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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MUTUAL FUNDS: CANCELLED REGISTRATION AS MUTUAL FUND AND WITHDRAWN APPROVAL GRANTED TO ASSET MANAGEMENT COMPANY

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person PNB MUTUAL FUND  
  REQUESTED FOR CANCELLATION OF CERTIFICATE OF REGISTRATION   CANCELLED REGISTRATION AS MUTUAL FUND AND WITHDRAWN APPROVAL GRANTED TO ASSET MANAGEMENT COMPANY

23-OCT-2007 		 
22
History of entity/person SAHARA MUTUAL FUND  
  NOT A FIT & PROPER PERSON TO CARRY OUT BUSINESS OF MUTUAL FUND   CANCELLED REGISTRATION AS MUTUAL FUND AND WITHDRAWN APPROVAL GRANTED TO ASSET MANAGEMENT COMPANY

DIRECTED TO MAKE EFFORTS TO TRANSFER ACTIVITIES OF SAHARA INDIA FINANCIAL CORP.LTD. (SAHARA SPONSOR) AND SAHARA ASSET MANAGEMENT CO.PVT.LTD. (SAHARA AMC) TO A NEW SPONSOR AND SEBI APPROVED ASSET MANAGEMENT CO.AT THE EARLIEST

DIRECTED NOT TO TAKE NEW SUBSCRIPTION FROM INVESTORS (INCLUDING EXISTING INVESTOR IN SYSTEMATIC INVESTMENT PLANS (SIP) / SYSTEMATIC TRANSFER PLANS (STP) AND NOT TO CHARGE ANY PENALTIES / LOADS FOR NOT DEPOSITING INSTALLMENTS

28-JUL-2015 		SAT: APPEAL DISMISSED. NO COSTS

SEBI VIDE ITS ORDER DATED 27/03/2018 A) DIRECTED SAHARA MUTUAL FUND TO WIND UP ALL ITS SCHEMES (OTHER THAN ‘SAHARA TAX GAIN FUND’) BY 21/04/2018 B) PERMITTED TO CONTINUE TO RUN ITS ‘SAHARA TAX GAIN FUND’ TILL 27/07/2018 AND DIRECTED NOT TO ACCEPT ANY NEW INVESTOR UNDER ‘THIS C) DIRECTED TO COMPULSORILY REDEEM EACH INVESTMENT IN ‘SAHARA TAX GAIN FUND’ AS AND WHEN THE LOCK IN PERIOD EXPIRES D) GRANTED TIME TILL 27/08/2018 TO COMPLETE WINDING UP OF THE ‘SAHARA TAX GAIN FUND’ E) SURRENDER CERTIFICATE OF REGISTRATION TO SEBI BY 27/08/2018  
23
History of entity/person SUN F&C MUTUAL FUND  
  SURRENDERED CERTIFICATE OF REGISTRATION   CANCELLED REGISTRATION AS MUTUAL FUND AND WITHDRAWN APPROVAL GRANTED TO ASSET MANAGEMENT COMPANY

05-AUG-2005 		 
24
History of entity/person ZURICH INDIA MUTUAL FUND  
  AS A RESULT OF CHANGE IN CONTROL, ZURICH INDIA MUTUAL FUND HAS HANDED OVER ALL THEIR EXISTING SCHEMES TO HDFC MUTUAL FUND AFTER GIVING AN EXIT OPTION AT PREVAILING NAV WITHOUT EXIT LOAD TO ALL UNITHOLDERS   CANCELLED REGISTRATION AS MUTUAL FUND AND WITHDRAWN APPROVAL GRANTED TO ASSET MANAGEMENT COMPANY

16-JUL-2003 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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