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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (STOCK EXCHANGES & CLEARING CORPORATIONS) REGULATIONS, 2012

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person WAY2WEALTH BROKERS PVT.LTD.

(PAN:AAACW3290M)  
Click here to view complete history of this specific entity/person M.R.SHASHIBHUSHAN

PAN:ABDPB4470B
  		DIRECTLY BENEFITTED BY PREFERENTIAL TREATMENT BY NSE, SINCE NSE ALLOWED W2W TO CONTINUE TO USE SAMPARK LINE EVEN AFTER KNOWING THAT SAMPARK DID NOT HAVE REQUISITE LICENSES TO PROVIDE SUCH CONNECTIVITY

ARRANGED CABLING THROUGH SAMPARK IN ITS CO-LOCATION RACK BOTH AT NSE AND BSE ENDS IN SUCH A MANNER THAT W2W HAD LOWER LATENCY COMPARED TO OTHER TRADING MEMBERS CONNECTED TO SAMPARK MUX PLACED IN NSE MMR   		IMPOSED PENALTY RS.5,20,00,000

28-JUN-2022 		SAT: SAT VIDE ITS ORDER DATED 14/12/2023 PARTLY ALLOWED THE APPEAL BY REDUCING PENALTY AMOUNT TO RS.20 LAC FROM RS.1 CRORE U/S 15HB OF SEBI ACT.  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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