| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
SAVE EARTH PLANTATIONS LTD.
|
|
|
|
AKHILESHWAR KUMAR SINHA
|
|
|
ASHIM GHOSH
|
|
|
R.N.PRASAD
|
|
|
RAJIV DUTTA
|
|
|
RAMADHAR SHARMA
|
|
|
SAIBAL PAL
|
|
|
SANJAY KUMAR MISHRA
|
|
|
SUDIPTO SHANKAR GHOSH
|
|
|
UDAY SHANKAR PRASAD
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 08-JUL-2003
DIRECTED TO REFUND MONEY TO THE INVESTORS
08-JUL-2003
|
A2 AND A8 EXPIRED, THUS, PROCEEDINGS AGAINST A-2 AND A8 STOOD ABATED. A-4, 5, 6, AND 7 WERE DECLARED PROCLAIMED OFFENDERS. A-1,3 AND 10 WERE CONVICTED. A-9 ACQUITTED
A2 AND A8 EXPIRED, THUS, PROCEEDINGS AGAINST A-2 AND A8 STOOD ABATED. A-4, 5, 6, AND 7 WERE DECLARED PROCLAIMED OFFENDERS. A-1,3 AND 10 WERE CONVICTED. A-9 ACQUITTED
|
| 22 |
|
|
SHALIMAR FORESTS (INDIA) LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
24-NOV-2003
|
|
| 23 |
|
|
SHIVAJI ESTATES LIVE STOCK & FARM PVT.LTD.
|
|
|
|
ABA KRISHNARAO BHOGE
|
|
|
AJIT SHINDE
|
|
|
ANIL DAMODAR BHARATEY
|
|
|
ARIF MERCHANT
|
|
|
B.K.PATIL
|
|
|
B.S.SOMAN
|
|
|
BABULAL THAKUR
|
|
|
BHALCHANDRA ARANKE
|
|
|
DEEPAK GOSAVI
|
|
|
GIRISH NAIDU
|
|
|
ITKIKAR RAVI
|
|
|
J.RAJENDRA PRASAD
|
|
|
JAYANT HONMODE
|
|
|
JOY MUKHERJEE
|
|
|
KISHANGOPAL PANDHURANG KHAWALE
|
|
|
LAL TAHILRAMANI
|
|
|
M.I.AHMED
|
|
|
MANIKYAM D.
|
|
|
NAIR RAJESH
|
|
|
NAMDEO MANE CHARGAON
|
|
|
NARENDRA GURVE
|
|
|
NITIN H.FUKE
|
|
|
P.K.DHODAPKAR
|
|
|
PILLAY SUDESH
|
|
|
PINAKI MUKHERJEE
|
|
|
PRAKASH SHINDE
|
|
|
PRAMOD KULKARNI
|
|
|
PRESHIT ANIL BHARETY
|
|
|
R.RAMARAO
|
|
|
RADHESHYAM PANDURANG KHAWALE
|
|
|
RAHUL KORE
|
|
|
RAJENDRA DABHADE
|
|
|
RAJU SUKHANAND PINJARKAR
|
|
|
RAKESH KADHI
|
|
|
RUBEN ROY
|
|
|
S.N.DESHMUKH
|
|
|
SANGEETA RAO
|
|
|
SANJAY B.
|
|
|
SANJAY GURAV
|
|
|
SAURAV S.LANDGE
|
|
|
SHARMILLA APTE
|
|
|
SHIRISH MIRASHI
|
|
|
SHIVAJI SONONE
|
|
|
SHYAM KHURODE
|
|
|
UTPAL DEF
|
|
|
VEERESH S.KARNIK
|
|
|
VIREN NARKAR
|
|
|
WAQAR AHMED KHAN
|
|
|
YUVRAJ PATIL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 06-JAN-2003 TO 06-JAN-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
06-JAN-2003
|
|
| 24 |
|
|
SOUTHERN UDHYANS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
OFFICIAL LIQUIDATOR/ADMINISTRATOR APPOINTED SUBSEQUENT TO THE INITIATION OF ACTION BY SEBI
24-NOV-2003
|
|
| 25 |
|
|
SUN-PLANT AGRO FINANCE LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
SEBI VIDE ITS ORDER DATED 24/12/2014 DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND THE CONCERNED TAHALSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES MENTIONED IN ANNEXURE-A ARE LOCATED. NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTER(S), INCLUDING THE SAID PROPERIES, IF PRESENTED FOR REGISTRATION
|
| 26 |
|
|
SUPERGOLD FORESTS LTD.
