S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
21 |
|
AGRIOTEK INDIA LTD.
|
|
|
ABHAI SINGH
|
|
HARISH SHARMA
|
|
NEELAM SINGH
|
|
NIRMAL RANA
|
|
SANJAY SHARMA
|
|
SANJEEV KUMAR
|
|
SANJIV KUMAR
|
|
SUNITA SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 TO A5 CONVICTED
|
22 |
|
AGRO LINKS (INDIA) LTD.
|
|
|
ARVIND R.SHASTRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
23 |
|
AGROGOLD PLANTATIONS & RESORTS LTD.
|
|
|
ASDEV SINGH SODHI
|
|
KAMALJEET
|
|
SUKHJOT SODHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTION
|
24 |
|
AHURA MAZDA DAIRY FARM PVT.LTD.
|
|
|
KANGA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
25 |
|
AIM PLANTATION (INDIA) LTD.
|
|
|
ABDUL GUFFAR
|
|
AMRIK SINGH
|
|
BHUPINDER SINGH AUJLA
|
|
KULJEET SINGH DHILION
|
|
MOHD.IQBAL CHANA
|
|
MOHINDER PAL SINGH GREWAL
|
|
RIKHI SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
26 |
|
AJWA AGRO FARMS PVT.LTD.
|
|
|
MEHRAJ SULTANA
|
|
MOHAMMED IQBALUDDIN
|
|
MOHAMMED MUZAFFARUDDIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
27 |
|
AKANSHA AGROTECH LTD.
|
|
|
MAHENDRA BAHADUR SINGH
|
|
MOHD.SALIM
|
|
NAGESH KUMAR SINGH
|
|
NIRUPAMA SINGH
|
|
O.P.SINGH
|
|
RAKESH KUMAR SINGH
|
|
SABHAJEET SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 COMPANY,2 TO 4 AND SENTENCED TO PAY A FINE OF RS.1.50 LAC EACH, IN DEFAULT ACCUSED AHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. COURT ACQUITTED ACCUSED NO.5 TO 8
|
28 |
|
AKASHJYOTI FORESTS INDIA LTD.
|
|
|
ASHOK KUMAR
|
|
CHOTU RAM ROHILLA
|
|
JYOTI BHALLA
|
|
JYOTI ROHILLA
|
|
KISHAN GOPAL ROHILLA
|
|
MAHESH KAUSHIK
|
|
RAJBIR SINGH
|
|
RAM RAJ
|
|
RAMESH KUMAR SAINI
|
|
SATISH RANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 COMPANY, 7 TO 11 AND SENTENCED TO PAY A FINE OF RS.5000 EACH, IN DEFAULT ACCUSED NO.7 TO 11 SHALL UNDERGO ONE MONTH SIMPLE IMPRISONMENT COURT ACQUITTED ACCUSED NO.2 TO 4. ACCUSED NO.6 WAS DECLARED AS PROCLAIMEDOFFENDER. THE A - 5 (MS. JYOTI BHALLIA WAS DELETED FROM THE ARRAY OF ACCUSED AS ACCUSED NO.3 & 5 ARE THE SAME PERSON
|
29 |
|
AKHAND BHARAT AGRO LTD.
|
|
|
KULBHUSHAN SHARMA
|
|
PRAVEEN SHARMA
|
|
SANJAY SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1,2,AND 3 AND SENTENCED TO PAY A FINE OF RS.25000 EACH IN DEFAULT ACCUSED SHALL UNDERGO 1 MONTH SIMPLE IMPRISONMENT ACCUSED 4 WAS DECLARED PROCLAIMED OFFENDER
|
30 |
|
AK-LOVYA PLANTATIONS PVT.LTD.
|
|
|
KISHORE POLAI
|
|
NARASINGH BEHERA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
31 |
|
ALAKHNANDA AGROTECH LTD.
