| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
ROYAL ORCHID HOTELS LTD.
(PAN:AABCR0111M)
|
|
|
|
AMIT JAISWAL
PAN:ADMPJ0732H
|
|
|
CHANDER KAMAL BALJEE
PAN:ACTPB3357L
|
|
|
KESHAV BALJEE
PAN:AKYPB2322A
|
|
MISREPRESENTED / MISSTATED / MANIPULATED ITS CONSOLIDATED FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ROYAL ORCHID HOTELS LTD.
MISREPRESENTED / MISSTATED / MANIPULATED ITS CONSOLIDATED FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1), 33(1)(A), 33(1)(C), 33(3)(B), 34(2)(B), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2003 IN MATTER OF ROYAL ORCHID HOTELS LTD.
|
DIRECTED TO MAKE DISCLOSURE OF FINANCIAL STATEMENTS OF KSHEERSAGAR DEVELOPERS PVT.LTD. TO STOCK EXCHANGES ALONG WITH AUDIT REPORT FOR FY. 2021-22, FY.2022-23 AND FY.2023-24 WITHIN ONE MONTH FROM DATE OF ORDER
DIRECTED TO FILE A REPORT DULY CERTIFIED BY PER REVIEWED CHARTERED ACCOUNTANT DETAILING IMPACT ON CONSOLIDATED FINANCIAL STATEMENTS OF ROYAL ORCHID HOTELS LTD. FOR FY.2021-22, FY.2022-23 AND FY.2023-24 TO STOCK EXCHANGES
IMPOSED PENALTY RS.6,00,000
11-OCT-2024
|
SAT: SAT VIDE ITS ORDER DATED 08/01/2025 CONDONED THE DELAY IN FILING OF APPEAL AND GRANTED TWO WEEKS TO FILE REJOINDER
|
| 22 |
|
|
SADASHIV SECURITIES PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 23 |
|
|
SANYO FINANCE & INVESTMENT PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 24 |
|
|
SARAL WEBSITE & EXIM PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 25 |
|
|
SHAMIT FINVEST PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 26 |
|
|
SPECTRUM.COM PVT.LTD.
|
|
|
INDULGED IN PRICE MANIPULATION AND CREATION OF ARTIFICIAL MARKET IN SCRIP OF SHONKH TECHNOLOGIES INTERNATIONAL LTD.
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 09-MAR-2007
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 09-MAR-2007
09-MAR-2007
|
FINAL ORDER PASSED ON 16/10/2007 RESTRAINED FORM ACCESSING SECURITIES MARKET FOR A PERIOD OF FIVE YEARS AND PROHIBITED FROM BUYING, SELLING OR DEALING IN SECURITIES EITHER DIRECTLY OR INDIRECTLY
|
| 27 |
|
|
STABLE INVESTMENTS
(PAN:AALCB1337P)
(Along with : BERKELIUM TECHNOLOGIES PVT.LTD.)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 28 |
|
|
STERLING KALK SAND BRICKS LTD.
(CIN:U26931MP1990PLC005709)
|
|
|
|
ASHOK SHARMA
|
|
|
GAUTAM JHA
|
|
|
SACHIN SHARMA
|
|
|
SURESH JAIN
|
|
|
SURESH SHARMA
|
|
DID NOT ADHERE TO LISTING AGREEMENT
|
ORDER TO BE PASSED AFTER PERSONAL HEARING
09-SEP-2004
|
|
| 29 |
|
|
TAP INVEST
(PAN:AAMCP1499D)
(Along with : PURPLE PETAL INVEST PVT.LTD.)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 30 |
|
|
TEXTERITY PVT.LTD.