|
|
|
|
ABDUL AHAD
|
|
|
ANIL SETH
|
|
|
ARIF H.SHAH
|
|
|
IQBAL WANI
|
|
|
JAGDISH CHANDER
|
|
|
KHURSHID KHAN
|
|
|
MOHD.BASHIR K.
|
|
|
NAZMUL H.SHAH
|
|
|
P.N.GIRI
|
|
|
RAJESH KUMAR BALLI
|
|
|
RAMNATH DATTA
|
|
|
SABIR H.SHAH
|
|
|
SAVITA KANSAL
|
|
|
SHASHI BALA
|
|
|
SUJAIT H.SHAH
|
|
|
SUSHMA DATTA
|
|
|
V.K.DATTA
|
|
|
V.K.KANSAL
|
|
|
V.KUMAR
|
|
|
VIJAY KUMAR DATTA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
COPY OF ORDER AWAITED
|
| 27 |
|
|
SURBHI AGROTECH LTD.
|
|
|
|
ALPONS RAJA REDDY
|
|
|
AMALENDU BHOWMICK
|
|
|
ASHWANI KAUSHIK
|
|
|
AVTAR SINGH
|
|
|
BIMAL SABARWAL
|
|
|
DAYANAND MISHRA
|
|
|
GURPRATAP SINGH BHANGU
|
|
|
H.P.BHARDWAJ
|
|
|
HARISH KUMAR POPLI
|
|
|
J.K.BHANDARI
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
KICHLOO
|
|
|
KRISHAN KUMAR
|
|
|
M.MALLARAJE URS
|
|
|
M.S.S.PILLAT
|
|
|
MAGHAR SINGH
|
|
|
MUKESH ARORA
|
|
|
NAHAR SINGH
|
|
|
NARESH CHANDER KAUSHIK
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
RAJENDRA KUMAR SINGH
|
|
|
RAJIV KATYAL
|
|
|
SANAT KUMAR PANJA
|
|
|
SUNIL TYAGI
|
|
|
USHA KIRAN CHATURVEDI
|
|
|
VED SHRIRAM BALSOD
|
|
|
VIJAY KUMAR GUPTA
|
|
|
VIJAY NAIDU
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 28 |
|
|
SWARN PLANTATION (INDIA) LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
24-NOV-2003
|
|
| 29 |
|
|
SWARNBHUMI FOREST (INDIA) LTD.
|
|
|
|
A.B.PANDEY
|
|
|
ASHWANI KAUSHIK
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
K.D.SHARMA
|
|
|
KULDEEP KUMAR
|
|
|
P.K.BHADAURIA
|
|
|
PARSHANT UPADHYAY
|
|
|
PRAVEEN KUMAR
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
SEEMA PANDEY
|
|
|
SUDHIR SINGH
|
|
|
TEJVIR SINGH
|
|
|
USHA KIRAN CHATURVEDI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 07-FEB-2001 TO 07-FEB-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 30 |
|
|
VEERBHUMI PLANTATIONS (I) LTD.
|
|
|
|
AMRISH KALA
|
|
|
BIDUT MAJUMDAR
|
|
|
CHANDAN SHARMA
|
|
|
D.K.DAS
|
|
|
HIRAJI SINGH
|
|
|
J.P.GIRI
|
|
|
K.D.SHARMA
|
|
|
K.K.SANGRAL
|
|
|
KABITA SAHU
|
|
|
MAHESH SHARMA
|
|
|
MANOHAR RASNAKAR
|
|
|
N.K.JAIN
|
|
|
NANAK CHAND
|
|
|
RAJESH SHARMA
|
|
|
RASHPAL KAUR
|
|
|
SANJAY RATH
|
|
|
SOM DATT
|
|
|
SUDESH SHARMA
|
|
|
VEERJI PANDIT
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 31 |
|
|
VERSATILE RESORTS & GARDENS INTERNATIONAL LTD.
