| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
DAIRYLAND PLANTATIONS (I) LTD.
(PAN:AABCD3257E)
|
|
|
|
JEROO NARIMAN
PAN:ABUPN7565J
|
|
|
MEHER KHUSHRU PATEL
PAN:ABXPP1655N
|
|
|
RUKHSHANA MEHER ANKLESARIA
PAN:AHIPA7266M
|
|
|
SHERNAZ KERSHASP IRANI
PAN:AADPI5276R
|
|
|
SILLOO R.NARIMAN
PAN:AAVPN0859K
|
|
|
URVAKSH NAVAL HOYVOY
PAN:AAMPH4731K
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-JUN-2020 TO 04-JUN-2021
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-JUN-2020 TO 04-JUN-2021
PROHIBITED FROM ISSUING PROSPECTUS OR ANY OFFER DOCUMENT, OR ISSUE ADVERTISEMENT FOR SOLICITING MONEY FROM PUBLIC FOR ISSUE OF SECURITIES IN ANY MANNER EITHER DIRECTLY OR INDIRECTLY FROM 05-JUN-2020 TO 04-JUN-2021
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
24-NOV-2003
|
SEBI VIDE ITS ORDER DATED 05/06/2020 DIRECTED TO A) ISSUE NEWSPAPER PUBLICATION IN ONE NATIONAL DAILY IN ENGLISH AND IN HINDI EACH AND IN A LOCAL DAILY B) PROVIDED ONE MONTH TO CONTRIBUTORS/INVESTORS FOR SUBMITTING ANY CLAIM/COMPLAINT C) FURNISH NAME OF INVESTORS, AMOUNT INVESTED, YEAR OF INVESTMENT, ADDRESS AND OTHER MATERIAL INFORMATION ETC., WITHIN 15 DAYS FROM DATE OF THIS ORDER D) OPEN INTEREST BEARING ESCROW ACCOUNT WITH NATIONALISED PUBLIC SECTOR BANK AND ENTIRE OUTSTANDING AMOUNT PAYABLE TO INVESTORS UNDER SCHEME SHALL BE TRANSFERRED/DEPOSITED TO ESCROW ACCOUNT WITHIN ONE MONTH FROM DATE OF THIS ORDER E) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES (CIS) AND REFUND MONEY TO CONTRIBUTORS/INVESTORS DUE TO THEM STRICTLY AS PER TERMS OF OFFER OF SCHEME F) SUBMIT TO SEBI FINAL WINDING UP AND REPAYMENT REPORT (\WRR) G) SUBMIT FINAL WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS H) RESTRAINED FROM ACCESSING SECURITIES MARKET INCLUDING BY ISSUING PROSPECTUS, OFFER DOCUMENT OR ADVERTISEMENT SOLICITING MONEY FROM PUBLIC AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY IN ANY MANNER FOR ONE YEAR WITH EFFECT FROM DATE OF FILING OF WRR TO SEBI AND DURING PERIOD OF RESTRAINT FREEZED EXISTING HOLDING, INCLUDING MUTUAL FUNDS UNITS
|
| 22 |
|
|
DGR FARMS & LEISURES LTD.
