| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 561 |
|
SUPHALA PLANTATIONS INDIA LTD.
|
|
|
|
A.H.RAJAN
|
|
|
BINDU RAJAGOPAL
|
|
|
GANESH N.THAMPI
|
|
|
JOJO SEBASTIAN
|
|
|
JOSE SEBASTIAN
|
|
|
K.CHANDRASEKHARAN NAIR
|
|
|
K.RAJAGOPAL
|
|
|
K.S.SASHIKUMAR
|
|
|
R.BALACHANDRAN
|
|
|
SUBA JOSE
|
|
|
SUJA JOJO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 562 |
|
|
SUPREME FORESTS INDIA LTD.
|
|
|
|
G.N.BEHERA
|
|
|
K.VENKATA RAO
|
|
|
M.KHASIM ALI
|
|
|
M.PRABHU
|
|
|
MURALIDHAR REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 563 |
|
|
SURAKSHA FARMS LTD.
|
|
|
|
ELSIE SCARIA
|
|
|
JOJO SEBASTIAN
|
|
|
JOSE SCARIA
|
|
|
MATHEW JACOB
|
|
|
REGIGIE IBRAHIM
|
|
|
ROSAMMA SEBASTIAN
|
|
|
S.KAMARAJ
|
|
|
S.PRAVEEN
|
|
|
SUJA SEABASTIAN
|
|
|
SUNIL P.MANI
|
|
|
T.RAGHUNATH
|
|
|
TOM JOSEPH
|
|
|
V.VINOD
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 564 |
|
|
SURAKSHYA GREEN GOLD (I) LTD.
|
|
|
|
AMULYA KUMAR NAYAK
|
|
|
BIDUT PRAVA PATNAIK
|
|
|
GAJENDRA PANDA
|
|
|
NARESH SWAIN
|
|
|
SARBASRI RASANAND PATNAIK
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CASE DISMISSED. SLP FILED BY SEBI IS PENDING BEFORE THE HON’BLE SUPREME COURT
|
| 565 |
|
|
SURBHI AGROTECH LTD.
|
|
|
|
ALPONS RAJA REDDY
|
|
|
AMALENDU BHOWMICK
|
|
|
ASHWANI KAUSHIK
|
|
|
AVTAR SINGH
|
|
|
BIMAL SABARWAL
|
|
|
DAYANAND MISHRA
|
|
|
GURPRATAP SINGH BHANGU
|
|
|
H.P.BHARDWAJ
|
|
|
HARISH KUMAR POPLI
|
|
|
J.K.BHANDARI
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
KICHLOO
|
|
|
KRISHAN KUMAR
|
|
|
M.MALLARAJE URS
|
|
|
M.S.S.PILLAT
|
|
|
MAGHAR SINGH
|
|
|
MUKESH ARORA
|
|
|
NAHAR SINGH
|
|
|
NARESH CHANDER KAUSHIK
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
RAJENDRA KUMAR SINGH
|
|
|
RAJIV KATYAL
|
|
|
SANAT KUMAR PANJA
|
|
|
SUNIL TYAGI
|
|
|
USHA KIRAN CHATURVEDI
|
|
|
VED SHRIRAM BALSOD
|
|
|
VIJAY KUMAR GUPTA
|
|
|
VIJAY NAIDU
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 29-JUL-2002 TO 29-JUL-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 566 |
|
|
SURBHI FORESTS (I) LTD.
|
|
|
|
ASHWANI KAUSHIK
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
KRISHAN KUMAR
|
|
|
MUKESH ARORA
|
|
|
NARESH CHANDER KAUSHIK
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
RAJIV KATYAL
|
|
|
USHA KIRAN CHATURVEDI
|
|
|
VIJAY NAIDU
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 567 |
|
|
SURYA NELLY PLANTATIONS PVT.LTD.
|
|
|
|
M.S.ANTONY
|
|
|
M.S.JEROME
|
|
|
M.S.MARTIN
|
|
|
M.S.THOMAS
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 568 |
|
|
SUSK INDIA LTD.
