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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person DEVENDRA AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person DEVENDRA AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
22
History of entity/person DEVENDRA BANDIL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person DEVENDRA BANDIL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
23
History of entity/person DHARAM CHAND JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person DHARAM CHAND JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
24
History of entity/person DINDAYAL SHARMA (MISHRA),M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person DINDAYAL SHARMA (MISHRA)
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
25
History of entity/person DR.BORA ABHAYKUMAR PREMRAJ,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person BORA ABHAYKUMAR PREMRAJ
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
26
History of entity/person FINPIC SECURITIES BROKING PVT.LTD.

(Member : PSE)  
Click here to view complete history of this specific entity/person KISHORE J.VARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
27
History of entity/person G.V.RAMAKRISHNAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person G.V.RAMAKRISHNAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
28
History of entity/person G.VENKATESWARAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person G.VENKATESWARAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
29
History of entity/person GEM STOCKS PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person PADMA NARAYANASAMY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
30
History of entity/person GFC SECURITIES & FINANCE LTD.

(Member : BGSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
31
History of entity/person HANUMANMAL SHYAMSUKHA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person HANUMANMAL SHYAMSUKHA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
32
History of entity/person INDULAKSHMI VAIDYANATHAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person INDULAKSHMI VAIDYANATHAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
33
History of entity/person J.NATARAJAN,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person J.NATARAJAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
34
History of entity/person JAWAHAR SAMMUKHANI,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person JAWAHAR SAMMUKHANI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
35
History of entity/person JAYANT MADHUSUDAN WADEKAR,M/S

(Member : PSE)  
Click here to view complete history of this specific entity/person JAYANT MADHUSUDAN WADEKAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
36
History of entity/person JITENDRA KUMAR AGARWALA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person JITENDRA KUMAR AGARWALA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
37
History of entity/person K.T.RANGA MANI,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person K.T.RANGA MANI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
38
History of entity/person KAILASH MEHTA,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person KAILASH MEHTA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
39
History of entity/person KAILASH NATH MITTAL,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person KAILASH NATH MITTAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
40
History of entity/person KAILASHCHAND AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person KAILASH CHANDRA AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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