| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
KETAN CHATRABHUJ KAPADIA
(PAN:AACPK5744P)
|
|
|
ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.
ALLEGED VIOLATION OF REGULATION 25(5) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
21-MAY-2024
|
|
| 42 |
|
|
KUSHAL SURI
(PAN:BOFPS9411B)
|
|
|
ALLEGED CERTIFICATION OF INCORRECT COMPLIANCE CERTIFICATES TO BOARD OF DIRECTORS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BLUE COAST HOTELS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,37,500 VIDE CONSENT ORDER)
14-JAN-2026
|
|
| 43 |
|
|
KUSHAL SURI
(PAN:BOFPS9411B)
|
|
|
|
BLUE COAST HOTELS LTD.
PAN:AAACM0037G
|
|
ALLEGED FAILURE IN MAKING PROVISION FOR THE REFUND LIABILITY OF RS.318.95 CRORE
DURING FY.2019 TO FY.22 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS1 AND 37
ALLEGED THAT COMPANY RECORDED LOSS OF RS.8.82 CRORE IN ITS DELHI HOTEL PROJECT AS “MISCELLANEOUS EXPENSES” INSTEAD AS EXCEPTIONAL ITEMS IN FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO4(1) (J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS1 AND 37
ALLEGED THAT RS.2.49 CRORE PAID TO SILVER RESORT HOTEL INDIA PVT.LTD. DURING FY.2021–22 FOR MAKING PAYMENTS TO COMMERCIAL SPACE BUYERS AND SUCH AMOUNT RECORDED AS “ADVANCE TO SUPPLIER” INSTEAD OF LOAN IN FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO4(1) (J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS1 AND 37
ALLEGED FAILURE IN OBTAINING MANDATORY APPROVAL OF SHAREHOLDERS AND FURTHER DID NOT DISCLOSE CONCERNED ENTITIES AS RELATED PARTIES IN ITS ANNUAL REPORT VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO4(1) (J), 4(2)(E)(I), 23(4), 34 AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS 24
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL OF AUDIT COMMITTEE AND SHAREHOLDERS TO ENTER INTO MATERIAL RELATED PARTY TRANSACTION VIOLATING REGULATIONS 23(2), 23(4), 23(9), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.78,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
14-JAN-2026
|
|
| 44 |
|
|
LAXMI NARAYANA MISHRA
(PAN:ADFPM5694J)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
RAJESHBHAI SHANTILAL ADANI,
DEEPAK BHARGAVA,
ANIL KUMAR SARDANA)
|
|
|
|
ADANI TRANSMISSION LTD.
CIN:L40300GJ2013PLC077803
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 45 |
|
|
M.MANOHAR
(PAN:BFYPM0123A)
|
|
|
ALLEGED FAILURE TO MAKE DISCLOSURE OF INITIATION OF FORENSIC AUDIT AND DID NOT MAKE CORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATION 6(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,35,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH BRIGHTCOM GROUP LTD. AND ITS ASSOCIATES IN ANY CAPACITY) FROM 09-DEC-2025 TO 08-DEC-2026
09-DEC-2025
|
|
| 46 |
|
|
M.VIJAYA BHASKER REDDY
(PAN:ADMPM6253A)
|
|
|
ALLEGED FAILURE TO ENSURE THAT PUBLISHED FINANCIAL STATEMENTS WERE IN ACCORDANCE WITH APPLICABLE ACCOUNTING STANDARDS VIOLATING REGULATION 18(3) READ WITH PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRIGHTCOM GROUP LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,35,000 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BE ASSOCIATED WITH BRIGHTCOM GROUP LTD. AND ITS ASSOCIATES IN ANY CAPACITY) FROM 09-DEC-2025 TO 08-DEC-2027
09-DEC-2025
|
|
| 47 |
|
|
MADHUSUDAN GARG
(PAN:AAWPG4088Q)
|
|
|
|
MANGALAM GLOBAL ENTERPRISE PVT.LTD.
|
|
ALLEGED INDULGENCE IN PUBLISHING OF MISSTATED FINANCIAL STATEMENTS, PASSING OF FICTITIOUS BOOK ENTRIES AND DIVERSION OF FUNDS FROM THE COMPANY FOR BENEFIT OF PROMOTER GROUP COMPANIES VIOLATING REGULATIONS 4(2)(E) (1), 4(2)(F)(I)(1),(2), 4(2)(F)(II)(2),(5),(6),(7),(8) AND 4(2)(F)(III)(1),(2),(3),(6),(8),(12),(14), 25(5) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27(1) OF SEBI ACT, 1992 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED FAILURE IN EXERCISING DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PART A OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS IN ANNUAL REPORTS VIOLATING REGULATION 34(3) READ WITH SCHEDULE V OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED VIOLATING SECTION 177 OF COMPANIES ACT, 2013
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.18,85,000 VIDE CONSENT ORDER)
30-MAR-2026
|
|
| 48 |
|
|
MAHESH CHIMANLAL DALAL
(PAN:AABPD5612N)
|
|
|
ALLEGED VIOLATION OF REGULATION 10(4)(C) OF SEBI (DELISTING) REGULATIONS, 2021 IN THE MATTER OF ELCID INVESTMENTS LTD.
