S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
21 |
|
MAITREYA SERVICES PVT.LTD.
(PAN:AABCM9358H)
|
|
|
JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.1,50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-NOV-2018
|
|
22 |
|
NICER GREEN HOUSING & INFRASTRUCTURE DEVELOPERS LTD.
(PAN:AACCN5652N)
|
|
|
KARANJIT SINGH
PAN:CRCPS3999H
|
|
PIPAL SINGH SIDHU
PAN:BVEPS9613M
|
|
RANJIT SINGH
PAN:BZWPS3360K
|
|
SURINDER KAUR
PAN:ASGPK7961G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.70,00,000 ALONG WITH OTHER ENTITIES/PERSONS
18-JAN-2021
|
SAT: SAT VIDE ITS ORDER DATED 08/06/2021 ALLOWED RESPONDENT THREE WEEKS TIME TO FILE REPLY AND APPELLANT TO FILE REJOINDER THREE WEEKS THEREAFTER
SAT: SAT VIDE ITS ORDER DATED 09/08/2021 DISMISSED THE APPEAL
|
23 |
|
ORIENT RESORTS (INDIA) PVT.LTD.
(CIN:U55100GJ1990PTC013604 PAN:AAACO3122G)
|
|
|
DARSHANBHAI ARVINDBHAI SHAH
PAN:AFYPS0954C
|
|
DILPESH V.SHAH
PAN:BAHPS0953G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.35,00,000
11-JAN-2021
|
SAT: SAT VIDE ITS ORDER DATED 28/03/2023 DIRECTED RESPONDENT TO FILE REPLY WITHIN TWO WEEKS FROM DATE OF THIS ORDER AS THERE WAS A DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 20/04/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
24 |
|
PACL LTD.
(CIN:U70101RJ1996PLC011577 PAN:AAACP4032A)
|
|
|
GURMEET SINGH
PAN:AAMPS1400Q
|
|
SUBRATA BHATTACHARYA
PAN:AAIPB6480H
|
|
SUKHDEV SINGH
PAN:AUGPS0130B
|
|
TARLOCHAN SINGH
PAN:AIEPS9480Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.24,23,16,56,765 ALONG WITH OTHER ENTITIES/PERSONS
22-SEP-2015
|
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, FOR DISPOSING OF THE LAND PURCHASED BY THE COMPANY (PACL) SO THAT THE SALE PROCEEDS CAN BE PAID TO THE INVESTORS 2) APPOINT A NODAL OFFICER, WHO SHALL BE IN-CHARGE OF THE FUNDS SO COLLECTED AND SHALL HAVE A LIAISON WITH THE COMMITTEE AND SHALL ALSO WORK AS A SECRETARY TO THE COMMITTEE
HON’BLE SUPEREME COURT OF INDIA VIDE ITS ORDER DATED 02/02/2016 DIRECTED SEBI TO 1) CONSTITUTE A COMMITTEE, UNDER THE CHAIRMANSHIP OF HON’BLE JUSTICE MR.R.M.LODHA, FORMER CHIEF JUSTICE OF INDIA, EMPOWERING THE COMMITTEE TO TAKE POSESSION OF THE TITLE DEEDS OF PACL, SALE THE PROPERTIES AND MAKE REPAYMENTS TO CUSTOMERS OF PACL AS PER SEBI PRESS RELAESE DATED 02/05/2016
|
25 |
|
PACL LTD.
(CIN:U70101RJ1996PLC011577 PAN:AAACP4032A)
|
|
|
ANAND GURWANT SINGH
|
|
GURMEET SINGH
PAN:AAMPS1400Q
|
|
GURNAM SINGH
PAN:AYOPS3203H
|
|
NIRMAL SINGH BHANGOO
PAN:ACTPB6698L
|
|
SUBRATA BHATTACHARYA
PAN:AAIPB6480H
|
|
SUKHDEV SINGH
PAN:AUGPS0130B
|
|
TARLOCHAN SINGH
PAN:AIEPS9480Q
|
|
TYGER JOGINDER
DIN:00694280 PAN:ABVPT0602M
|
|
UPPAL DEVINDER KUMAR
PAN:AABPU0363K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.3,34,30,000
02-FEB-2016
|
|
26 |
|
PANCARD CLUBS LTD.
