| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
AGRARIANS FIELD & FOREST LTD.
|
|
|
|
G.N.DWIVEDI
|
|
|
K.C.AHUJA
|
|
|
KULDEEP SINGH
|
|
|
R.C.VERMA
|
|
|
SATISH JOSHI
|
|
|
T.C.BUDHORI
|
|
|
T.C.SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
A1 AND A6 CONVICTED. A4 ACQUITTED. A2 AND A3 DELCARED PO. A5 AND A7 EXPIRED, THUS PROCEEDINGS ABATED
|
| 22 |
|
|
AGRIOTEK INDIA LTD.
|
|
|
|
ABHAI SINGH
|
|
|
HARISH SHARMA
|
|
|
NEELAM SINGH
|
|
|
NIRMAL RANA
|
|
|
SANJAY SHARMA
|
|
|
SANJEEV KUMAR
|
|
|
SANJIV KUMAR
|
|
|
SUNITA SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A1 TO A5 CONVICTED
|
| 23 |
|
|
AGRI-TECH (INDIA) LTD.
(PAN:AAECA3539K)
|
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REFERRED TO POLICE AUTHORITIES TO FILE FIR
03-OCT-2002
|
|
| 24 |
|
|
AGRO LINKS (INDIA) LTD.
|
|
|
|
ARVIND R.SHASTRI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 25 |
|
|
AGROGOLD PLANTATIONS & RESORTS LTD.
|
|
|
|
ASDEV SINGH SODHI
|
|
|
KAMALJEET
|
|
|
SUKHJOT SODHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTION
|
| 26 |
|
|
AHURA MAZDA DAIRY FARM PVT.LTD.
|
|
|
|
KANGA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 27 |
|
|
AIM PLANTATION (INDIA) LTD.
|
|
|
|
ABDUL GUFFAR
|
|
|
AMRIK SINGH
|
|
|
BHUPINDER SINGH AUJLA
|
|
|
KULJEET SINGH DHILION
|
|
|
MOHD.IQBAL CHANA
|
|
|
MOHINDER PAL SINGH GREWAL
|
|
|
RIKHI SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO
|
| 28 |
|
|
AJWA AGRO FARMS PVT.LTD.
|
|
|
|
MEHRAJ SULTANA
|
|
|
MOHAMMED IQBALUDDIN
|
|
|
MOHAMMED MUZAFFARUDDIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 29 |
|
|
AKANSHA AGROTECH LTD.
|
|
|
|
MAHENDRA BAHADUR SINGH
|
|
|
MOHD.SALIM
|
|
|
NAGESH KUMAR SINGH
|
|
|
NIRUPAMA SINGH
|
|
|
O.P.SINGH
|
|
|
RAKESH KUMAR SINGH
|
|
|
SABHAJEET SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 COMPANY,2 TO 4 AND SENTENCED TO PAY A FINE OF RS.1.50 LAC EACH, IN DEFAULT ACCUSED AHALL UNDERGO 3 MONTHS SIMPLE IMPRISONMENT. COURT ACQUITTED ACCUSED NO.5 TO 8
|
| 30 |
|
|
AKASHJYOTI FORESTS INDIA LTD.
|
|
|
|
ASHOK KUMAR
|
|
|
CHOTU RAM ROHILLA
|
|
|
JYOTI BHALLA
|
|
|
JYOTI ROHILLA
|
|
|
KISHAN GOPAL ROHILLA
|
|
|
MAHESH KAUSHIK
|
|
|
RAJBIR SINGH
|
|
|
RAM RAJ
|
|
|
RAMESH KUMAR SAINI
|
|
|
SATISH RANA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
COURT CONVICTED ACCUSED NO.1 COMPANY, 7 TO 11 AND SENTENCED TO PAY A FINE OF RS.5000 EACH, IN DEFAULT ACCUSED NO.7 TO 11 SHALL UNDERGO ONE MONTH SIMPLE IMPRISONMENT COURT ACQUITTED ACCUSED NO.2 TO 4. ACCUSED NO.6 WAS DECLARED AS PROCLAIMEDOFFENDER. THE A - 5 (MS. JYOTI BHALLIA WAS DELETED FROM THE ARRAY OF ACCUSED AS ACCUSED NO.3 & 5 ARE THE SAME PERSON
|
| 31 |
|
|
AKHAND BHARAT AGRO LTD.
|
|
|
|
KULBHUSHAN SHARMA
|
|
|
PRAVEEN SHARMA
|
|
|
SANJAY SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1,2,AND 3 AND SENTENCED TO PAY A FINE OF RS.25000 EACH IN DEFAULT ACCUSED SHALL UNDERGO 1 MONTH SIMPLE IMPRISONMENT ACCUSED 4 WAS DECLARED PROCLAIMED OFFENDER
|
| 32 |
|
|
AK-LOVYA PLANTATIONS PVT.LTD.
