| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 21 |
|
KAVIT INDUSTRIES LTD.
(CIN:L23100GJ1990PLC014692
PAN:AAACJ4907C)
|
|
|
|
AMIT TARACHAND SHAH
PAN:ACRPS5394L
|
|
|
BHAVESH DESAI
PAN:AJMPD8376M
|
|
|
CHIRAG THAKKAR
PAN:ADVPT4431A
|
|
|
JAYESHBHAI RAICHANDBHAI THAKKAR
PAN:AAYPT7057L
|
|
|
JIGAR MOTTA
PAN:ADOPM0296M
|
|
|
KALYANI RAJESHIRKE
PAN:BMHPR8522A
|
|
|
KIRAN SONI
PAN:CDLPS9025D
|
|
|
NIKHIL BHUT
PAN:BDNPB0836J
|
|
INDULGED IN MANIPULATION IN ANNUAL REPORTS AND BOOKS OF ACCOUNTS VIOLATING SECTION 21 OF SCRA READ WITH REGULATIONS 4(1)(A) TO (C) & (G), 4(2)(F)(I)(2), 4(2)(F)(II)(6) & (7) AND 4(2)(F)(III)(1),(3),(6) & (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KAVIT INDUSTRIES LTD.
MISUSED COMPANY’S FUND INCLUDING THROUGH GRANT OF LOANS IN MATTER OF KAVIT INDUSTRIES LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-SEP-2018 TO 27-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-SEP-2018 TO 27-SEP-2021
28-SEP-2018
|
|
| 22 |
|
|
KUBER CAPITAL SERVICES PVT.LTD.
(Along with : ATLANTA LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ATLANTA LTD.
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 7.5% HOLDING OF ATLANTA LTD.
MADE MISLEADING STATEMENTS/ANNOUNCEMENTS WITH AN INTENSION TO DECEIVE INVESTORS
EMPLOYED DIFFERENT REVENUE RECOGNITION METHOD OF DIFFERENT PROJECTS IN ORDER TO SHOW HIGHER REVENUE
DECEIVED SHAREHOLDERS IN ORDER TO HIKE OWN SHAREHOLDING IN COMPANY AT A LOW PRICE COMPARED WITH MARKET PRICE WITHOUT MAKING PAYMENT FROM THEIR OWN FUNDS IN PREFERENTIAL ISSUE
MISAPPROPRIATED FUNDS RECEIVED FROM IPO
MISUSED EMPLOYEE’S QUOTA UNDER IPO
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED STOCK EXCHANGES NOT TO APPROVE LISTING OF CONVERTIBLE WARRANTS AND SHARES ISSUED ON CONVERSION
DIRECTED DEPOSITORIES NOT TO DEMATERIALIZE CONVERTIBLE WARRANTS AND SHARES ISSUED UPON CONVERSION AND NOT TO GIVE EFFECT TO STOCK SPLIT FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
22-FEB-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.1,91,850, ADMINISTRATION CHARGES RS.12,294 VIDE CONSENT ORDER)
26-JUN-2009~
|
AD-INTERIM EX-PARTE ORDER DATED 22/02/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.1,91,850 TOWARDS SETTLEMENT CHARGES AND RS.12,294 TOWARDS ADMINISTRATIVE CHARGES, AS PER CONSENT ORDER DATED 26/06/2009
|
| 23 |
|
|
LOVELOCK & LEWES, HYDERABAD
(PAN:AABFL5878L)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 24 |
|
|
LOVELOCK & LEWES, MUMBAI
(PAN:AAFFL0866Q)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 25 |
|
|
MAYROSE CAPFIN PVT.LTD.
(PAN:AACCM4957H)
(Along with : ATLANTA LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ATLANTA LTD.
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 7.5% HOLDING OF ATLANTA LTD.
MADE MISLEADING STATEMENTS/ANNOUNCEMENTS WITH AN INTENSION TO DECEIVE INVESTORS
EMPLOYED DIFFERENT REVENUE RECOGNITION METHOD OF DIFFERENT PROJECTS IN ORDER TO SHOW HIGHER REVENUE
DECEIVED SHAREHOLDERS IN ORDER TO HIKE OWN SHAREHOLDING IN COMPANY AT A LOW PRICE COMPARED WITH MARKET PRICE WITHOUT MAKING PAYMENT FROM THEIR OWN FUNDS IN PREFERENTIAL ISSUE
MISAPPROPRIATED FUNDS RECEIVED FROM IPO
MISUSED EMPLOYEE’S QUOTA UNDER IPO
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED STOCK EXCHANGES NOT TO APPROVE LISTING OF CONVERTIBLE WARRANTS AND SHARES ISSUED ON CONVERSION
DIRECTED DEPOSITORIES NOT TO DEMATERIALIZE CONVERTIBLE WARRANTS AND SHARES ISSUED UPON CONVERSION AND NOT TO GIVE EFFECT TO STOCK SPLIT FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
22-FEB-2007
|
|
| 26 |
|
|
MEGA CORP.LTD.
