| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 501 |
|
TIME FORESTS (INDIA) LTD.
|
|
|
|
BHANU PARTAP SHARMA
|
|
|
CHHOTELAL VERMA
|
|
|
DEVINDER SINGH
|
|
|
JOGINDER SINGH
|
|
|
MOHAMMAD AKRAM
|
|
|
MOHAMMAD SHAHNAZ
|
|
|
TEJ BHAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED 1, 2, 3, 5, 6, 7, 8 CONVICTED. A FINE OF RS.5000 WAS SENTENCED ON ACCUSED NOS.1, 2, 5, 6, 7, 8 AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH AND RS.2500
UPON ACCUSED NO.3 AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS. ACCUSED 4 DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE
|
| 502 |
|
|
TIMES ORCHID INDIA LTD.
|
|
|
|
HARJEET SINGH HUNDAL
|
|
|
JAGDISH SHARMA
|
|
|
JASWINDER SINGH
|
|
|
KAMALKUMAR SHARMA
|
|
|
PRADEEP KUMAR
|
|
|
RAVINDER DHANJU
|
|
|
SANJAY KUMAR
PAN:AGZPK9556G
|
|
|
SWINDER SINGH DHADWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.22.4 LAKH. ALL ACCUSED ARE DECLARED AS PROCLAIMED
OFFENDERS AND KEPT IN DORMANT FILE
|
| 503 |
|
|
TOHFA FARMINGS LTD.
|
|
|
|
PRABHAT KUMAR
|
|
|
SAMIDU ZZAMAN
|
|
|
SHAMSU ZZAMAN
|
|
|
YOGENDRA JHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 504 |
|
|
TRANS OCEANIC AGROTECH LTD.
|
|
|
|
RAJENDRA SWAIN
|
|
|
SUCHANDAN JENA
|
|
|
SUNANDAN JENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 505 |
|
|
TRI GOLDEN PLANTATIONS & RESORTS LTD.
|
|
|
|
G.P.TRIPATHI
|
|
|
PRASHANT JAIN
|
|
|
S.R.TRIPATHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.7 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 506 |
|
|
TRIKONE ORCHARDS LTD.
|
|
|
|
AKHIL KAPOOR
|
|
|
AKHLESHWAR NATH SINGH
|
|
|
ANIL KAPOOR
|
|
|
ASSIF JAMAL SIDDIQUI
|
|
|
GAUTAM SHRIVASTAVA
|
|
|
SAMEER MISHRA
|
|
|
VINAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 507 |
|
|
TRIMURTI FORESTRY LTD.
|
|
|
|
KUNJ BEHARI LAL SAXENA
|
|
|
MADHU SAXENA
|
|
|
PARUL SAXENA
|
|
|
RADHEY GOVIND SAXENA
|
|
|
RAVINDRA NATH SAXENA
|
|
|
SALLAUDDIN
|
|
|
SUMIT GUPTA
|
|
|
UMA SAXENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED 1 TO 5 & 7 TO 9 CONVICTED AND SENTENCED TO FINE OF RS.10,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. ACCUSED NO.6 IS ACQUITTED
|
| 508 |
|
|
TULIP AGROMED LTD.
|
|
|
|
DILIP KUMAR CHATTERJEE
|
|
|
ISRAT ZAHAN
|
|
|
PRODYUT KUMAR GHOSE
|
|
|
RAMA PROSAD TALUKDAR
|
|
|
VINAY S.SHETH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 509 |
|
|
U.P.FOREST PLANTATIONS LTD.
|
|
|
|
AWADHESH KUMAR JAISWAL
|
|
|
DEVENDRA PRATAP SINGH
|
|
|
GHANSHYAM SINGH
|
|
|
GIRIJA SHANKAR JAISWAL
|
|
|
KEDAR NATH JAISWAL
|
|
|
RADHESHYAM AGRHARI
|
|
|
SATISH JAISWAL
|
|
|
SURESH MALL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 AND 2 HELD GUILTY AND RS.5 LAKH OF FINE WAS IMPOSED ON ACCUSED NO.1 AND S.I. OF 1 YEAR AND FINE OF RS.5 LAKH ON ACCUSED NO.2 ACCUSED NO.3 & 4 ACQUITTED. ACCUSED NO.5 PROCLAIMED OFFENDER
|
| 510 |
|
|
UNITED AGROGROWTH & RESORTS LTD.
|
|
|
|
ANITA RATHOD
|
|
|
CHAKARVEER SINGH
|
|
|
DEEPENDRA SINGH
|
|
|
KAMLENDRA SINGH KURKI
|
|
|
KISHAN SINGH CHOUDHARY
|
|
|
SHYAM GOVERNMENT SAXENA
|
|
|
YOGITA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 511 |
|
|
UNITED AGROTECH (INDIA) LTD.