(CIN:U01100MP2009PLC022547
PAN:AADCD2895N)
|
|
|
|
ALOK KUMAR SINGH
DIN:03627367
PAN:AWJPS1018D
|
|
|
JAINENDRA KUMAR PATEL
DIN:03627378
PAN:AKOPP8093N
|
|
|
JITENDRA KUMAR PATEL
|
|
|
JITENDRA KUMAR TRIPATHI
DIN:06374893
PAN:ADIPT4968P
|
|
|
NIVEDITA GUPTA
DIN:03512748
PAN:AHLPG5454E
|
|
|
RAKESH KUMAR GUPTA
DIN:02732171
PAN:AIXPG8273A
|
|
|
SANJAY KUMAR GUPTA
DIN:03627386
PAN:AIZPG2134Q
|
|
|
SHANKAR LAL GUPTA
DIN:03627395
PAN:AGMPG4657M
|
|
|
SUSHIL KUMAR DUBEY
DIN:02864899
PAN:AFAPD7831F
|
|
|
UMESH GUPTA
DIN:02778413
PAN:AHAPG4380N
|
|
|
UMESH SONI
DIN:02778413
PAN:BTKPS1732H
|
|
|
VIJAY KUMAR SHUKLA
DIN:06420025
PAN:BLHPS3014H
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2019 TO 28-JUL-2023
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 29-JUL-2019 TO 28-JUL-2023
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DIRECTED TO PROVIDE INVENTORY OF ALL ASSETS PURCHASED IN NAME OF THE COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE WHEREIN NOTICEES HAVE INTEREST DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER FROM 29-JUL-2019 TO 28-JUL-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 29-JUL-2019 TO 28-JUL-2023
29-JUL-2019
|
SEBI VIDE ITS NOTICE DATED 16/09/2020 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 23/12/2021 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, WESTERN REGIONAL OFFICE, AHMEDABAD D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 23 |
|
|
DHANOLTY DEVELOPERS LTD.
(CIN:U70100DL2011PLC218417
PAN:AADCD8142Q)
|
|
|
|
ANITA MALIK
DIN:05215045
PAN:ASYPM1031D
|
|
|
PANKAJ BAKSHI
PAN:AEGPB9921H
|
|
|
RAKSHA KUMARI
DIN:02761163
PAN:AKZPK5102G
|
|
|
SANJAY WALIA
DIN:03337163
PAN:AAKPW0221H
|
|
|
SHEFALI WALIA
PAN:AAOPW1693H
|
|
|
SHIV PRATAP SINGH
PAN:AVPPS2160P
|
|
|
SIDDHARTH WALIA
DIN:02775698
PAN:AALPW3988J
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 03-JUL-2023 TO 02-JUL-2027
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-JUL-2023 TO 02-JUL-2027
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-JUL-2023 TO 02-JUL-2027
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT ALL RELEVANT DOCUMENTS / MATERIAL INCLUDING COPIES OF ALLOTMENT LETTERS, SALE DEEDS ETC. PERTAINING TO SCHEME OF “SALE / PURCHASE AND DEVELOPMENT OF PLOT/LAND”
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-JUL-2023 TO 02-JUL-2027
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2023 TO 02-JUL-2027
30-JUL-2014
|
SEBI VIDE ITS ORDER DATED 04/11/2015 DIRECTED DHANOLTY DEVELOPERS LTD. AND ITS DIRECTORS MR.SANJAY WALIA, MR.SIDDHARTH WALIA, MS.ANITA MALIK, MS.RAKSHA KUMARI, MR.PRATAP SINGH, MS.SHEFALI WALIA & MR.PANKAJ BAKSHI TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OF HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 06/10/2017 CONDONED THE DELAY OF 3 DAYS IN FILING OF THE APPEAL. DIRECTED APPELLANT TO FURNISH TO SEBI, RELEVANT COPIES OF THE BALANCE SHEETS OF THE COMPANY AND DETAILS OF THE TOTAL AMOUNT COLLECTED BY THE COMPANY FROM THE INVESTORS UNDER THE SCHEMES WHICH ARE HELD TO BE CIS, WITHIN A PERIOD OF 45 DAYS FROM THE DATE OF THIS ORDER AND ALSO DIRECTED TO DISCLOSE TO SEBI THE LIST OF ASSETS OWNED BY THEM WITHIN A PERIOD OF TWO WEEKS FROM DATE OF THIS ORDER AND GIVE AN UNDERTAKING TO SEBI THAT THEY SHALL NOT SELL THE SAID ASSETS WITHOUT PRIOR APPROVAL OF THE SEBI. NO COSTS
|
| 24 |
|
|
DHRUV GREENFIELDS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 25 |
|
|
DISC ASSETS LEAD INDIA LTD.