(PAN:AACCM9506E
CIN:L01120DL1985PLC092375)
(Along with : CRAYONS GLOBAL FINANCE PVT.LTD.,
ODYSSEY CORP.LTD.,
POOJA EQUIRESEARCH PVT.LTD.,
VIMI INVESTMENTS & FINANCE PVT.LTD.)
|
|
|
|
BEENA MEHTA
|
|
|
H.M.LALANI
|
|
|
HIMANSHU RAMNIKLAL MEHTA
|
|
|
HITEN MEHTA
|
|
|
K.S.VENKATARAMAN
|
|
|
KUNAL LALANI
|
|
|
N.K.NAYAK
|
|
|
R.N.MEHTA
|
|
|
S.L.GOLCHHA
|
|
|
SACHIN MEHRA
|
|
|
SURENDRA CHHALANI
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
RESTRAINED FROM ACCESSING CAPITAL MARKET IN ANY MANNER FOR A PERIOD OF ONE YEAR I.E.28/02/2008 TO 27/02/2009
|
| 27 |
|
|
MUKUND C.DOSHI (HUF)
(Along with : ATLANTA LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ATLANTA LTD.
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 7.5% HOLDING OF ATLANTA LTD.
MADE MISLEADING STATEMENTS/ANNOUNCEMENTS WITH AN INTENSION TO DECEIVE INVESTORS
EMPLOYED DIFFERENT REVENUE RECOGNITION METHOD OF DIFFERENT PROJECTS IN ORDER TO SHOW HIGHER REVENUE
DECEIVED SHAREHOLDERS IN ORDER TO HIKE OWN SHAREHOLDING IN COMPANY AT A LOW PRICE COMPARED WITH MARKET PRICE WITHOUT MAKING PAYMENT FROM THEIR OWN FUNDS IN PREFERENTIAL ISSUE
MISAPPROPRIATED FUNDS RECEIVED FROM IPO
MISUSED EMPLOYEE’S QUOTA UNDER IPO
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED STOCK EXCHANGES NOT TO APPROVE LISTING OF CONVERTIBLE WARRANTS AND SHARES ISSUED ON CONVERSION
DIRECTED DEPOSITORIES NOT TO DEMATERIALIZE CONVERTIBLE WARRANTS AND SHARES ISSUED UPON CONVERSION AND NOT TO GIVE EFFECT TO STOCK SPLIT FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
22-FEB-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.4,22,338, ADMINISTRATION CHARGES RS.27,065 VIDE CONSENT ORDER)
26-JUN-2009~
|
AD-INTERIM EX-PARTE ORDER DATED 22/02/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.4,22,338 TOWARDS SETTLEMENT CHARGES AND RS.27,065 TOWARDS ADMINISTRATIVE CHARGES, AS PER CONSENT ORDER DATED 26/06/2009
|
| 28 |
|
|
NEOL EQUITY RESEARCH PVT.LTD.
(Along with : ATLANTA LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ATLANTA LTD.
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 7.5% HOLDING OF ATLANTA LTD.
MADE MISLEADING STATEMENTS/ANNOUNCEMENTS WITH AN INTENSION TO DECEIVE INVESTORS
EMPLOYED DIFFERENT REVENUE RECOGNITION METHOD OF DIFFERENT PROJECTS IN ORDER TO SHOW HIGHER REVENUE
DECEIVED SHAREHOLDERS IN ORDER TO HIKE OWN SHAREHOLDING IN COMPANY AT A LOW PRICE COMPARED WITH MARKET PRICE WITHOUT MAKING PAYMENT FROM THEIR OWN FUNDS IN PREFERENTIAL ISSUE
MISAPPROPRIATED FUNDS RECEIVED FROM IPO
MISUSED EMPLOYEE’S QUOTA UNDER IPO
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED STOCK EXCHANGES NOT TO APPROVE LISTING OF CONVERTIBLE WARRANTS AND SHARES ISSUED ON CONVERSION
DIRECTED DEPOSITORIES NOT TO DEMATERIALIZE CONVERTIBLE WARRANTS AND SHARES ISSUED UPON CONVERSION AND NOT TO GIVE EFFECT TO STOCK SPLIT FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
22-FEB-2007
|
|
| 29 |
|
|
ODYSSEY CORP.LTD.