|
|
|
|
BHUSAN LAL BHAT
|
|
|
DEVETA DIN YADAV
|
|
|
GURU PARSHAD RAWAT
|
|
|
LEKHRAJ BHAGAT
|
|
|
MOHINI SHARMA
|
|
|
NAVEEN GOYAL
|
|
|
PUNEET JAIN
|
|
|
SANJAY KHAJURIA
|
|
|
SHYAM KALI
|
|
|
TEK RAJ BHAGAT
|
|
|
VINOD SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
A-1 CONVICTED. A-2 EXPIRED, THUS, PROCEEDINGS ABATED. A-3,7 AND 8 ARE DECLARED PROCLAIMED OFFENDER. A-4 ACQUITTED. A-5 AND 6 ARE CONVICTED
A-1 CONVICTED. A-2 EXPIRED, THUS, PROCEEDINGS ABATED. A-3,7 AND 8 ARE DECLARED PROCLAIMED OFFENDER. A-4 ACQUITTED. A-5 AND 6 ARE CONVICTED
|
| 512 |
|
|
UNITED CAPITAL SERVICES (I) LTD.
|
|
|
|
ABDUL QUOYUM KARIMA
|
|
|
DIWAN CHAND SANGRA
|
|
|
GAURI SHANKAR SHARMA
|
|
|
GUMAN SINGH PANWAL
|
|
|
KHAN ABDUL GHANI
|
|
|
MOHD.ALAM
|
|
|
PRABHAKARAN PILLATHU
|
|
|
RAKESH KUMAR SHARMA
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SUBHASH CHANDER
|
|
|
VINOD KUMAR DUTTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 513 |
|
|
USHA KIRAN TEAK & SANDLE FARM PVT.LTD.
|
|
|
|
BUTUKURI NANJAYYAR
|
|
|
MUVVALA SUBBARAYUDU
|
|
|
SINGARAJU PRATAP
|
|
|
VOOSA SURYAPRAKASA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 514 |
|
|
VALUE ADDED PLANTS (I) LTD.
|
|
|
|
ARVIND PARASHARI
|
|
|
KALPANA PRASHARI
|
|
|
RAM BABU PRASHARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT
|
| 515 |
|
|
VANALAKSHMI PLANTATIONS PVT.LTD.
|
|
|
|
J.PRAMEELA KUMARI
|
|
|
J.VIJAYALAKSHMI
|
|
|
K.GOVINDA PILLAI
|
|
|
K.M.V.NARAYANA BABU
|
|
|
K.PRABHAKAR
|
|
|
K.SUDHAKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 516 |
|
|
VANANCHAL FLORICULTURE INDIA LTD.
|
|
|
|
AMOD KUMAR JAIN
|
|
|
JITENDRA KUMAR
|
|
|
PURAN RATHOD
|
|
|
PUSHPALATA PANDIT
|
|
|
RAMJEE PRASAD
|
|
|
SHIV SHAKTI PRASAD
|
|
|
USHA PRASAD
|
|
|
VIJAY KUMAR DUBEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY AND 4 AND SENTENCED TO PAY A FINE OF RS.50,000 EACH ACCUSED NO.2 WAS DECLARED AS PROCLAIMED OFFENDER. ACCUSED 3- DEAD
|
| 517 |
|
|
VANLAXMI AGRO DEVELOPERS (INDIA) LTD.
|
|
|
|
ASHOK MANSING SHINDE
|
|
|
GANESH SHANTARAM GHADIGAONKAR
|
|
|
MADHUKAR BHAGWAN PADWAL
|
|
|
SANJAY BHAGWAN PADWAL
|
|
|
SURYAKANT PANDURANG ZAGADE
|
|
|
VIJAY RAJARAM WAKKAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACQUITTED
SEBI VIDE ITS NOTICE DATED 16/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS , DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 518 |
|
|
VARINDHABAN FORESTS LTD.
|
|
|
|
ARVIND PARASHARI
|
|
|
ASHOK KUMAR
|
|
|
DEVINDER KAUR
|
|
|
MANJIT KOUR
|
|
|
RAKESH KUMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
SAT: IMPUGNED ORDER UPHELD,APPEAL DISMISSED
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 519 |
|
|
VARTIKA AGRO INDUSTRIES (INDIA) LTD.
|
|
|
|
AMAR NATH SHUKLA
|
|
|
RISHI KUMAR PANDEY
|
|
|
SHEELA PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.3.2 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.8000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 1 MONTH. AWARD OF RS.1000 FROM EACH CONVICT WAS AWARDED TO SEBI AND ON DEFAULT 15 DAYS SIMPLE IMPRISONMENT (SI). FURTHER, ORDERED TO FILE WRR WITHIN TWO MONTHS WITH SEBI
|
| 520 |
|
|
VARUNI PLANTATION LTD.
|
|
|
|
KULDEEP SINGH PARMAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 26 of 28
|
