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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person GANGA YAMUNA FINVEST PVT.LTD.

(CIN:U74899DL1995PTC064588
PAN:AACCG7057L)

(Member : NSE/MSEI)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
22
History of entity/person GEMS EQUITIES & SECURITIES PVT.LTD.

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
23
History of entity/person GOODLUCK SECURITIES

(PAN:AWLPR6540D)

(Member : BSE)  
Click here to view complete history of this specific entity/person MOUSUMI DEB ROY

PAN:AWLPR6540D
  		NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
24
History of entity/person GROVALUE SECURITIES PVT.LTD.

(PAN:AAFCG6444C)

(Member : NSE/BSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
25
History of entity/person INDOVISION SECURITIES LTD.

(PAN:AAACI5310G)

(Member : NSE/BSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
26
History of entity/person INFONIC INDIA FINANCIAL SERVICES PVT.LTD.

(PAN:AADCI0975Q)

(Member : MCX)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
27
History of entity/person INFOTECH PORTFOLIO PVT.LTD.

(PAN:AAACI2022D)

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-JAN-2025

29-JAN-2025 		 
28
History of entity/person KAYNET CAPITAL LTD.

(PAN:AABCK3032E)

(Depository Participants : CDSL,Member : BSE)  
  NO LONGER A PARTICIPANT OF ANY DEPOSITORY

NO LONGER A MEMBER OF ANY STOCK EXCHANGE   		CANCELLED REGISTRATION AS STOCK BROKER FROM 30-JAN-2023

CANCELLED REGISTRATION AS DEPOSITORY PARTICIPANT

30-JAN-2023 		 
29
History of entity/person KAYNET COMMODITIES PVT.LTD.

(PAN:AADCM9892L)

(Member : MCX)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-JAN-2023

30-JAN-2023 		 
30
History of entity/person KAYNET FINANCE LTD.

(PAN:AAACK3482B)

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-JAN-2023

30-JAN-2023 		 
31
History of entity/person MERFIN (INDIA) LTD.

(CIN:U65910AP1994PLC018942)

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
32
History of entity/person MICRO FOREX EQUITY & DERIVATIVES PVT.LTD.

(PAN:AAGCM7118N)

(Member : MSEI)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
33
History of entity/person MONEYFLO SECURITIES PVT.LTD.

(CIN:U65923TN2013PTC093438
PAN:AAICM9464H)

(Member : NSE/BSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
34
History of entity/person NIRUPAMBEN PATEL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person NIRUPAMA B.PATEL
  		DEFAULTED IN MAINTENANCE OF BOOKS OF ACCOUNTS

DID NOT ISSUE CONTRACT NOTES

DID NOT MAINTAIN SEPARATE CLIENT ACCOUNT

DEALT WITH UN-REGISTERED SUB-BROKERS

SUBMITTED WRONG INFORMATION TO SEBI

LEASED MEMBERSHIP CARD OF THE EXCHANGE

DID NOT ADHERE TO BASE MINIMUM CAPITAL REQUIREMENT   		SUSPENDED REGISTRATION AS STOCK BROKER FROM 07-JAN-1999 TO 06-JUL-1999

05-JAN-1999 		 
35
History of entity/person OLYMPIA SECURITIES LTD.

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
36
History of entity/person ORIENT CAPITAL MARKETS PVT.LTD.

(CIN:U65991TN1993PTC024921)

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
37
History of entity/person ORION CAPITAL & DEBT MARKET

(PAN:AACFO9456G)

(Member : NSE/BSE/MSEI)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
38
History of entity/person PARIKH & SHAH FINVEST PVT.LTD.

(CIN:U67120MH1995PTC087065)

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
39
History of entity/person PREM SOMANI SHARE BROKERS PVT.LTD.

(PAN:AABCP4104E)

(Member : NSE)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
40
History of entity/person PRIME BROKING CO.(INDIA) LTD.

(PAN:AAACP3113C)

(Member : NSE/MSEI)  
  NO LONGER A MEMBER OF ANY STOCK EXCHANGE   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-AUG-2024

30-AUG-2024 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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