(PAN:AAOCS2750A)
|
|
|
|
AMIT SINGH RATHORE
PAN:ALZPR5160Q
|
|
|
BHAGWATI BAI LODHI
PAN:ABVPL8322Q
|
|
|
DINESH SAINI
PAN:CUEPS7834L
|
|
|
JEEWAN KHARADIYA
PAN:BGGPK8474H
|
|
|
JITENDRA SINGH BHATI
PAN:ALVPB6802B
|
|
|
KAILASH SINGH LODHI
PAN:BYGPS5769H
|
|
|
MAN SINGH LODHI
|
|
|
NARENDRA SINGH LODHI
PAN:AEDPL0722M
|
|
|
SUNIL TIWARI
PAN:CHXPS2858E
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-DEC-2017 TO 13-DEC-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO REFUND MONEY TO THE INVESTORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-DEC-2017 TO 13-DEC-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-DEC-2017 TO 13-DEC-2021
29-MAY-2015
|
SEBI VIDE ITS ORDER DATED 14/12/2017 DIRECTED TO 1) JOINTLY AND SEVEALLY WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OF OR SELL ANY OF THE ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM THE DATE OF COMPLETION OF REFUNDS
|
| 569 |
|
|
SUVARNA PLANTATIONS & ESTATES PVT.LTD.
|
|
|
|
S.S.P.VARMA
|
|
|
V.VENKATA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 570 |
|
|
SWADESHI PLANTATIONS LTD.
|
|
|
|
KALKA PRASAD SEN
|
|
|
NARAYAN SINGH KUSHWAH
|
|
|
R.P.SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 571 |
|
|
SWAR AGROTECH INDIA LTD.
(CIN:U01403UP2012PLC048364
PAN:AARCS0445B)
|
|
|
|
PRAVESH KUMAR KAROWLIYA
DIN:02104180
PAN:ATSPK4627Q
|
|
|
RAJESH AWASTHI
DIN:01314663
PAN:AGMPA1004E
|
|
|
ROHIT GUPTA
PAN:APBPG3984P
|
|
|
SHIV KUMAR
DIN:05159488
PAN:BLGPK9508K
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO SUBMIT DETAILS OF CHARGES, IF ANY, CREATED ON ITS ASSETS BY COMPANY
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 06-MAY-2016 TO 05-MAY-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAY-2016 TO 05-MAY-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAY-2016 TO 05-MAY-2020
30-MAR-2015
|
SEBI VIDE ITS ORDER DATED 06/05/2016 DIRECTED SWAR AGROTECH INDIA LTD. TO A) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER B) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS C) PERMITTED TO SELL ASSETS OF THE COMPANY ONLY FOR SOLE PURPOSE OF MAKING REFUNDS AND DEPOSIT PROCEEDS IN ESCROW ACCOUNT OPENED WITH A NATIONALISED BANK D) DIRECTED FILE CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION E) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM F) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SEBI VIDE ITS NOTICE DATED 10/11/2016 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 19/12/2017 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALLIENATING OR CHARGING IN RESPECT OF PROPERTIES LISTED IN ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTER(S) AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, DELHI D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF RESPECTIVE AREAS E) WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER(S), IF PRESENTED FOR REGISTRATION
SEBI VIDE ITS ORDER DATED 27/12/2017 ORDERED TO SALE THE PROPERTY KHASARA NO./BHUMI NO.-766, 768, MAUZA-SABDALPUR DAUPUR, TEHSIL/PARGANA-CHAKAR NAGAR, DIST..-ETAWAH, U.P. (AREA-0.486 HECTARES) AND KHASARA NO./BHUMI NO.-752, 769, 770 MAUZA-SABDALPUR DAUDPUR, TEHSIL/PARGANA-CHAKAR NAGAR, DISTT-ETAWAH, U.P. (AREA-0.911 HECTARES) THROUGH E-AUCTION IN SATISFACTION OF DUES
SEBI VIDE ITS ORDER DATED 12/10/2018 ORDERED TO SALE THE PROPERTY THROUGH E-AUCTION IN SATISFACTION OF DUES
|
| 572 |
|
|
SWARN BHARAT FOREST LTD.
|
|
|
|
BHARTI SINGH
|
|
|
OM PRAKASH GUPTA
|
|
|
PANKAJ KUMAR GUPTA
|
|
|
PRAKASH GUPTA
|
|
|
PREMLATA GUPTA
|
|
|
RAKESH KUMAR GUPTA
|
|
|
SHARAWAN KUMAR JAISWAL
|
|
|
URMILA GUPTA
|
|
|
V.K.SINGH
|
|
|
VIRENDER KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 573 |
|
|
SWARNBHUMI FOREST (INDIA) LTD.
