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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY)

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person DEEPA D.KELKAR  
  ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS IN SCRIP OF FAST TRACK ENTERTAINMENT LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.50,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 24-DEC-2009 TO 23-DEC-2010

24-DEC-2009 		 
22
History of entity/person DEEPAK KUMAR GUPTA  
Click here to view complete history of this specific entity/person KINETIC CAPITAL SERVICES LTD.
  		ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS THROUGH CIRCULAR TRADING IN SCRIP OF KINETIC CAPITAL SERVICES LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 28-OCT-2010 TO 27-APR-2011

22-OCT-2010 		 
23
History of entity/person DHAVAL V.SHAH  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF STOCKNET INTERNATIONAL LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.25,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 07-SEP-2009 TO 06-DEC-2009

01-SEP-2009 		 
24
History of entity/person DHIRAJ GHAI

(PAN:AAVPG4321P)  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET THROUGH OFF-MARKET TRANSACTIONS IN SCRIP OF ALKA SECURITIES LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 03-SEP-2012 TO 02-SEP-2013

03-SEP-2012 		 
25
History of entity/person DIGANT R.DESAI  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF HAVELLS INDIA LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,50,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 20-MAR-2009 TO 19-MAR-2011

20-MAR-2009 		 
26
History of entity/person DIGANT R.DESAI  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET THROUGH SYNCHRONIZED AND CIRCULAR TRANSACTIONS AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF IND SWIFT LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 29-JUL-2009 TO 28-JUL-2010

29-JUL-2009 		 
27
History of entity/person FAKHRUDDIN T.MOIYADI  
  ALLEGED VIOLATION OF DIRECTIVES/INSTRUCTIONS/GUIDELINES AND ORDER OF SEBI IN MATTER OF VERONICA LABORATORIES LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 21-JAN-2009 TO 20-JAN-2012

21-JAN-2009 		 
28
History of entity/person FATEH CHAND JAIN  
Click here to view complete history of this specific entity/person ADINATH BIO-LABS LTD.

PAN:AAECA5539M
CIN:L24230WB1982PLC034492
  		ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ADINATH BIO-LABS LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.25,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 07-SEP-2009 TO 06-NOV-2009

01-SEP-2009 		 
29
History of entity/person G.S.SANDHU  
Click here to view complete history of this specific entity/person TARAI FOODS LTD.
  		ALLEGED INDULGENCE IN ISSUANCE OF MISLEADING NEWS TO INDUCE TRANSACTIONS IN SHARES OF TARAI FOODS LTD.

ALLEGED TRADING IN SCRIP OF TARAI FOODS LTD. WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION   		REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,12,000, ADMINISTRATION CHARGES RS.25,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 27-APR-2009 TO 26-OCT-2009

24-APR-2009 		 
30
History of entity/person GOURAV BANTHIA  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ADINATH BIO-LABS LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.50,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 31-AUG-2009 TO 30-SEP-2009

21-AUG-2009 		 
31
History of entity/person HARISH VERMA  
Click here to view complete history of this specific entity/person ASHOKA REFINERIES LTD.
  		ALLEGED DELAY IN TRANSFER OF SHARES OF ASHOKA REFINERIES LTD.

ALLEGED INDULGENCE IN PRICE RIGGING IN SCRIP OF ASHOKA REFINERIES LTD.   		REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 22-JUL-2009 TO 21-JUL-2011

22-JUL-2009 		 
32
History of entity/person HARSHABEN SHAILESH JHAVERI  
  ALLEGED VIOLATION OF REGULATIONS 3 AND 6(A) OF SEBI (PFUTP) REGULATIONS, 1995 IN SCRIP OF SHALIBHADRA INFOSEC LTD.   REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 23-JUL-2008 TO 22-JAN-2009

REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

23-JUL-2008 		 
33
History of entity/person HARSHABEN SHAILESH JHAVERI  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET BY CIRCULAR AND SYNCHRONIZED TRANSACTIONS IN SCRIP OF OASIS MEDIA MATRIX LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH /ACCESSING CAPITAL MARKET /INTERMEDIARIES) FROM 14-NOV-2008 TO 13-NOV-2010

