| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
ADSUL TRADING PVT.LTD.
|
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
NITIN SAWANT
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR CHAINRAI BASANTANI
PAN:AESPB2834F
|
|
|
UMESH R.KHARIWALA
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 22 |
|
|
ADSUL TRADING PVT.LTD.
|
|
|
|
ASHOK RAMSWAROOP BHANWARLAL PANCHARIYA
PAN:AEVPP6124P
|
|
|
ASPI B.BHESANIA
|
|
|
HIRALAL YADAV
|
|
|
JANBA CHOUGLE
|
|
|
MAHESH RAMDAS ADSUL
PAN:AGGPA2537E
|
|
|
MARUTI GUDULKAR
|
|
|
NARENDRA D.TIWARI
|
|
|
NITIN SAWANT
|
|
|
OMPRAKASH BAGRECHA
|
|
|
R.K.MAHESHWARI
|
|
|
RAJESH SAKHARIE
|
|
|
RAJKUMAR CHAINRAI BASANTANI
PAN:AESPB2834F
|
|
|
RAMESH L.SHARMA
|
|
|
SHANTABAI CHOUGLE
|
|
|
UMESH R.KHARIWALA
|
|
|
UPENDRA V.MODI
|
|
|
VIKAS SETH
|
|
|
VILAS CHOWGLE
|
|
|
VINOD R.HINGORANI
|
|
|
VITHAL PATIL
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 23 |
|
|
ADVANCE EXPORTS LTD.
|
|
|
VIOLATED SECTION 2 (I) (A) OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 16 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 23 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
VIOLATED SECTION 24 OF SECURITIES CONTRACTS (REGULATION) ACT, 1956
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.30,00,000 BY THE ACCUSED TO SEBI
|
| 24 |
|
|
ADVANCE HOVERCRAFT & COMPOSITES (INDIA) LTD.
|
|
|
VIOLATED SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 25 |
|
|
AHILYA COMMERCIAL PVT.LTD.
(CIN:U51109WB1994PTC065648
PAN:AACCA2226R)
|
|
|
|
DEEPAK MARODIA
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
DIN:00376284
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED RS.6,27, 581.00
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,50,218.00
|
| 26 |
|
|
AHILYA COMMERCIAL PVT.LTD.
(CIN:U51109WB1994PTC065648
PAN:AACCA2226R)
|
|
|
|
RAJIV CHOUDHARI
|
|
|
SHRAVAN PATWARI
DIN:00376284
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 27 |
|
|
AJAY ROADWAYS PVT.LTD.
|
|
|
|
A.MUKHERJEE
|
|
|
KAILASH PRASAD
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 28 |
|
|
AKIRA INVESTMENTS PVT.LTD.
(CIN:U67120MH1981PTC023806)
|
|
|
|
AJAY BABURAO SHIRKE
|
|
|
GANPATROA ROAJI BHARITKAR
|
|
|
JAYSINGHRAO CHIMANRAO SHINDE
|
|
|
PADMAJA VIJAY SHIRKE
|
|
|
RAMKUMAR SUNKARA
|
|
|
RINA SUD
|
|
|
SITU R.RAMNATH SHASTRI
|
|
|
UDAY SURESH GHORPADE
|
|
|
VIJAY BABURAO SHIRKE
|
|
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 29 |
|
|
ALAKNANDA MANUFACTURING & FINANCE LTD.
|
|
|
|
A.LAKSHMINARAYANA
|
|
|
AMITAVA DATTA
|
|
|
B.MUZUMDAR
|
|
|
KALIDAS KANRAR
|
|
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 30 |
|
|
ALBLESS TRADING & INVESTMENT PVT.LTD.
|
|
|
|
DILIP BHADEKA
|
|
|
DINESH BHANUSHALI
PAN:AITPB0677K
|
|
VIOLATED SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 31 |
|
|
ALBRIGHT CONSULTANTS PVT.LTD.
|
|
|
|
ANIL KUMAR PUROHIT
|
|
|
DHRUVA NARAYAN JHA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
RS.200000.00 TOWARDS PENALTY, RS.190685.00 TOWARDS INTEREST AND RS.67000.00 TOWARDS LEGAL COSTS
|
| 32 |
|
|
ALCHEMIST CORP.LTD.
|
|
|
|
NEERAJ TIWARI
|
|
|
POOJA RASTOGI
DIN:00201858
|
|
|
RAJEEV GUPTA
|
|
|
SHEETAL JAIN
|
|
|
SOHAN LAL
|
|
|
SUDHISH KUMAR RASTOGI
|
|
VIOLATED SECTION 24 (2) READ WITH 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-JUL-2022
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.926856.00 TO SEBI
|
| 33 |
|
|
ALDERBROOKE PORTFOLIO MANAGEMENT SERVICES PVT.LTD.
(CIN:U74140GJ2010PTC059749
PAN:AAICA8270H)
|
|
|
|
ANANDKUMAR KANUBHAI RAVAT
PAN:AIMPR9602D
|
|
|
JALPESHKUMAR AMRUTLAL MAKWANA
PAN:AXLPM4291R
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
25-AUG-2016
|
|
| 34 |
|
|
ALEXCON FOAMCAST LTD.
|
|
|
|
KIRAN P.DALAL
|
|
VIOLATED SECTION 20(2) OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
31-MAR-2014
|
WITHDRAWN
|
| 35 |
|
|
ALFAVISION OVERSEAS (INDIA) LTD.
|
|
|
|
VISHNU PRASAD GOYAL
|
|
VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
CONVICTION. SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR SIX MONTHS WITH FINE OF RS.5000.00 (RUPEES FIVE THOUSAND ONLY)
|
| 36 |
|
|
ALKA SECURITIES LTD.
(PAN:AAACA4835E)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 37 |
|
|
ALKAN PROJECTS PVT.LTD.
|
|
|
|
GOPU PARIMAL BELANI
|
|
|
RAMESH BALKRISHNA GUDI
|
|
|
SURESH HEMWANI
|
|
VIOLATED SECTION 4 OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 38 |
|
|
AMALGAMATED ENTERPRISES
|
|
|
|
RAMA BHATTACHARJEE
|
|
|
SATYABRATA BHATTACHARJEE
|
|
|
SATYENDRA NATH CHAKRABORTY
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 39 |
|
|
AMBIKA FERRO ALLOYS PVT.LTD.
|
|
|
|
P.K.RAO
|
|
|
R.P.SHARMA
|
|
|
SANJAY GUPTA
|
|
|
V.K.AGARWAL
|
|
VIOLATED REGULATIONS 4(A) TO 4(E) OF SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6(D) OF SEBI (PFUTP) REGULATIONS, 1995
DEALT IN SECURITIES VIOLATING REGULATION 4 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
VIOLATED SECTION 11 (2) OF SEBI TAKEOVER CODE, 1997
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 40 |
|
|
AMI COMPUTERS (I) LTD.
|
|
|
|
G.S.PRASAD
|
|
|
KUNDAN MAL BANTHIA
|
|
|
KUNDAN MAL JAIN
|
|
|
RATAN KUMAR MISHRA
|
|
|
V.K.JAIN
|
|
VIOLATED SECTION 24 (1) OF SEBI ACT, 1992
VIOLATED SECTION 12 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 32
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