(CIN:U51211TN2006PLC059572
PAN:AACCD4575E)
|
|
|
|
NITHIYANANTHAM ARUNKUMAR
DIN:01612408
PAN:AFWPA7113H
|
|
|
NITHIYANANTHAM MALATHI UMASHANKAR
DIN:01612437
PAN:AAOPU8534H
|
|
|
S.JEEVALATHA SRIDHAR
PAN:AKPPJ3044C
DIN:03357606
|
|
|
SHYAMCHANDER THANIKODI
PAN:BPEPS8939C
DIN:03328678
|
|
|
SRINIVASAN CHIDAMBARAM
DIN:03296079
PAN:AJTPS6054J
|
|
|
VIVEKANANDAM JANARTHANAN
DIN:02292665
PAN:AFFPJ9926C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT LIST OF INVESTORS OPTED FOR RENT OUT / SALES OPTION OF SCHEME
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 30-MAR-2016 TO 29-MAR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-MAR-2016 TO 29-MAR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-MAR-2016 TO 29-MAR-2020
20-AUG-2015
|
SEBI VIDE ITS ORDER DATED 30/03/2016 DIRECTED DISC ASSETS LEAD INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 09/06/2016 GRANTED EXTENSION OF THREE MONTHS TIME TO COMPLY WITH THE ORDER PASSED BY SEBI ON 30/03/0/2016 WITH LIBERTY TO APPELLANT TO PAY TO INVESTORS THROUGH NEFT MODE IN ADDITION TO OTHER PERMISSIBLE MODES OF PAYMENTS AND DIRECTED TO FURNISH PROOF OF PAYMENT TO SEBI FROM TIME TO TIME. NO COSTS
|
| 26 |
|
|
ELEGANT PLANTATION PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 27 |
|
|
EMERALD GREEN FOREST LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 28 |
|
|
ERA UBD AGROTECH CORP.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 29 |
|
|
EXTOL PLANTATION & AGROTECH LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 30 |
|
|
FAIRGREEN AGRO & ALLIED SERVICES PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 31 |
|
|
FORTUNA AGRO PLANTATIONS LTD.
|
|
|
|
ANJU AGARWAL
|
|
|
ANUP KUMAR AGARWAL
|
|
|
ASHOK CHATTERJEE
|
|
|
BIJAY KUMAR AGARWAL
|
|
|
D.K.SEHGAL
|
|
|
DAMODAR PRASAD TOSHNIWAL
|
|
|
GANESH GOPAL
|
|
|
MANJU AGARWAL
|
|
|
NIRMALENDU GUHA
|
|
|
S.N.GHOSHAL
|
|
|
SARDA AGARWAL
|
|
|
YASHWANT CHAUDHURY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 28-AUG-2003 TO 28-AUG-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-AUG-2003 TO 28-AUG-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
28-AUG-2003
|
SAT: APPEAL DISPOSED OFF, WITH NO ORDER AS TO COSTS
|
| 32 |
|
|
G.C.A.MARKETING PVT.LTD.
(CIN:U52599PB2005PTC028378)
|
|
|
|
AMARDEEP SINGH CHEEMA
PAN:ADEPC5281C
|
|
|
GURDEEP SINGH
PAN:BIVPS7069D
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED & REFUNDED DULY CERTIFIED BY AUDITOR OF THE COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 04-FEB-2016 TO 03-FEB-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-FEB-2016 TO 03-FEB-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-FEB-2016 TO 03-FEB-2020
30-DEC-2014
|
SEBI VIDE ITS ORDER DATED 04/02/2016 DIRECTED G.C.A.MARKETING PVT.LTD. AND ITS DIRECTORS MR.AMARDEEP SINGH CHEEMA & MR.GURDEEP SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND ‘THROUGH BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 19/01/2017 CONDONED THE DELAY OF 96 DAYS IN FILING THE APPEALS. FURTHER, APPEAL DISPOSED OFF WITH THE DIRECTIONS TO APPELLANTS TO MAKE A REPRESENTATION BEFORE SEBI SEEKING EXTENSION OF TIME TO REFUND THE BALANCE AMOUNT TO THE INVESTORS WITHIN A PERIOD OF TWO WEEKS FROM THE DATE OF THIS ORDER. NO COSTS
|
| 33 |
|
|
GAEKWAD PLANTATIONS LTD.