|
|
|
ADARSH SRIVASTAVA
|
|
DHARAMVIR MITTAL
|
|
K.C.GOEL
|
|
KAILASH CHAND GOEL
|
|
LAV GOYAL
|
|
MADHUKAR RASTOGI
|
|
MAHENDRA KUMAR AGGARWAL
|
|
MANISHA GOYAL
|
|
MANJU AGGARWAL
|
|
S.D.GOEL
|
|
S.DHAWAN
|
|
S.P.AWASTHI
|
|
SANJAY GOEL
|
|
SARLA DEVI GOEL
|
|
TWINKLE GARG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND ACCUSED NO.7 (SHRI S.P.AWASTHI) AND SENTENCED ACCUSED NO.7 TO SIMPLE IMPRISONMENT FOR A PERIOD OF 6 MONTHS AND A FINE OF RS.2 LAKH IN DEFAULT ACCUSED NO.7 SHALL UNDERGO SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS. THE COMPANY (ACCUSED NO.1 ) IS BURDENED WITH A FINE OF RS.5 LAKHS. ALL OTHER ACCUSED ARE PROCLAIMED OFFENDERS
|
32 |
|
ALAKNANDA PLANTATIONS LTD.
|
|
|
H.M.JUYAL
|
|
JYOTI PANDEY
|
|
K.P.PANT
|
|
PRADEEP NEGI
|
|
S.C.JOSHI
|
|
SHASHI JUYAL
|
|
V.B.PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
33 |
|
ALFAVISION ORCHARDS & PLANTATIONS LTD.
|
|
|
MANMOHAN AGRAWAL
|
|
VISHNU GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
34 |
|
ALFAVISION PLANTATIONS LTD.
|
|
|
G.N.VYAS
|
|
M.M.AGRAWAL
|
|
SANJAY GARG
|
|
SURJIT KOUR
|
|
VIJAYESH ATRE
|
|
VISHNU GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
35 |
|
AL-HILAL ORCHARDS LTD.
|
|
|
ABDUL KHALIQUE
|
|
MOHD.ZAHID
|
|
WASEEM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
36 |
|
ALLAHABAD AGROTECH LTD.
|
|
|
ALOK SAXENA
|
|
ARCHANA SRIVASTAVA
|
|
ASHOK VARMA
|
|
DEEPAK SRIVASTAVA
|
|
SHAILESH CHAUDHARI
|
|
SURESH KUMAR
|
|
SURUCHI KHANNA
|
|
VIJAY VAISH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
37 |
|
ALPINE AGRO INDUSTRY LTD.
|
|
|
A.K.SETHI
|
|
BASANT BALLABH JOSHI
|
|
DEVI DATT TEWARI
|
|
GIRISH CHANDRA JOSHI
|
|
ISHWARI DATT DUMKA
|
|
J.C.TIWARI
|
|
KAILASH CHANDER DURGAPAL
|
|
NARENDER BAHADUR SINGH
|
|
PRASHANT CHANDOLA
|
|
PRIYANKA PATHAK
|
|
VIVEKANAND SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 AND 4 AND SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR A PERIOD OF 6 MONTHS ON ACCUSED NO.2 & 4 AND ALSO IMPOSE A FINE OF RS.5 LACS ,ACCUSED 2 & 4 SHALL UNDERGO 3 MONTHS S.I. FURTHER, COURT DIRECTED THAT THE FINE AMOUNT REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C. ACCUSED NO.2,5,6,7,9,11 AND 12 WERE DECLARED AS PROCLAIMED OFFENDERS. THE COURT ACQUITTED ACCUSED NO.10 FROM ALL THE CHARGES. OFFENCE AGAINST ACCUSED 8 WAS COMPOUNDED
|
38 |
|
AMARJYOTI PLANTATIONS LTD.
|
|
|
MANOJ KUMAR
|
|
NISHITH JAISWAL
|
|
OM PRAKASH SAH
|
|
OM PRAKASH SUMAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
39 |
|
AMRUTLEELA AGRO FORESTRY LTD.
|
|
|
AMEET KOTHARI
|
|
ARUN DUTIA
|
|
DHARINI VORA
|
|
JAYESH VORA
|
|
JITENDRA KOTHARI
|
|
S.D.MHATRE
|
|
VRAJESH DUTIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
40 |
|
ANANTHA MAADHAVA AGROTEC FARMS LTD.
|
|
|
B.V.J.RAO
|
|
M.SRINIVASA RAO
|
|
P.ANANTHA KUTUMBA BAI
|
|
P.RAMESH BABU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 2 of 28
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