|
|
|
|
A.B.PANDEY
|
|
|
ASHWANI KAUSHIK
|
|
|
JYOTI PRABHA KAUSHIK
|
|
|
K.D.SHARMA
|
|
|
KULDEEP KUMAR
|
|
|
P.K.BHADAURIA
|
|
|
PARSHANT UPADHYAY
|
|
|
PRAVEEN KUMAR
|
|
|
PREM PRAKASH CHATURVEDI
|
|
|
SEEMA PANDEY
|
|
|
SUDHIR SINGH
|
|
|
TEJVIR SINGH
|
|
|
USHA KIRAN CHATURVEDI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 07-FEB-2001 TO 07-FEB-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 574 |
|
|
SYMPHONY FARM & FOREST LTD.
|
|
|
|
DEEPAK KALELE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 18/07/2014 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
|
| 575 |
|
|
TAPARIA PLANTATIONS PVT.LTD.
|
|
|
|
ANAND KUMAR MAHESH
|
|
|
RAMA MAHESH
|
|
|
RAMESH C.JHAWAR
|
|
|
SHIROMANI MAHESH
|
|
|
SHIV KUMAR MAHESH
|
|
|
SUBHASH CHAND MAHESWARI
|
|
|
UMA JHAWAR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 576 |
|
|
TEAK LAND FOREST INDIA LTD.
|
|
|
|
BINDU DEVI
|
|
|
KRIPA SHANKAR
|
|
|
NEELAM DEVI
|
|
|
ONKAR PRASAD
|
|
|
RAJESH KUMAR
|
|
|
RAMANAND
|
|
|
SAVITRI DEVI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE CASE RESULTED IN CONVICTION. COPY OF ORDER AWAITED
|
| 577 |
|
|
TEAK TALK PLANTION CO.LTD.
|
|
|
|
AMAL KANTI MAZUMDAR
|
|
|
SUBRATA SARKAR
|
|
|
TAPAN KUMAR DUTTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 578 |
|
|
TEEM ORCHARD (I) LTD.
|
|
|
|
AJAY SHRIVASTAVA
|
|
|
ATUL RAJA SAZENA
|
|
|
LAL SINGH CHOUHAN
|
|
|
MANISH S.CHOUHAN
|
|
|
MANOJ SAXENA
|
|
|
RAVI SHRIVASTAVA
|
|
|
VINOD KUMAR AGARWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.4 LAKH. ACCUSED NO.1, 2 AND 4 PLEADED GUILTY AND CONVICTED AND SENTENCED TO FINE OF RS.5000 EACH AND ALSO SENTENCED TILL THE RISING OF THE COURT ACCUSED NOS.3 AND 5 WERE DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE
|
| 579 |
|
|
TENERA PLANTATIONS & RESEARCH CENTRE LTD.
|
|
|
|
ABDUL HAQUE
|
|
|
BABU PAUL P.
|
|
|
BHASI U.R.
|
|
|
C.RAMAKRISHNAN
|
|
|
E.A.VINCENT
|
|
|
JOHN J.ALAPATT
|
|
|
JOHNSON K.PULIKKEN
|
|
|
K.G.ANILKUMAR
|
|
|
K.NARAYANAN NAIR
|
|
|
K.V.ANANDAN
|
|
|
MADHAVAN P.N.
|
|
|
P.C.SIVARAMAN NAIR
|
|
|
P.C.SUNNY
|
|
|
P.S.SUDHOOR
|
|
|
PRASAD K.PANIKKEN
|
|
|
RAJAN P.A.
|
|
|
STEPHEN T.V.
|
|
|
T.S.RAMAKRISHNAN
|
|
|
V.I.ISMAIL
|
|
|
V.R.SREENIVASAN
|
|
|
V.SREENIVASAN
|
|
|
X.A.XAVIOUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 580 |
|
|
THAR INDIA FORESTS LTD.
|
|
|
|
AJIT SINGH MAHAROO
|
|
|
C.S.INDORIA
|
|
|
LAL CHAND GOUR
|
|
|
OM PRAKASH CHAUHAN
|
|
|
R.K.SHARMA
|
|
|
R.S.MAHAROO
|
|
|
SATYANARAYAN SHARMA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.1.2 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.8000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 29 of 33
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