| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
FILATEX FASHIONS LTD.
(Along with : IVY LEAGUE SCHOOLS LTD.)
|
|
|
|
MAHAVIR GOLECHHA
|
|
|
NARESH CHAND CHANDAK
|
|
|
PRABHAT SETHIA
PAN:AREPS7605L
|
|
|
PRASHANT KUMAR SETHIA
|
|
|
RAJKUMAR SETHIA
|
|
|
RATNA DEVI SETHIA
|
|
|
SANGEETA SETHIA
PAN:ARHPS2827H
|
|
|
SHAILAJA KATAR
|
|
|
SHREE CHAND SETHIA
|
|
|
SWAMINATHAN RAJENDRAN
PAN:AIGPR6377P
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 22 |
|
|
FLARE FINANCE (INDIA) LTD.
(PAN:AAACF2044G)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CROSS DEALS AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GENOMICS BIOTECH LTD.
|
SHOW CAUSE NOTICE ISSUED
05-FEB-2009
|
|
| 23 |
|
|
GAMESA INVESTMENT MANAGEMENT PVT.LTD.
(PAN:AADCG2093F)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 24 |
|
|
GENOMICS BIOTECH LTD.
(PAN:AAACA2994G)
|
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 25 |
|
|
GEONET TRADING CO.PVT.LTD.
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUN-2012
|
|
| 26 |
|
|
GLORIA INVESTMENTS LTD.
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF JAGSONPAL PHARMACEUTICALS LTD.
|
SHOW CAUSE NOTICE ISSUED
02-SEP-2005
|
|
| 27 |
|
|
GOODEARTH SYNTHETICS LTD.
|
|
|
|
DINESH R.JAIN
|
|
|
RAMESH RAMANLAL JAIN
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 28 |
|
|
HARSHA PRANAV SECURITIES PVT.LTD.
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF VISION TECHNOLOGY INDIA LTD.
|
SHOW CAUSE NOTICE ISSUED
18-SEP-2003
|
|
| 29 |
|
|
HIGHZONE TRADING CO.PVT.LTD.
(CIN:U51909MH2004PTC145659)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
| 30 |
|
|
HIREN TRADING CO.PVT.LTD.
(PAN:AABCH9499Q)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
| 31 |
|
|
HIRMA POWER LTD.
(PAN:AABCH3229C)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 32 |
|
|
HOME TRADE LTD.
(PAN:AABFH8408A)
|
|
|
|
SUBODH BHANDARI
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUL-2004
|
|
| 33 |
|
|
HOME TRADE LTD.
(PAN:AABFH8408A)
|
|
|
|
SANJAY AGARWAL
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUL-2004
|
|
| 34 |
|
|
HOOGLY TRADING LTD.
|
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUL-2007
|
|
| 35 |
|
|
INDIAN AGRI SERVICES PVT.LTD.
(PAN:AACCI7169M)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
| 36 |
|
|
INORBIT TRADING CO.PVT.LTD.
(CIN:U51909MH2005PTC156149
PAN:AABCI4237M)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
| 37 |
|
|
IVY LEAGUE SCHOOLS LTD.
(Along with : FILATEX FASHIONS LTD.)
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 38 |
|
|
JAYANT VITAMINS LTD.
|
|
|
|
HITEN PURSHOTTAM MANGE
|
|
|
LALIT KUMAR MISHRA
|
|
|
PROJESH KUMAR ROY
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 39 |
|
|
JAYSHREE PETROCHEMICALS PVT.LTD.
(PAN:AAACJ0934B)
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
05-JUL-2012
|
|
| 40 |
|
|
JYOTSANA DEVELOPERS PVT.LTD.
(PAN:AABCJ7204K)
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
05-JUL-2012
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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