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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 11-APR-2026

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MERCHANT BANKERS: CANCELLED REGISTRATION AS MERCHANT BANKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
21
History of entity/person ARUN FINTRADE LTD.  
  DID NOT APPLY FOR RENEWAL OF REGISTRATION

REGISTRATION EXPIRED   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-AUG-1998

06-OCT-1998 		 
22
History of entity/person ARYAN CAPITAL SERVICES PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1998

20-AUG-1998 		 
23
History of entity/person AVON CAPITAL SERVICES LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1998

20-AUG-1998 		 
24
History of entity/person AXIOME  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1998

20-AUG-1998 		 
25
History of entity/person B.M.CHATURVEDI FIN.& STRATEGIC SERV.PVT.LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1999

26-MAR-1999 		 
26
History of entity/person B.P.KANANI & CO.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
27
History of entity/person BARJATYA CONSULTANTS PVT.LTD.  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1999

26-MAR-1999 		 
28
History of entity/person BASAN FINANCIAL SERVICES LTD.

(PAN:AAECB3249H)  
  DID NOT HAVE DEDICATED E-MAIL ID FOR REDRESSAL OF GRIEVANCES

DID NOT SUBMIT HALF YEARLY REPORTS TO SEBI

DID NOT DISPLAY INFORMATION WITH RESPECT TO GRIEVANCE REDRESSAL MECHANISM AT OFFICE PREMISES

COMMITTED IRREGULARITIES WITH RESPECT TO INTERNAL CODE OF CONDUCT

DID NOT MAINTAIN ADEQUATE NET-WORTH

DELAY IN MAKING PAYMENT FOR BLOCK PERIOD

DID NOT INTIMATE CHANGE IN ADDRESS AND CONTACT DETAILS TO SEBI

DID NOT DISPLAY INVESTOR CHARTER ON ITS WEBSITE

DID NOT HAVE VALID NCFM/NISM CERTIFICATE

DID NOT PAY FEES TO SEBI   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 07-APR-2026

07-APR-2026 		 
29
History of entity/person BCL FINANCIAL SERVICES LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
30
History of entity/person BETALA GLOBAL SECURITIES LTD.

(CIN:U65191TN1994PLC029073)  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-JAN-1999

26-FEB-1999 		 
31
History of entity/person BHUTA BUCH & ASSOCIATES  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-APR-1998

09-JUN-1998 		 
32
History of entity/person BIRLA FINANCIAL CORP.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 28-FEB-1998

20-AUG-1998 		 
33
History of entity/person BONANZA BUSINESS SERVICES PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1998

20-AUG-1998 		 
34
History of entity/person BRISK CAPITAL MARKET SERVICES LTD.  
  DID NOT FURNISH REQUISITE INFORMATION TO SEBI IN TIME   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 05-AUG-1998

13-AUG-1998 		 
35
History of entity/person C.DAK & ASSOCIATES  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-JAN-1999

26-FEB-1999 		 
36
History of entity/person CENTRAL FINANCE LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 30-APR-1998

09-JUN-1998 		 
37
History of entity/person CHEMOX SECURITIES LTD.

(CIN:U67120MH1985PLC086072)  
  DID NOT FILE APPLICATION FOR RENEWAL OF REGISTRATION   CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-FEB-1999

26-MAR-1999 		 
38
History of entity/person CHETAN GANDHI,M/S  
Click here to view complete history of this specific entity/person CHETAN GANDHI
  		REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 15-APR-1998

09-JUN-1998 		 
39
History of entity/person CHITALIA & CO.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 31-DEC-1997

08-JAN-1998 		 
40
History of entity/person CIPHER SECURITIES (I) PVT.LTD.  
  REGISTRATION EXPIRED

DID NOT APPLY FOR RENEWAL OF REGISTRATION   		CANCELLED REGISTRATION AS MERCHANT BANKER FROM 30-JUN-1998

27-JUL-1998 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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