If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person DEVENDRA AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person DEVENDRA AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
22
History of entity/person DEVENDRA BANDIL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person DEVENDRA BANDIL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
23
History of entity/person DHARAM CHAND JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person DHARAM CHAND JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
24
History of entity/person DINDAYAL SHARMA (MISHRA),M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person DINDAYAL SHARMA (MISHRA)
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
25
History of entity/person DR.BORA ABHAYKUMAR PREMRAJ,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person BORA ABHAYKUMAR PREMRAJ
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
26
History of entity/person FINPIC SECURITIES BROKING PVT.LTD.

(Member : PSE)  
Click here to view complete history of this specific entity/person KISHORE J.VARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
27
History of entity/person G.V.RAMAKRISHNAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person G.V.RAMAKRISHNAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
28
History of entity/person G.VENKATESWARAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person G.VENKATESWARAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
29
History of entity/person GEM STOCKS PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person PADMA NARAYANASAMY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
30
History of entity/person GFC SECURITIES & FINANCE LTD.

(Member : BGSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
31
History of entity/person HANUMANMAL SHYAMSUKHA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person HANUMANMAL SHYAMSUKHA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
32
History of entity/person INDULAKSHMI VAIDYANATHAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person INDULAKSHMI VAIDYANATHAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
33
History of entity/person J.NATARAJAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person J.NATARAJAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
34
History of entity/person JAWAHAR SAMMUKHANI,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person JAWAHAR SAMMUKHANI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
35
History of entity/person JAYANT MADHUSUDAN WADEKAR,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person JAYANT MADHUSUDAN WADEKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
36
History of entity/person JITENDRA KUMAR AGARWALA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person JITENDRA KUMAR AGARWALA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
37
History of entity/person K.T.RANGA MANI,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person K.T.RANGA MANI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
38
History of entity/person KAILASH MEHTA,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person KAILASH MEHTA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
39
History of entity/person KAILASH NATH MITTAL,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person KAILASH NATH MITTAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
40
History of entity/person KAILASHCHAND AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person KAILASH CHANDRA AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 2 of 6  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2025
No part of this site may be reproduced without the explicit permission of the owners.

top