(PAN:AAACG7786L)
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 34 |
|
|
GARIMA HOMES & FARM HOUSES LTD.
(CIN:U70109PB2011PLC035012
PAN:AAECG2270P)
|
|
|
|
BALKISHAN KUSHWAH
DIN:02338533
PAN:AVQPK4360A
|
|
|
BANABARILAL LODHI
PAN:ACAPL9691A
DIN:01759136
|
|
|
BANWARI LAL KUSHWAH
DIN:01829943
PAN:AAGPF1976L
|
|
|
BIJENDRA PAL SINGH
DIN:01781312
PAN:BNXPS1493L
|
|
|
JITENDRA KUMAR
PAN:DGXPK9360P
DIN:06719377
|
|
|
SHIVRAM KUSHWAH
PAN:BDGPK0032E
DIN:02338542
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 19-MAY-2016 TO 18-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-MAY-2016 TO 18-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-MAY-2016 TO 18-MAY-2020
03-FEB-2015
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SEBI VIDE ITS ORDER DATED 19/05/2016 DIRECTED GARIMA HOMES & FARM HOUSES LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO ITS INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 16/05/2017 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
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GARIMA REAL ESTATE & ALLIED LTD.
(CIN:U70100MP2007PLC019955
PAN:AADCG0853B)
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BALKISHAN KUSHWAH
DIN:02338533
PAN:AVQPK4360A
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BANABARILAL LODHI
DIN:01759136
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BANWARI LAL KUSHWAH
DIN:01829943
PAN:AAGPF1976L
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BIJENDRA PAL SINGH
DIN:01781312
PAN:BNXPS1493L
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JITENDRA KUMAR
DIN:06719377
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SHIVRAM KUSHWAH
DIN:02338542
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED TO SUBMIT LIST OF INVESTORS WITH FULL PARTICULARS SUCH AS PAN NUMBER, ADDRESS ETC.
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-MAY-2016 TO 02-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-MAY-2016 TO 02-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-MAY-2016 TO 02-MAY-2020
24-NOV-2014
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SEBI VIDE ITS ORDER DATED 03/05/2016 DIRECTED GARIMA REAL ESTATE & ALLIED LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK 4) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
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| 36 |
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GEORGE MAIJO AGRO PRODUCTS LTD.
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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| 37 |
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GN DAIRIES LTD.
(CIN:U01211DL2003PLC120062
PAN:AACCG0016B)
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HARDEEP SINGH WAHLA
PAN:AARPW7993D
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RANJODH SINGH
PAN:BJEPS0132F
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SUNIL DUTT
PAN:PJCPD2902R
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-OCT-2014 WOUND UP AND ALL THE MONIES MOBILISED THROUGH IT ARE REFUNDED
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-OCT-2014 WOUND UP AND ALL THE MONIES MOBILISED THROUGH IT ARE REFUNDED
31-OCT-2014
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SEBI VIDE ITS NOTICE DATED 15/03/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 11/11/2020 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
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| 38 |
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GOLDEN PLANTATIONS
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ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
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| 39 |
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GOLDEN TREES PLANTATION LTD.
