OCT-2025

CEASED & DESIST FROM UNDERTAKING ANY ACTIVITY IN SECURITIES MARKET INCLUDING ACTIVITY OF ACTING AND REPRESENTING THROUGH ANY MEDIA (PHYSICAL OR DIGITAL) AS AN INVESTMENT ADVISOR, DIRECTLY OR INDIRECTLY, IN ANY MANNER WHATSOEVER FROM 20-OCT-2020 TO 19-OCT-2025

DIRECTED TO RESOLVE ALL PENDING COMPLAINTS

CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 20-OCT-2020 TO 19-OCT-2025

20-OCT-2020 		SEBI VIDE ITS ORDER DATED 20/04/2021 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 20/10/2020

SEBI VIDE ITS ORDER DATED 31/05/2023 DIRECTED TO A) CANCEL CERTIFICATE OF REGISTRATION AS INVESTMENT ADVISER B) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM INTERIM ORDER C) RESOLVE THE COMPLAINTS PENDING IN SCORES TO INVESTMENT ADVISORY SERVICES WITHIN THIRTY DAYS FROM DATE OF THIS ORDER  
32
History of entity/person ANURAG SINGH

(PAN:AYVPS2365K)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
33
History of entity/person ANURAG VINAY BAVARIA

(PAN:AVNPB2227N)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 21-JUL-2026

21-JUL-2026 		 
34
History of entity/person ARAVINDAN VENKATESAN

(PAN:ADXPA6518M)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
35
History of entity/person ARUN KHANDELWAL

(PAN:AYNPK3990J)  
Click here to view complete history of this specific entity/person RAPID RESEARCH TECHNOLOGIES

PAN:AYNPK3990J
  		DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
36
History of entity/person ASEEM CHUGH

(PAN:AFGPA1025E)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR

27-NOV-2025 		 
37
History of entity/person ASHISH JAIN

(PAN:ANIPJ1043K)  
Click here to view complete history of this specific entity/person MI RESEARCH

PAN:ANIPJ1043K
  		DID NOT MAINTAIN RECORDS AS PER KNOW YOUR CLIENTS (KYC) PROCEDURES

DID NOT CONDUCT YEARLY AUDIT IN RESPECT OF COMPLIANCE WITH INVESTMENT ADVISERS REGULATIONS FROM A MEMBER OF ICAI OR ICSI

DID NOT FOLLOW KNOW YOUR CLIENT (KYC) PROCEDURE SPECIFIED BY SEBI FROM TIME TO TIME

PROMISED ASSURED/GUARANTEE RETURNS/PROFITS TO CLIENTS

DID NOT MAINTAIN RECORDS PERTAINING TO RISK PROFILING AND RISK ASSESSMENT OF CLIENTS

DID NOT COMMUNICATE RISK PROFILE TO CLIENTS

CARRIED OUT IMPROPER RISK PROFILING OF CLIENTS

SOLD ADVISORY SERVICES/PRODUCTS TO CLIENTS WITHOUT ENSURING SUITABILITY OF ADVICE ACCORDING TO THEIR RISK PROFILE

DID NOT MAINTAIN RECORDS OF COMMUNICATION WITH CLIENTS DURING RISK PROFILING AND SUITABILITY ASSESSMENT OF ADVICE/SELECTION OF ADVISORY PRODUCT/SERVICES

DID NOT SUBMIT INFORMATION SOUGHT BY SEBI   		CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 22-FEB-2024

22-FEB-2024 		 
38
History of entity/person ASHISH KHANDELWAL

(PAN:AHQPK4554Q)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
39
History of entity/person ASHISH MANOHAR BOBHATE

(PAN:AHHPB9091N)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
40
History of entity/person ASHISH MITTAL

(PAN:AQLPM6561F)  
  DID NOT PAY RENEWAL FEES AS AN INVESTMENT ADVISER   CANCELLED REGISTRATION AS INVESTMENT ADVISOR FROM 25-APR-2025

25-APR-2025 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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