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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: DELAYED/FAILED TO APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person HORIZON BATTERY TECHNOLOGIES LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.75,000

16-FEB-2005 		SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.25,000 FROM RS.75,000  
22
History of entity/person IFSL LTD.

(PAN:AAACI4383H)  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.20,000

31-MAY-2006 		INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI  
23
History of entity/person INDIA POLYSPIN LTD.

(PAN:AAACI1530M)  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES IN TIME   IMPOSED PENALTY RS.25,000

14-SEP-2006 		INCLUDED IN SEBI LIST DATED 31/12/2009, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI  
24
History of entity/person JAYASWALS NECO LTD.  
Click here to view complete history of this specific entity/person A.D.KARAJGAONKAR
  		DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.15,000

24-NOV-2004 		 
25
History of entity/person JOG ENGINEERING LTD.

(CIN:L45203MH1978PLC020245)  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.1,00,000

18-SEP-2006 		SAT: APPEAL DISMISSED WITH NO ORDER AS TO COSTS  
26
History of entity/person KAY PULP & PAPER MILLS LTD.  
Click here to view complete history of this specific entity/person SHAM A.MELYE
  		DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES IN TIME   IMPOSED PENALTY RS.25,000

15-SEP-2006 		 
27
History of entity/person LAN ESEDA INDUSTRIES LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.50,000

22-NOV-2004 		SEBI VIDE ITS NOTICE DATED 15/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED

INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI  
28
History of entity/person MOTOROL ENTERPRISES LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.50,000

22-NOV-2004 		 
29
History of entity/person NARMADA CHEMATUR PETROCHEMICALS LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.75,000

29-NOV-2004 		SAT: IMPUGNED ORDER MODIFIED BY REDUCING PENALTY AMOUNT TO RS.10,000 FROM RS.75,000  
30
History of entity/person NATH SEEDS LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.75,000

14-FEB-2005 		SAT: IMPUGNED ORDER MODIFIED BY CONVERTING PENALTY TO WARNING  
31
History of entity/person NEPC AGRO FOODS LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.15,000

29-DEC-2004 		 
32
History of entity/person NEPC INDIA LTD.

(PAN:AAACN1567E)  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.75,000

29-DEC-2004 		 
33
History of entity/person NEPC TEXTILES LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.15,000

29-DEC-2004 		 
34
History of entity/person PEACOCK INDUSTRIES LTD.

(PAN:AAACP7155N)  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   GRANTED PERIOD OF THREE MONTHS FOR APPOINTMENT OF COMMON SHARE AGENCY FOR DEMAT AND PHYSICAL SHARES

IMPOSED PENALTY RS.1,00,000

07-DEC-2006 		 
35
History of entity/person PREMIUM CAPITAL MARKET & INVESTMENTS LTD.

(PAN:AABCP2228H
CIN:L67120MP1992PLC007178)  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.1,00,000

08-DEC-2006 		 
36
History of entity/person R.S.SOFTWARE (INDIA) LTD.  
Click here to view complete history of this specific entity/person ANINDYA SEN
Click here to view complete history of this specific entity/person BHANU BHAI SHARMA
  		DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.50,000

29-DEC-2004 		 
37
History of entity/person RASI ELECTRODES LTD.

(PAN:AAACR4682G)  
Click here to view complete history of this specific entity/person HITESH M.DHARAMSHI

PAN:AHAPD4821B
  		DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES IN TIME   IMPOSED PENALTY RS.25,000

10-JUL-2006 		 
38
History of entity/person REAL VALUE APPLIANCES LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.75,000

16-MAY-2005 		INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI  
39
History of entity/person ROOFIT INDUSTRIES LTD.  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.50,000

02-MAR-2005 		 
40
History of entity/person SAI TELEVISION LTD.

(PAN:AALCS2587G)  
  DID NOT APPOINT COMMON SHARE REGISTRAR FOR HANDLING SHARE REGISTRY WORK OF DEMAT AND PHYSICAL SECURITIES   IMPOSED PENALTY RS.50,000

03-FEB-2005 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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