| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
G.SHESHADRI VASAN
|
|
|
|
KRUTHIKA PORTFOLIO SERVICES PVT.LTD.
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF COLOR CHIP INDIA LTD.
|
SHOW CAUSE NOTICE ISSUED
24-JUN-2004
|
|
| 22 |
|
|
G.W.SHAW
|
|
|
|
VATSA CORP.LTD.
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 23 |
|
|
HITEN PURSHOTTAM MANGE
|
|
|
|
JAYANT VITAMINS LTD.
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 24 |
|
|
HITENDRA CHATURBHAI MAKWANA
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ELTROL LTD.
|
SHOW CAUSE NOTICE ISSUED
28-APR-2008
|
|
| 25 |
|
|
JAGDISH TAMBOLI
|
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
06-JUL-2012
|
|
| 26 |
|
|
JASMIN PATEL
|
|
|
|
ADITYA INFO-SOFT LTD.
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 27 |
|
|
JAY J.SHAH
|
|
|
ALLEGED INDULGENCE IN AIDING AND ABETTING COMPANY AND ITS PROMOTERS IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF E.STAR INFOTECH LTD.
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF E.STAR INFOTECH LTD.
|
SHOW CAUSE NOTICE ISSUED
27-NOV-2009
|
|
| 28 |
|
|
JAYANTILAL PATEL
|
|
|
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF ADITYA INFOSOFT LTD.
|
SHOW CAUSE NOTICE ISSUED
15-NOV-2006
|
|
| 29 |
|
|
KETAN NAVINCHANDRA SHAH
|
|
|
|
VATSA CORP.LTD.
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 30 |
|
|
KIRIT SHANTILAL GANDHI
(PAN:AAMPG4381Q)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CIRCULAR TRANSACTIONS IN SCRIP OF FLAWLESS DIAMOND INDIA LTD.
|
SHOW CAUSE NOTICE ISSUED
30-JUN-2011
|
|
| 31 |
|
|
KUSUM DEEPAK RATHOD
(PAN:ADSPR1560P)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ELTROL LTD.
|
SHOW CAUSE NOTICE ISSUED
28-APR-2008
|
|
| 32 |
|
|
LALIT KUMAR MISHRA
|
|
|
|
JAYANT VITAMINS LTD.
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 33 |
|
|
LOKESHWAR DEV
(DIN:02981601
PAN:ARXPD5428P)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
| 34 |
|
|
MADHUSUDAN DINABANDHU PAUL
|
|
|
|
ENNORE PROCON PVT.LTD.
PAN:AABCE7402Q
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
22-JUN-2012
|
|
| 35 |
|
|
MADHUSUDAN DINABANDHU PAUL
|
|
|
|
SHANKAR COMMODITIES PVT.LTD.
PAN:AAMCS3887N
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
27-JUL-2012
|
|
| 36 |
|
|
MAHAVIR GOLECHHA
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 37 |
|
|
MANGALABEN A.DOSHI
(PAN:AAEPD6484D)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ELTROL LTD.
|
SHOW CAUSE NOTICE ISSUED
28-APR-2008
|
|
| 38 |
|
|
MANOJ CHANDAK
|
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
01-APR-2004
|
SEBI VIDE ITS ORDER DATED 03/10/2018 DISPOSED OFF SCN DATED 01/04/2004 WITHOUT ANY DIRECTION
|
| 39 |
|
|
MEHUL ARUNBHAI SHAH
(PAN:AFSPS8795R)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF ERA CONSTRUCTIONS (INDIA) LTD.
|
SHOW CAUSE NOTICE ISSUED
12-AUG-2010
|
|
| 40 |
|
|
MHRISHI KUMAR GUPTA
|
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 5
|