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 14-NOV-2008 TO 13-NOV-2010

14-NOV-2008 		 
34
History of entity/person HARSHABEN SHAILESH JHAVERI  
  ALLEGED INDULGENCE IN CIRCULAR AND SYNCHRONIZED TRADES IN SCRIP OF SAARC NET LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 14-NOV-2010 TO 13-NOV-2012

31-MAR-2009 		 
35
History of entity/person HEMA PARESH PATEL  
  ALLEGED INDULGENCE IN IRREGULAR TRANSACTIONS AND PRICE MANIPULATION IN SCRIP OF GENUS COMMU-TRADE LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.25,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 31-DEC-2008 TO 30-DEC-2010

31-DEC-2008 		 
36
History of entity/person INDERJEET SINGH VAGHELA LAKHAJI

(PAN:ABUPV6306R)  
Click here to view complete history of this specific entity/person TOP MEDIA ENTERTAINMENT LTD.
  		ALLEGED ISSUE OF MISLEADING ADVERTISEMENT REGARDING PROPOSED BUYBACK IN MATTER OF TOP MEDIA ENTERTAINMENT LTD.

ALLEGED INDULGENCE IN EXECUTION OF NON-GENUINE TRADES IN COLLUSION WITH A FEW ENTITIES IN SCRIP OF TOP MEDIA ENTERTAINMENT LTD.   		REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 30-SEP-2008 TO 29-SEP-2009

30-SEP-2008 		 
37
History of entity/person JIMMY JAL GAZDAR  
Click here to view complete history of this specific entity/person COCHIN MALABAR ESTATES & INDUSTRIES LTD.
  		ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER SEBI TAKEOVER CODE, 1997 IN MATTER OF ACQUISITION OF 8.608% SHARES OF COCHIN MALABAR ESTATE & INDUSTRIES LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,50,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 31-OCT-2009 TO 30-OCT-2010

28-OCT-2009 		 
38
History of entity/person JITENDRA KUMAR KASERA  
  ALLEGED VIOLATION OF REGULATIONS 3,4(1),4(2)(A),(B),(G) & (N) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SBEC SUGAR LTD.   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.50,000 VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 16-DEC-2008 TO 15-MAR-2009

16-DEC-2008 		 
39
History of entity/person KAILASH CHANDRA AGRAWAL  
Click here to view complete history of this specific entity/person ASHOKA REFINERIES LTD.
  		ALLEGED DELAY IN TRANSFER OF SHARES OF ASHOKA REFINERIES LTD.

ALLEGED INDULGENCE IN PRICE RIGGING IN SCRIP OF ASHOKA REFINERIES LTD.   		REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 22-JUL-2009 TO 21-JUL-2011

22-JUL-2009 		 
40
History of entity/person KAMAL PRIYAKANT JHAVERI  
  MADE APPLICATIONS IN FICTITIOUS NAMES/USED BENAMI APPLICATIONS FOR OBTAINING HIGHER ALLOTMENT IN IPOS OF VARIOUS COMPANIES   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-MAR-2009 TO 28-FEB-2012

DIRECTED NOT TO BUY, SELL OF DEAL DIRECTLY OR INDIRECTLY IN ANY INITIAL PUBLIC OFFERING FROM 01-MAR-2009 TO 28-FEB-2012

27-APR-2006

SETTLEMENT ( SETTLEMENT CHARGES RS.1,80,00,000, DISGORGEMENT AMOUNT (PAYABLE TO INVESTORS) RS.24,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 01-MAR-2009 TO 28-FEB-2012

10-FEB-2009~ 		CONFIRMED INTERIM ORDER DATED APR. 27,2006

SAT: APPEAL DISPOSED OFF, WITH DIRECTION TO SEBI TO COMPLETE ENQUIRIES BEFORE 31/10/2008.ADJUDICATION PROCEEDINGS SHOULD ALSO BE DISPOSED OF BEFORE END OF OCTOBER THIS YEAR  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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