(PAN:AAACO0463C)
(Along with : MEGA CORP.LTD.)
|
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 30 |
|
|
PAREKH ALUMINEX LTD.
(CIN:L27203MH1994PLC080732
PAN:AAACP4696C)
|
|
|
|
RAJENDRA MADANLAL GOTHI
DIN:02211363
|
|
ADOPTED DUBIOUS AND INCONSISTENT PRACTICES IN DRAWING UP ACCOUNTS
EMPLOYED DEVICES TO DEFRAUD THE INVESTORS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-OCT-2018 TO 30-OCT-2028
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-OCT-2018 TO 30-OCT-2028
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 31-OCT-2018 TO 30-OCT-2028
30-AUG-2017
|
|
| 31 |
|
|
PAREKH ALUMINEX LTD.
(CIN:L27203MH1994PLC080732
PAN:AAACP4696C)
|
|
|
|
RAJENDRA MADANLAL GOTHI
DIN:02211363
|
|
ADOPTED DUBIOUS AND INCONSISTENT PRACTICES IN DRAWING UP ACCOUNTS
EMPLOYED DEVICES TO DEFRAUD THE INVESTORS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-OCT-2018 TO 30-OCT-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-OCT-2018 TO 30-OCT-2023
RESTRAINED FROM HOLDING OR OCCUPYING POSITION AS DIRECTOR OR KEY MANAGERIAL PERSONNEL IN ANY LISTED COMPANY FROM 31-OCT-2018 TO 30-OCT-2023
RESTRAINED FROM ASSOCIATING WITH ANY LISTED PUBLIC COMPANY AND ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC FROM 31-OCT-2018 TO 30-OCT-2023
30-AUG-2017
|
|
| 32 |
|
|
PAREKH ALUMINEX LTD.
(CIN:L27203MH1994PLC080732
PAN:AAACP4696C)
|
|
|
ADOPTED DUBIOUS AND INCONSISTENT PRACTICES IN DRAWING UP ACCOUNTS
EMPLOYED DEVICES TO DEFRAUD THE INVESTORS
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-AUG-2017 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-AUG-2017 TILL FURTHER ORDERS
PERMITTED BSE AND NSE TO ALLOW SQUARE OFF EXISTING OPEN POSITIONS IN FUTURES & OPTIONS SEGMENT, IF ANY, IMMEDIATELY AND DIRECTED CONCERNED STOCK EXCHANGES TO ENSURE THAT NO FRESH POSITIONS ARE CREATED
30-AUG-2017
|
SEBI VIDE ITS ORDER DATED 12/02/2021 DIRECTED TO DISCONTINUE RESTRAINT/PROHIBITION ISSUED AGAINST THE COMPANY VIDE ITS INTERIM ORDER DATED 30/08/2017 AND DISPOSE OF THE PROCEEDINGS WITHOUT ANY FURTHER DIRECTIONS
|
| 33 |
|
|
PINE TREE CONSULTANTS PVT.LTD.
(Along with : ATLANTA LTD.)
|
|
|
INDULGED IN CREATION OF ARTIFICIAL MARKET IN SCRIP OF ATLANTA LTD.
DID NOT MAKE DISCLOSURE OF ACQUISITION OF 7.5% HOLDING OF ATLANTA LTD.
MADE MISLEADING STATEMENTS/ANNOUNCEMENTS WITH AN INTENSION TO DECEIVE INVESTORS
EMPLOYED DIFFERENT REVENUE RECOGNITION METHOD OF DIFFERENT PROJECTS IN ORDER TO SHOW HIGHER REVENUE
DECEIVED SHAREHOLDERS IN ORDER TO HIKE OWN SHAREHOLDING IN COMPANY AT A LOW PRICE COMPARED WITH MARKET PRICE WITHOUT MAKING PAYMENT FROM THEIR OWN FUNDS IN PREFERENTIAL ISSUE
MISAPPROPRIATED FUNDS RECEIVED FROM IPO
MISUSED EMPLOYEE’S QUOTA UNDER IPO
|
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED STOCK EXCHANGES NOT TO APPROVE LISTING OF CONVERTIBLE WARRANTS AND SHARES ISSUED ON CONVERSION
DIRECTED DEPOSITORIES NOT TO DEMATERIALIZE CONVERTIBLE WARRANTS AND SHARES ISSUED UPON CONVERSION AND NOT TO GIVE EFFECT TO STOCK SPLIT FROM 22-FEB-2007 TILL FURTHER ORDERS
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES
22-FEB-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.12,89,114 VIDE CONSENT ORDER)
08-JAN-2010~
|
AD-INTERIM EX-PARTE ORDER DATED 22/04/2007 DISPOSED OFF, AS APPLICANT AGREED TO PAY RS.9,91,626 TOWARDS DISGORGEMENT (PAYABLE TO INVESTORS) AND RS.2,97,488 TOWARDS SETTLEMENT CHARGES, AS PER CONSENT ORDER DATED 08/01/2010
|
| 34 |
|
|
POOJA EQUIRESEARCH PVT.LTD.