(CIN:U91900MH1997PLC105363 PAN:AAACP9093R)
|
|
|
CHANDRASEN GANPATRAO BHISE
DIN:02393535 PAN:AADPB6103E
|
|
MANISH KALIDAS GANDHI
DIN:02606802 PAN:AITPG8933H
|
|
RAMACHANDRAN RAMAKRISHNAN
DIN:03510460 PAN:AAIPR9196G
|
|
SHOBHA RATNAKAR BARDE
DIN:00177938 PAN:ASLPB1204C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.20,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-JUL-2020
|
SEBI VIDE ITS NOTICE DATED 26/03/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
27 |
|
PEERS ALLIED CORP.LTD.
(PAN:AAECP5032C)
|
|
|
AJAY KUMAR PANDEY
PAN:AXLPP7767R
|
|
ALOK KUMAR TRIPATHI
PAN:AEUPT1819A
|
|
ANUP AGGARWAL
PAN:AFVPA8971N
|
|
ASHISH KUMAR TRIPATHI
PAN:AGEPT4844K
|
|
DURGA PRASAD DUBEY
PAN:AIYPD6009L
|
|
INDU DUBEY
PAN:AKYDP8151B
|
|
MANJU UPADHYAY
PAN:AAZPU1224F
|
|
SADHU SHARAN
PAN:AAZPU1225E
|
|
SANDEEP KUMAR MISHRA
PAN:AXHPM2750M
|
|
SHAILESH KUMAR UPADHYAY
PAN:ABDPU8384M
|
|
VISHWAMBHER NATH DUBEY
PAN:AZRPD9701B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS
23-JAN-2020
|
SEBI VIDE ITS NOTICE DATED 07/04/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 17/02/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF PEERS ALLIED CORP.LTD., MR.ALOK KUMAR TRIPATHI, MR.SANDEEP KUMAR MISHRA, MR.SHAILESH KUMAR UPADHYAY, MR.VISHWAMBHER NATH DUBEY, MR.DURGA PRASAD DUBEY, MR.ANUP AGGARWAL, MR.ASHISH KUMAR TRIPATHI, MS.INDU DUBEY, MS.MANJU UPADHYAY, MR.AJAY KUMAR PANDEY & MR.SADHU SHARAN TO SEBI BY WAY OF EFT/NEFT/RTGS
|
28 |
|
PRAGYA DAIRIES & AGRO LTD.
(CIN:U01400MP2010PLC023243 PAN:AAFCP3908E)
|
|
|
ANSAR AHMED
DIN:02336694 PAN:AFFPA4197L
|
|
DURGA PATIDAR
DIN:02977847 PAN:APJPP6921M
|
|
NANA LAL PATIDAR
DIN:02978194 PAN:AJWPP3490J
|
|
POOJA PATIDAR
DIN:02977813 PAN:AVBPP1293Q
|
|
PUNAM CHAND PATIDAR
DIN:02977863 PAN:BTUPP0108C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.60,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-FEB-2022
|
|
29 |
|
PRIME PLANTATIONS PVT.LTD.
(PAN:AACCP1731G)
|
|
|
MAHENDRA BANAWARILAL BAGARIA
PAN:AABPB0291P DIN:00005883
|
|
MOTILAL SARAF
PAN:AMPPS3565H DIN:01685519
|
|
SHARADCHANDRA BHAGIRATH JAJU
PAN:ABRPJ2860M DIN:05242941
|
|
VINOD KUMAR SARAF
PAN:ALRPS6933L DIN:02081178
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO ISSUE NEWSPAPER PUBLICATION IN ONE NATIONAL DAILY (ENGLISH AND HINDI) AND IN ONE LOCAL DAILY
DIRECTED TO PROVIDE 30 DAYS FROM THE DATE OF ADVERTISEMENT TO CONTRIBUTORS/INVESTORS FOR SUBMITTING ANY CLAIM/COMPLAINT
DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK AND TRANSFER/DEPOSIT ENTIRE OUTSTANDING AMOUNT PAYABLE TO INVESTORS
DIRECTED TO WIND-UP SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME TO CONTRIBUTORS/INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO SUBMIT REPAYMENT REPORT TO SEBI CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
19-MAR-2021
|
SAT: SAT VIDE ITS ORDER DATED 07/07/2021 CONDONED THE DELAY OF 10 DAYS IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED TO SUSPEND RESTRAINED ORDER DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 30/07/2021 REJECTED THE APPLICATION AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
|
30 |
|
PRIME PLANTATIONS PVT.LTD.