|
|
|
|
A.K.MANDAL
|
|
|
AKIF AYUBI
|
|
|
AMIT KUNDU
|
|
|
B.C.ROY CHAOUDHARY
|
|
|
BHUSHANENDU KUMAR VERMA
|
|
|
CHAND KUMAR VERMA
|
|
|
FEROZE KHAN
|
|
|
GURJEET SINGH
|
|
|
HARPAL SINGH
|
|
|
JAGMOHAN RAWAT
|
|
|
KAMALJEET SINGH
|
|
|
P.C.PANNI
|
|
|
PRITHI PAUL SINGH SETHI
|
|
|
R.B.SINGH
|
|
|
R.D.BESOYA
|
|
|
R.K.PATHAK
|
|
|
R.P.SHARMA
|
|
|
R.PRASAD
|
|
|
R.R.MAURYA
|
|
|
S.K.DASS
|
|
|
SUSHIL DIXIT
|
|
|
V.K.VERMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
A1 TO A3 CONVICTED. A4 EXPIRED, THUS PROCEEDINGS ABATED
|
| 32 |
|
|
VGP AGRO FARM PVT.LTD.
|
|
|
|
A.P.SATHIYANESAN
|
|
|
AMALNATHAN
|
|
|
BOOBALAN
|
|
|
C.LAWRENCE
|
|
|
K.STEEPHEN
|
|
|
M.EZHIL ARASAN
|
|
|
M.G.RAVICHANDRAN
|
|
|
M.MUTHUKRISHNAN
|
|
|
RADHAKRISHNAN
|
|
|
S.MURUGESAN
|
|
|
S.VELUSAMY
|
|
|
V.G.P.BABUDAS
|
|
|
V.G.P.RAJADAS
|
|
|
V.G.P.RAVIDAS
|
|
|
V.G.SANTHOSAM
|
|
|
V.G.SELVARAJ
|
|
|
V.S.MIGAVEL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-DEC-2002 TO 03-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-DEC-2002 TO 03-DEC-2007
03-DEC-2002
|
COMPLAINT HAS BEEN WITHDRAWN
|
| 33 |
|
|
VGP EVERGREEN PLANTATION LTD.
|
|
|
|
A.MURUGESAN
|
|
|
ARUL RAJ
|
|
|
ARUMUGAM
|
|
|
KESAV REDDY
|
|
|
MANIKANDAN
|
|
|
NIVRUTI S.SHINDE
|
|
|
R.KUMARESAN
|
|
|
R.SAMUEL
|
|
|
S.KANNAN
|
|
|
S.PADMANABHAN
|
|
|
SURESH
|
|
|
V.G.P.BABUDAS
|
|
|
V.G.P.PRASADAS
|
|
|
V.G.P.RAJADAS
|
|
|
V.G.P.RAVIDAS
|
|
|
V.G.S.RAJESH
|
|
|
V.G.SANTHOSAM
|
|
|
V.G.SELVARAJ
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-DEC-2002 TO 03-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-DEC-2002 TO 03-DEC-2007
03-DEC-2002
|
COMPLAINT HAS BEEN WITHDRAWN
|
| 34 |
|
|
VIJETHA AGRO FARMS (INDIA) LTD.
|
|
|
|
A.SRINIVASA RAO
|
|
|
ATHUKURI GALESWARA RAO
|
|
|
ATUKURI SUBRATNAM
|
|
|
BONDILI RAMAKRISHNA SINGH
|
|
|
CHALUVADI RAMULU
|
|
|
D.P.DEVI
|
|
|
D.S.KRISHNA
|
|
|
DINDAKURTI KIRHSNAMURTHI GUPTA
|
|
|
G.JAGAN MOHAN RAO
|
|
|
GRANDHE YOGESWARA RAO
|
|
|
K.S.RATNAM
|
|
|
KASETTY SUBBARATHNAM
|
|
|
SANGU NAGAMANI
|
|
|
SANGU NAGI REDDY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-OCT-2002 TO 10-OCT-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2002 TO 10-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-OCT-2002
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 2
|
