| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
INTEGRATED STOCK BROKING SERVICES PVT.LTD.
(PAN:AAACI1222K)
(Depository Participants : NSDL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 22 |
|
|
JAYPEE CAPITAL SERVICES LTD.
(PAN:AAACJ0628A)
(Depository Participants : CDSL/NSDL)
|
|
|
DID NOT INFORM SEBI ABOUT TERMINATION OF AGREEMENT BY DEPOSITORIES VIOLATING CLAUSE 14 OF CODE OF CONDUCT UNDER SCHEDULE III READ WITH REGULATION 20AA OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 31-MAR-2020
31-MAR-2020
|
|
| 23 |
|
|
KAJI & MAULIK SECURITIES PVT.LTD.
(Depository Participants : CDSL)
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 29-JUL-2004
29-JUL-2004
|
|
| 24 |
|
|
KARVY STOCK BROKING LTD.
(PAN:AABCK5190K)
(Depository Participants : CDSL/NSDL)
|
|
|
NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 14-FEB-2022
14-FEB-2022
|
|
| 25 |
|
|
KAYNET CAPITAL LTD.
(PAN:AABCK3032E)
(Member : BSE,Depository Participants : CDSL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
NO LONGER A MEMBER OF ANY STOCK EXCHANGE
|
CANCELLED REGISTRATION AS STOCK BROKER FROM 30-JAN-2023
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-JAN-2023
30-JAN-2023
|
|
| 26 |
|
|
KSBL SECURITIES LTD.
(CIN:045764
PAN:AAACK0784G)
(Depository Participants : CDSL)
|
|
|
NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 14-FEB-2022
14-FEB-2022
|
|
| 27 |
|
|
M.K.CHANDAN BROKING LTD.
(PAN:AADCR9629L)
(Depository Participants : CDSL)
|
|
|
NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 14-FEB-2022
14-FEB-2022
|
|
| 28 |
|
|
MAX PLANWEALTH SECURITIES LTD.
(PAN:AAFCP5971M)
(Depository Participants : CDSL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 29 |
|
|
MG CAPITAL SERVICES LTD.
(PAN:AAACM6670R)
(Depository Participants : NSDL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 30 |
|
|
MOONGIPA INVESTMENTS LTD.
(CIN:U74899DL1994PLC059535
PAN:AAACM5584A)
(Depository Participants : CDSL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 31 |
|
|
PUG SECURITIES PVT.LTD.
(PAN:AADCM6194K)
(Depository Participants : CDSL/NSDL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 32 |
|
|
PUNJAB & MAHARASHTRA CO-OPERATIVE BANK LTD.
(PAN:AAAAP2400Q)
(Depository Participants : CDSL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 33 |
|
|
RAJANARAYAN CAPITAL MARKETS SERVICES LTD.
(PAN:AABCR2870D)
(Depository Participants : NSDL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 34 |
|
|
SUMPOORNA PORTFOLIO LTD.
(PAN:AAOCS8998N)
(Depository Participants : CDSL)
|
|
|
NO LONGER PARTICIPANTS OF ANY DEPOSITORIES AS PER SECTION 12(3) OF SEBI ACT, 1992 READ WITH REGULATION 30A OF SEBI (INTERMEDIARIES) REGULATIONS, 2008
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 14-FEB-2022
14-FEB-2022
|
|
| 35 |
|
|
SWARNIM CREDIT & HOLDING PVT.LTD.
(Depository Participants : NSDL)
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION AS DEPOSITORY PARTICIPANT OF NSDL
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 27-MAR-2002
01-SEP-2005
|
|
| 36 |
|
|
T.H.VAKIL SHARES & SECURITIES PVT.LTD.
(PAN:AABCT3010D)
(Depository Participants : CDSL)
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION AS DEPOSITORY PARTICIPANT OF CDSL
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 27-AUG-2004
27-AUG-2004
|
|
| 37 |
|
|
TRADENEXT SECURITIES LTD.
(PAN:AAACL3525A)
(Depository Participants : CDSL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 38 |
|
|
UNICON SECURITIES PVT.LTD.
(CIN:U74899DL1995PTC064554
PAN:AAPFS5325P)
(Depository Participants : CDSL,Member : NSE/BSE)
|
|
|
MISUSED CLIENTS' FUNDS AND/OR SECURITIES AND/OR ACCOUNTS
DID NOT MAINTAIN SEGREGATION BETWEEN CLIENT FUNDS AND OWN FUNDS
DID NOT REDRESS INVESTOR COMPLAINTS
DID NOT CO-OPERATE WITH SEBI IN INSPECTION
|
CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JUN-2021
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 23-JUN-2021
23-JUN-2021
|
|
| 39 |
|
|
VASANTI SHARE BROKERS LTD.
(PAN:AABCV7604F)
(Depository Participants : CDSL)
|
|
|
NO LONGER A PARTICIPANT OF ANY DEPOSITORY
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 30-AUG-2024
30-AUG-2024
|
|
| 40 |
|
|
VICTORY PORTFOLIO LTD.
(Depository Participants : NSDL)
|
|
|
SURRENDERED CERTIFICATE OF REGISTRATION AS DEPOSITORY PARTICIPANT OF NSDL
|
CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT FROM 25-AUG-2004
25-AUG-2004
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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