(PAN:AABCG5441R)
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DINESHBHAI PRAHLADBHAI PATEL
PAN:BAEPP5589A
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SHAILESHKUMAR DHAIYALAL PATEL
PAN:AYEPP6275A
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USHABEN DIPAKKUMAR PATEL
PAN:ASZPP4304P
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-NOV-2021 TO 02-NOV-2026
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO ISSUE PUBLIC NOTICE, IN ALL EDITIONS OF TWO NATIONAL DAILIES IN CONNECTION WITH THE REFUND OF MONEY
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
RESTRAINED FROM SELLING ASSETS, PROPERTIES AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS
DIRECTED DEPOSITORIES TO ENSURE THAT NO DEBITS AND/OR CREDITS MADE IN DEMAT ACCOUNTS, HELD JOINTLY OR SEVERALLY, OF ENTITIES AND PERSONS
DIRECTED TO FREEZE BANK ACCOUNTS
RESTRAINED FROM ACCESSING CAPITAL MARKET AND FURTHER PROHIBITED FROM BUYING/SELLING OR OTHERWISE DEALING IN SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) DIRECTLY OR INDIRECTLY OR BEING ASSOCIATED WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER, STARTING FROM DATE OF THIS ORDER TILL EXPIRY OF FIVE YEARS FROM DATE OF BRINGING MONEY BACK INTO KTL’S BANK ACCOUNT AND DURING THIS PERIOD EXISTING HOLDING OF SECURITIES (INCLUDING UNITS OF MUTUAL FUNDS) TO REMAIN FROZEN
14-MAR-2003
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SEBI VIDE ITS ORDER DATED 03/11/2021 DIRECTED TO 1) JOINTLY AND SEVERALLY REFUND THE MONEY COLLECTED FROM INVESTORS UNDER ITS PLANTATION SCHEMES ALONG WITH SIMPLE INTEREST @ 15% P.A. WITHIN SIX MONTHS FROM DATE OF THIS ORDER, CALCULATED FROM 01/04/1993 TILL 31/10/2021 2) ISSUE PUBLIC NOTICES IN TWO NATIONAL DAILIES (ONE HINDI AND ONE ENGLISH) AND IN ONE LOCAL LANGUAGE NEWSPAPER EACH IN THE STATES OF GUJARAT, MAHARASHTRA AND RAJASTHAN, INVITING CLAIMS FROM THE INVESTORS FOR THE REFUNDS AS DIRECTED AND INFORMING ABOUT THE MODALITIES OF THE REFUND WITHIN A PERIOD OF ONE MONTH FROM THE DATE OF THIS ORDER 3) REPAYMENTS TO THE INVESTORS TO BE EFFECTED ONLY THROUGH BANK DEMAND DRAFT OR PAY ORDER OR ELECTRONIC FUND TRANSFER OR THROUGH ANY OTHER APPROPRIATE BANKING CHANNELS 4) FILE REPORT OF SUCH COMPLETION OF REFUND WITH SEBI DULY CERTIFIED BY TWO PEER REVIEWED INDEPENDENT CHARTERED ACCOUNTANTS 5) PREVENT FROM SELLING OR DISPOSING OFF THE ASSETS, PROPERTIES (INCLUDING IMMOVABLE PROPERTIES) AND HOLDING OF MUTUAL FUNDS/SHARES/SECURITIES HELD IN DEMAT AND PHYSICAL FORM EXCEPT FOR THE SOLE PURPOSE OF MAKING THE REFUNDS AS DIRECTED 6) PROVIDE FULL INVENTORY OF ASSETS AND DETAILS OF ALL THE BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF MUTUAL FUNDS/SHARES/SECURITIES IN PHYSICAL OR DEMAT FORMS WITHIN 21 DAYS FROM THE DATE OF THIS ORDER 7) DEPOSITORIES TO NOT TO ALLOW DEBITS FROM DEMAT ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES OF COMPLIANCE WITH THE DIRECTION 8) BANKS TO FREEZE BANK ACCOUNTS OF THE NOTICEES WITH IMMEDIATE EFFECT TO THE EXTENT OF MONEY STILL DUE TO BE REFUNDED I.E. RS.32.39 CRORE TILL THE REFUND AS DIRECTED AND BANKS NOT TO ALLOW DEBITS FROM BANK ACCOUNTS (JOINT OR OTHERWISE) OF THE NOTICEES EXCEPT FOR THE PURPOSES 9) RESTRAINED FROM ACCESSING SECURITIES MARKET AND FURTHER PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES, DIRECTLY OR INDIRECTLY AND ASSOCIATING WITH SECURITIES MARKET IN ANY MANNER, WHATSOEVER FOR FIVE YEARS FROM DATE OF THIS ORDER OR TILL SUCH TIME THE REFUNDS AS DIRECTED ARE COMPLETED
SEBI VIDE ITS NOTICE DATED 22/05/2023 DIRECTED TO PAY RS.39,93,96,408.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
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| 40 |
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GOODEARTH DEVELOPERS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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