ALLEGED VIOLATION OF REGULATION 25(5) OF SEBI (LODR) REGULATIONS, 2015 IN THE MATTER OF ELCID INVESTMENTS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.8,12,500 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
21-MAY-2024
|
|
| 49 |
|
|
MALAY RAMESH MAHADEVIA
(PAN:AELPM9382E)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
RAJESHBHAI SHANTILAL ADANI,
RAJEEVA RANJAN SINHA,
SUDIPTA BHATTACHARYA)
|
|
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
CIN:L63090GJ1998PLC034182
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 50 |
|
|
MALCOLM MEHTA
(PAN:AFWPM8643Q)
|
|
|
ALLEGED INDULGENCE IN MANIPULATION IN BOOKS OF ACCOUNTS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(C), 3(D), 4(2)(F) AND 4(2)(K) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF ACCEL FRONTLINE LTD.
ALLEGED INDULGENCE IN MANIPULATION IN BOOKS OF ACCOUNTS VIOLATING CLAUSE 41 OF LISTING AGREEMENT READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF ACCEL FRONTLINE LTD.
ALLEGED INDULGENCE IN MANIPULATION IN BOOKS OF ACCOUNTS VIOLATING REGULATION 30 OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 21 OF SCRA, 1956 IN MATTER OF ACCEL FRONTLINE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.81,90,000 VIDE CONSENT ORDER)
16-NOV-2022
|
|
| 51 |
|
|
MANASA VISHWANATH
(PAN:ABXPR4968A)
|
|
|
|
KOLTE-PATIL DEVELOPERS LTD.
PAN:AAACK7310G
|
|
ALLEGED INDULGED IN SUBMISSION OF INCORRECT CERTIFICATE THAT THEY COMPLY WITH ALL THE CRITERIA OF INDEPENDENT DIRECTOR VIOLATING REGULATION 25(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KOLTE-PATIL DEVELOPERS LTD.
ALLEGED BOTH THE INDEPENDENT DIRECTORS WERE DIRECTLY RELATED HENCE EVALUATION OF BOARD OF DIRECTORS OF KOLTE-PATIL DEVELOPERS LTD. WAS NOT IN COMPLIANCE OF REGULATION 17(10)(B) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KOLTE-PATIL DEVELOPERS LTD.
ALLEGED BOTH THE INDEPENDENT DIRECTORS WERE DIRECTLY RELATED TO EACH OTHER HENCE DID NOT MEET CRITERIA OF INDEPENDENT DIRECTORS VIOLATING REGULATION 17(11)(B) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF KOLTE-PATIL DEVELOPERS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.10,72,500 VIDE CONSENT ORDER)
18-NOV-2022
|
|
| 52 |
|
|
MANISH BAGADIA
(PAN:AAYPB4783F)
|
|
|
|
MANGALAM GLOBAL ENTERPRISE PVT.LTD.
|
|
ALLEGED INDULGENCE IN PUBLISHING OF MISSTATED FINANCIAL STATEMENTS, PASSING OF FICTITIOUS BOOK ENTRIES AND DIVERSION OF FUNDS FROM THE COMPANY FOR BENEFIT OF PROMOTER GROUP COMPANIES VIOLATING REGULATIONS 4(2)(E) (1), 4(2)(F)(I)(1),(2), 4(2)(F)(II)(2),(5),(6),(7),(8) AND 4(2)(F)(III)(1),(2),(3),(6),(8),(12),(14), 25(5) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27(1) OF SEBI ACT, 1992 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED FAILURE IN EXERCISING DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PART A OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS IN ANNUAL REPORTS VIOLATING REGULATION 34(3) READ WITH SCHEDULE V OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED VIOLATING SECTION 177 OF COMPANIES ACT, 2013
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.18,85,000 VIDE CONSENT ORDER)
30-MAR-2026
|
|
| 53 |
|
|
MANU M.PARPIA
(PAN:AACPP8377R)
|
|
|
|
NESCO LTD.