(PAN:AACCP1731G)
|
|
|
GOPALDAS BHAGIRATH JAJOO
PAN:ACPPJ2990K DIN:02064833
|
|
RITA SHARADCHANDRA JAJU
PAN:AADPJ4918K DIN:02064853
|
|
UMA MAHENDRA BAGARIA
PAN:AAJPB7782K DIN:00686226
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2023
RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES AND/OR UNITS OF MUTUAL FUNDS DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER FROM 19-MAR-2021 TO 18-MAR-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
19-MAR-2021
|
|
31 |
|
RAGHAV CAPITAL & INFRASTRUCTURE LTD.
(CIN:U45400UP2008PLC036216 PAN:AAECR1541A)
|
|
|
NIRMALA RAGHAV
DIN:02463394 PAN:AHWPN9045M
|
|
RAJ KUMAR RAGHAV
PAN:AJIPR8427K
|
|
RITU VERMA
DIN:03182411 PAN:AGPPV1332D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.40,00,000 ALONG WITH OTHER ENTITIES/PERSONS
03-NOV-2020
|
SEBI VIDE ITS NOTICE DATED 20/07/2021 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1.ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 17/02/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK AND TERM DEPOSIT ACCOUNTS OF RAGHAV CAPITAL & INFRASTRUCTURE LTD., MR.RAJ KUMAR RAGHAV, MS.NIRMALA RAGHAV & MS.RITU VERMA TO SEBI BY WAY OF EFT/NEFT/RTGS
|
32 |
|
RDPL LANDMARK & INFRASTRUCTURE LTD.
(CIN:U70102DL2010PLC201803)
|
|
|
LALIT KUMAR
DIN:00871733 PAN:AUUPK3066A
|
|
PARVEEN KUMAR ROHILLA
DIN:00850588 PAN:AIUPR8350C
|
|
RAKESH KUMAR
DIN:02710270 PAN:AWPPK9383F
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
31-JAN-2018
|
|
33 |
|
SAI PRASAD CORP.LTD.
(CIN:U70102PN2011PLC141639 PAN:AAQCS7428B)
|
|
|
BALASAHEB K.BHAPKAR
PAN:AFIPB3674A
|
|
SHASHANK B.BHAPKAR
PAN:AQHPB8639H
|
|
VANDANA B.BHAPKAR
PAN:AFIPB3675B
|
|
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-JUL-2018
|
SEBI VIDE ITS NOTICE DATED 20/12/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
34 |
|
SAMRUDDHA JEEVAN FOODS INDIA LTD.
(CIN:U15204PN2002PLC016950 PAN:AAICS0865N)
|
|
|
MAHESH KISAN MOTEWAR
DIN:00054860 PAN:AKMPM3895K
|
|
RAJENDRA PANDURANG BHANDARE
DIN:00054872 PAN:ALKPB5263D
|
|
VAISHALI MAHESH MOTEWAR
DIN:02750035 PAN:ATTPM4634Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
DID NOT ADHERE TO THE DIRECTIVES/INSTRUCTIONS/GUIDELINES ISSUED BY SEBI VIDE IT’S EARLIER ORDER
|
IMPOSED PENALTY RS.1,50,00,000 ALONG WITH OTHER ENTITIES/PERSONS
28-OCT-2020
|
|
35 |
|
SERVEHIT HOUSING & INFRASTRUCTURE INDIA LTD.
(CIN:U70109PB2009PLC032787 PAN:AANCS0417R)
|
|
|
BALBIR SINGH SAINI
DIN:02610827
|
|
RAJENDER KUMAR
PAN:BCIPK4911M
|
|
SATISH KUMAR
PAN:BDSPK2187C
|
|
SUKHMINDER SINGH
DIN:02610807 PAN:BUZPS4365J
|
|
SURJEET KUMAR
DIN:05310474 PAN:CRRPS1400A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-NOV-2018
|
SEBI VIDE ITS NOTICE DATED 01/08/2019 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
36 |
|
SHEEN AGRO & PLANTATION LTD.
|
|
|
AJEET LAL SHARMA
|
|
ANGREZ SINGH BHADWAL
PAN:ACBPB5282C
|
|
KAMAL SINGH BHAU
PAN:BJKPS4811H
|
|
KIRPAL SINGH
|
|
NASEEB SINGH PAWAR
PAN:APOPS9255C
|
|
SUDERSHAN SINGH JAMWAL
PAN:AAPPJ8220N
|
|
SURINDER KUMAR TRILOKIA
PAN:ACXPT9782D
|
|
TEJ PAL SINGH
|
|
YOGRAJ SINGH BHAU
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.25,00,000
29-JUN-2020
|
|
37 |
|
SHRI RAM REAL ESTATE & BUSINESS SOLUTION LTD.