(Along with : MEGA CORP.LTD.)
|
|
|
MADE FALSE REPRESENTATION THROUGH CORPORATE ANNOUNCEMENTS TO MISLEAD/INDUCE INVESTORS
MISREPRESENTED PROFITS IN ANNUAL ACCOUNTS
ACTED IN CONCERT WITH INTER CONNECTED ENTITIES/BROKERS/CLIENTS TO CREATE FALSE MARKET AND PRICE RISE THROUGH CIRCULAR TRADING IN SCRIP OF MEGA CORP.LTD.
|
DIRECTED DEPOSITORIES NOT TO GIVE EFFECT TO ANY TRANSFER OF SHARES OF PROMOTERS/PERSONS ACTING IN CONCERT/DIRECTORS/CLIENTS IN DEFAULT FROM 24-OCT-2005 TILL FURTHER ORDERS
DIRECTED NOT TO ISSUE ANY EQUITY SHARES OR ANY INSTRUMENT CONVERTIBLE INTO EQUITY SHARES OR ALTER ITS CAPITAL STRUCTURE IN ANY MANNER FROM 24-OCT-2005 TILL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 24-OCT-2005 TILL FURTHER ORDERS
24-OCT-2005
|
CONFIRMED INTERIM ORDER DATED 24/10/2005
DISPOSED OFF, AS PROMOTERS OF THE COMPANY WERE NOT INVOLVED IN THE DAY TO DAY OPERATIONS OF THE COMPANY
|
| 35 |
|
|
PRICE WATERHOUSE & CO., BANGALORE
(PAN:AADFP9359C)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 36 |
|
|
PRICE WATERHOUSE & CO., CHENNAI
(PAN:AAAFP8828M)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 37 |
|
|
PRICE WATERHOUSE & CO., KOLKATA
(PAN:AAHFP0187A)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 38 |
|
|
PRICE WATERHOUSE & CO., NEW DELHI
(PAN:AAEFP1428R)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
|
DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
|
SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
|
| 39 |
|
|
PRICE WATERHOUSE, BANGALORE
(PAN:AAEFP5579P)
|
|
|
INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
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DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
DIRECTED TO DISGORGE RS.13,09,01,664 ALONG WITH OTHER ENTITIES/PERSONS
10-JAN-2018
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SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
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PRICE WATERHOUSE, KOLKATA
(PAN:AAEFP3641G)
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INDULGED IN LARGE SCALE FINANCIAL MANIPULATIONS IN THE BOOKS OF SATYAM COMPUTER SERVICES LTD.
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DIRECTED NOT TO DIRECTLY OR INDIRECTLY ISSUE ANY CERTIFICATE OF AUDIT OF LISTED COMPANIES, COMPLIANCE OF OBLIGATIONS OF LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI AND REQUIREMENTS UNDER SEBI ACT, 1992, SCRA 1956, THE DEPOSITORY ACT, 1996 AND COMPANIES ACT 2013 FROM 10-JAN-2018 TO 09-JAN-2020
DIRECTED ALL THE LISTED COMPANIES AND INTERMEDIARIES REGISTERED WITH SEBI NOT TO ENGAGE ANY AUDIT FIRM FORMIING PART OF PRICE WATERHOUSE NETWORK, FOR IISUANCE OF ANY CERTIFICATE WITH RESPECT OF STATUTORY COMPLIANCE WITH SEBI
10-JAN-2018
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SAT: APPEAL DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 09/09/2019 ALLOWED THE APPEAL AND QUASHED ORDER OF WTM OF SEBI DEBARRING PW FIRMS AS WELL AS TWO AUDITORS FROM AUDITING OF LISTED COMPANIES AND ALSO QUASHED DIRECTIONS TO LISTED COMPANIES NOT TO ENGAGE ANY AUDIT FIRM FORMING PART OF PW NETWORK
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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