(PAN:AAICT9574F)
(Along with : ALTGRAAF,M/S)
|
|
|
ENGAGED IN SOLICITATION AND SALE OF UNLISTED NON-CONVERTIBLE DEBENTURES (NCDS)TO RETAIL INVESTORS ON UNREGISTERED ONLINE PLATFORMS
|
DIRECTED TO CEASE AND DESIST FROM OFFERING SECURITIES FOR PUBLIC SUBSCRIPTION OR FROM BEING OFFERED FOR SALE ON THEIR PLATFORMS
DIRECTED TO PRESERVE ALL RECORDS AND COMMUNICATIONS REGARDING OFFERINGS MADE AVAILABLE ON THEIR PLATFORMS FROM THEIR INCEPTION AS WELL AS ANY INVESTMENTS MADE BY THE NOTICEES OR THEIR ASSOCIATED COMPANIES IN SECURITIES
18-NOV-2024
|
|
| 31 |
|
|
TRAFIKSOL ITS TECHNOLOGIES PVT.LTD.
(PAN:AAGCT6473R)
|
|
|
DID NOT SUBMIT COPIES OF AUDITED FINANCIAL STATEMENTS OF THIRD-PARTY VENDOR FOR FY22, FY23 AND FY24 AND NOTED THAT FINANCIALS FOR ALL THREE YEARS WERE SIGNED BY MURMURIA & ASSOCIATES ON SAME DATE 02/09/2024 A WEEK PRIOR TO OPENING OF IPO
AUDITED ACCOUNTS DID NOT HAVE UNIQUE DOCUMENT IDENTIFICATION NUMBER (UDIN) FOR AUDIT FINANCIALS, MANDATORY AS PER ICAI FOR FINANCIAL DOCUMENTS/CERTIFICATES ATTESTED BY PRACTICING CHARTERED ACCOUNTANTS
OBTAINED GST REGISTRATION CERTIFICATE OF THIRD PARTY VENDOR ONLY ON 05/01/2024 WHILE AS PER GST TAXPAYER DETAILS AVAILABLE ON GST WEBSITE, NATURE OF BUSINESS OF SAID ENTITY WAS TRADE-RETAILER/ RETAIL BUSINESS
SITE VISIT INSPECTION FOR THE THIRD-PARTY VENDOR WAS CARRIED OUT BY STOCK EXCHANGE AND FOUND THAT THE OFFICE WAS CLOSED AND THERE WAS NO ONE AVAILABLE AT THE SAID ADDRESS
|
DIRECTED SEBI TO MAKE DETAILED EXAMINATION INTO THE DISCLOSURES MADE BY TRAFIKSOL ITS TECHNOLOGIES LTD. IN DRHP FILED WITH BSE ON 30/05/2024 INCLUDING THE ISSUES IDENTIFIED IN THIS ORDER
DIRECTED BSE TO NOT TO PROCEED WITH LISTING OF SHARES OF THE COMPANY
DIRECTED BSE TO TAKE APPROPRIATE STEPS TO ENSURE THAT PROCEEDS FROM IPO OF TRAFIKSOL ITS TECHNOLOGIES LTD. ARE PLACED IN INTEREST-BEARING ESCROW ACCOUNT AND NO ACCESS TO THESE FUNDS TO BE GRANTED TO TRAFIKSOL ITS TECHNOLOGIES LTD. OR ITS AFFILIATES
DIRECTED SEBI TO COMPLETE THE INVESTIGATION WITHIN THIRTY DAYS FROM THE DATE OF THIS ORDER
DIRECTED TRAFIKSOL ITS TECHNOLOGIES LTD. AND EKADRISHT CAPITAL PVT.LTD. TO FULLY COOPERATE WITH EXAMINATION TO BE CONDUCTED BY SEBI
11-OCT-2024
|
SAT: SAT VIDE ITS ORDER DATED 06/12/2024 ALLOWED EXEMPTION APPLICATION AND DIRECTED RESPONDENT NO 2 TO CONVEY ICICI BANK THAT NO DISBURSEMENT TO BE MADE TO INVESTORS TILL FURTHER ORDERS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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