|
|
|
|
KISHORE POLAI
|
|
|
NARASINGH BEHERA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 33 |
|
|
ALAKHNANDA AGROTECH LTD.
|
|
|
|
ADARSH SRIVASTAVA
|
|
|
DHARAMVIR MITTAL
|
|
|
K.C.GOEL
|
|
|
KAILASH CHAND GOEL
|
|
|
LAV GOYAL
|
|
|
MADHUKAR RASTOGI
|
|
|
MAHENDRA KUMAR AGGARWAL
|
|
|
MANISHA GOYAL
|
|
|
MANJU AGGARWAL
|
|
|
S.D.GOEL
|
|
|
S.DHAWAN
|
|
|
S.P.AWASTHI
|
|
|
SANJAY GOEL
|
|
|
SARLA DEVI GOEL
|
|
|
TWINKLE GARG
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND ACCUSED NO.7 (SHRI S.P.AWASTHI) AND SENTENCED ACCUSED NO.7 TO SIMPLE IMPRISONMENT FOR A PERIOD OF 6 MONTHS AND A FINE OF RS.2 LAKH IN DEFAULT ACCUSED NO.7 SHALL UNDERGO SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS. THE COMPANY (ACCUSED NO.1 ) IS BURDENED WITH A FINE OF RS.5 LAKHS. ALL OTHER ACCUSED ARE PROCLAIMED OFFENDERS
|
| 34 |
|
|
ALAKNANDA PLANTATIONS LTD.
|
|
|
|
H.M.JUYAL
|
|
|
JYOTI PANDEY
|
|
|
K.P.PANT
|
|
|
PRADEEP NEGI
|
|
|
S.C.JOSHI
|
|
|
SHASHI JUYAL
|
|
|
V.B.PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 35 |
|
|
ALFAVISION ORCHARDS & PLANTATIONS LTD.
|
|
|
|
MANMOHAN AGRAWAL
|
|
|
VISHNU GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 36 |
|
|
ALFAVISION PLANTATIONS LTD.
|
|
|
|
G.N.VYAS
|
|
|
M.M.AGRAWAL
|
|
|
SANJAY GARG
|
|
|
SURJIT KOUR
|
|
|
VIJAYESH ATRE
|
|
|
VISHNU GOYAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 37 |
|
|
AL-HILAL ORCHARDS LTD.
|
|
|
|
ABDUL KHALIQUE
|
|
|
MOHD.ZAHID
|
|
|
WASEEM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 38 |
|
|
ALLAHABAD AGROTECH LTD.
|
|
|
|
ALOK SAXENA
|
|
|
ARCHANA SRIVASTAVA
|
|
|
ASHOK VARMA
|
|
|
DEEPAK SRIVASTAVA
|
|
|
SHAILESH CHAUDHARI
|
|
|
SURESH KUMAR
|
|
|
SURUCHI KHANNA
|
|
|
VIJAY VAISH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.85,000 BY THE ACCUSED TO SEBI
|
| 39 |
|
|
ALPINE AGRO INDUSTRY LTD.
|
|
|
|
A.K.SETHI
|
|
|
BASANT BALLABH JOSHI
|
|
|
DEVI DATT TEWARI
|
|
|
GIRISH CHANDRA JOSHI
|
|
|
ISHWARI DATT DUMKA
|
|
|
J.C.TIWARI
|
|
|
KAILASH CHANDER DURGAPAL
|
|
|
NARENDER BAHADUR SINGH
|
|
|
PRASHANT CHANDOLA
|
|
|
PRIYANKA PATHAK
|
|
|
VIVEKANAND SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, 2 AND 4 AND SENTENCED TO UNDERGO RIGOROUS IMPRISONMENT FOR A PERIOD OF 6 MONTHS ON ACCUSED NO.2 & 4 AND ALSO IMPOSE A FINE OF RS.5 LACS ,ACCUSED 2 & 4 SHALL UNDERGO 3 MONTHS S.I. FURTHER, COURT DIRECTED THAT THE FINE AMOUNT REALISED SHALL BE UTILIZED TO COMPENSATE THE INVESTORS PROPORTIONATELY U/S 357 OF CR.P.C. ACCUSED NO.2,5,6,7,9,11 AND 12 WERE DECLARED AS PROCLAIMED OFFENDERS. THE COURT ACQUITTED ACCUSED NO.10 FROM ALL THE CHARGES. OFFENCE AGAINST ACCUSED 8 WAS COMPOUNDED
|
| 40 |
|
|
AMARJYOTI PLANTATIONS LTD.
|
|
|
|
MANOJ KUMAR
|
|
|
NISHITH JAISWAL
|
|
|
OM PRAKASH SAH
|
|
|
OM PRAKASH SUMAN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 2 of 30
|