(PAN:AAMCS4086P CIN:U70102MP2008PLC021116)
|
|
|
BABLOO PRAJAPATI
PAN:AMQPP8230M DIN:06765008
|
|
BHUVNESHWAR PRASAD SAHU
DIN:06405979 PAN:CNHPS3845M
|
|
GOPAL MEENA
PAN:BXYPM8890C DIN:06770974
|
|
SOHAN KUMAR PATEL
DIN:03113778 PAN:ALCPP9159L
|
|
SUBHASH DESHMUKH
DIN:03119711 PAN:AFCPD1730M
|
|
VIJAY SINGH
PAN:BXMPS0718K DIN:02287778
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.40,00,000 ALONG WITH OTHER ENTITIES/PERSONS
08-FEB-2021
|
|
38 |
|
STEP-UP MARKETING PVT.LTD.
(CIN:U51909HR2002PTC034910 PAN:AAZFS6704Q)
|
|
|
HARJIT SINGH DHARIWAL
PAN:ADJPD2284P
|
|
RAGHBIR KAUR
DIN:01622483 PAN:AMUPK7500K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.15,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-APR-2019
|
SEBI VIDE ITS NOTICE DATED 16/09/2021 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/06/2022 DIRECTED ALL THE BANKS TO REMIT ENTIRE AMOUNT TO THE EXTENT LYING IN THE BANK ACCOUNTS OF STEP-UP MARKETING PVT.LTD., MR.HARJIT SINGH DHARIWAL, MS.RAGHBIR KAUR TO SEBI BY WAY OF EFT/NEFT/RTGS
|
39 |
|
SUNSHINE GLOBAL AGRO LTD.
(PAN:AAJCS2508K)
|
|
|
ANAND KUMAR JHA
PAN:AEKPJ8257J
|
|
ASHIF KHAN
PAN:BEMPK1322J
|
|
BIBEKA NAND MANDAL
PAN:CNVPM6593E
|
|
LEKH NARAYAN CHAND
PAN:AALPH6536K
|
|
MOHAMMAD AHTESHAMUL HAQ
PAN:ACGPH4147P
|
|
MOHAMMAD FAISAL
PAN:AAWPF1464H
|
|
MOKARRAM MOHAMMAD
PAN:AJPPM9356A
|
|
WASIM KHAN
PAN:CENPK6085G
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
IMPOSED PENALTY RS.1,00,00,000 ALONG WITH OTHER ENTITIES/PERSONS
29-MAR-2019
|
SEBI VIDE ITS NOTICE DATED 23/12/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
40 |
|
TWENTIETH CENTURY PLANTATION PVT.LTD.
(PAN:AAACT1328F)
|
|
|
MAHENDRA BANAWARILAL BAGARIA
PAN:AABPB0291P DIN:00005883
|
|
MOTILAL SARAF
PAN:AMPPS3565H DIN:01685519
|
|
SHARADCHANDRA BHAGIRATH JAJU
PAN:ABRPJ2860M DIN:05242941
|
|
VINOD KUMAR SARAF
PAN:ALRPS6933L DIN:02081178
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO ISSUE NEWSPAPER PUBLICATION IN ONE NATIONAL DAILY (ENGLISH AND HINDI) AND IN ONE LOCAL DAILY
DIRECTED TO PROVIDE 30 DAYS FROM THE DATE OF ADVERTISEMENT TO CONTRIBUTORS/INVESTORS FOR SUBMITTING ANY CLAIM/COMPLAINT
DIRECTED TO OPEN ESCROW ACCOUNT WITH NATIONALISED BANK AND TRANSFER/DEPOSIT ENTIRE OUTSTANDING AMOUNT PAYABLE TO INVESTORS
DIRECTED TO WIND-UP SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME TO CONTRIBUTORS/INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO SUBMIT REPAYMENT REPORT TO SEBI CERTIFIED BY TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAR-2021 TO 18-MAR-2025
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAR-2021 TO 18-MAR-2025
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM INVESTORS
DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY OF THEIR ASSETS/PROPERTIES/ SECURITIES
19-MAR-2021
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SAT: SAT VIDE ITS ORDER DATED 07/07/2021 CONDONED THE DELAY OF 10 DAYS IN FILING OF APPEAL. DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER. FURTHER, DIRECTED TO SUSPEND RESTRAINED ORDER DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 30/07/2021 REJECTED THE APPLICATION AND ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER
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The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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