PAN:AAACN1222E
|
|
ALLEGED TO CONTINUE AS INDEPENDENT DIRECTOR OF NESCO LTD. FOR MORE THAN A YEAR EVEN AFTER EXPIRY OF TENURE ON 09/05/2022 VIOLATING REGULATIONS 4(2)(F)(II)(2), 4(2)(F)(II)(7), 4(2)(F)(II)(8), 4(2)(F)(III)(3), AND 4(2)(F)(III)(12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF NESCO LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,45,000 VIDE CONSENT ORDER)
01-JAN-2025
|
|
| 54 |
|
|
MAUREEN NUSLI WADIA
(PAN:AAAPW4163A)
|
|
|
|
BOMBAY BURMAH TRADING CORP.LTD.,THE
PAN:AAACT4309C
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 55 |
|
|
NEERAJ ARORA
(PAN:AJNPA3852A)
|
|
|
|
ONE 97 COMMUNICATIONS LTD.
PAN:AAACO4007A
|
|
ALLEGED FAILURE IN DISCHARGING DUTIES WITH UNBIASED AND INDEPENDENT APPROACH WHILE DECISION-MAKING W.R.T. MATTERS INVOLVING BENEFITS TO MR.VIJAY SHEKHAR SHARMA (MD & CEO, PAYTM) AND HIS RELATIVES VIOLATING REGULATION 4(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ONE97 COMMUNICATIONS LTD.
ALLEGED INDULGENCE IN APPROVAL AND SIGNING OFFER DOCUMENTS BY DIRECTORS CONTAINING INCORRECT STATEMENTS AND INCOMPLETE DISCLOSURES VIOLATING REGULATIONS 245(1) AND 245(2) OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF ONE97 COMMUNICATIONS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.53,62,500 VIDE CONSENT ORDER)
17-JAN-2025
|
|
| 56 |
|
|
NEERAJ VYAS
(PAN:ABDPV1345B)
|
|
|
|
PNB HOUSING FINANCE LTD.
PAN:AAACP3682N
|
|
ALLEGED FAILURE IN OBTAINING REGISTERED VALUER’S REPORT IN ACCORDANCE WITH ARTICLE 19(2) OF ARTICLES OF ASSOCIATION (AOA) OF COMPANY VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE TO TAKE INTO ACCOUNT THE INTERESTS OF ALL STAKEHOLDER BY NOT ACCOUNTING FOR CONTROL PREMIUM IN PRICING OF THE PREFERENTIAL ISSUE VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE IN MAKING ADEQUATE AND TIMELY DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(D), 4(1)(H), 4(2)(B), 4(2)(E)(I), 4(2)(E)(II) AND 30(12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.28,50,000, INTEREST RS.44,26,533 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUL-2022
|
|
| 57 |
|
|
NESS NUSLI WADIA
(PAN:AAAPW0814G)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE TO COMPANY REGARDING ARREST/DETENTION AND SENTENCING BY JAPANESE COURT VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(III)(3), 4(2)(F)(III)(6), 4(2)(F)(III)(13) AND 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BRITANNIA INDUSTRIES LTD., BOMBAY DYEING & MANUFACTURING CO.LTD., NATIONAL PEROXIDE LTD. AND BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.23,41,750 VIDE CONSENT ORDER)
29-APR-2020
|
|
| 58 |
|
|
NESS NUSLI WADIA
(PAN:AAAPW0814G)
|
|
|
|
BOMBAY BURMAH TRADING CORP.LTD.,THE
PAN:AAACT4309C
|
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
PAN:AAACT2328K
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 59 |
|
|
NILESH S.VIKAMSEY
(PAN:AABPV3680Q)
|
|
|
|
PNB HOUSING FINANCE LTD.
PAN:AAACP3682N
|
|
ALLEGED FAILURE IN OBTAINING REGISTERED VALUER’S REPORT IN ACCORDANCE WITH ARTICLE 19(2) OF ARTICLES OF ASSOCIATION (AOA) OF COMPANY VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE TO TAKE INTO ACCOUNT THE INTERESTS OF ALL STAKEHOLDER BY NOT ACCOUNTING FOR CONTROL PREMIUM IN PRICING OF THE PREFERENTIAL ISSUE VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE IN MAKING ADEQUATE AND TIMELY DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(D), 4(1)(H), 4(2)(B), 4(2)(E)(I), 4(2)(E)(II) AND 30(12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.28,50,000, INTEREST RS.44,26,533 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUL-2022
|
|
| 60 |
|
|
NIRAJKUMAR K.MALAVIYA
(PAN:CAKPM4097D)
|
|
|
ALLEGED MISREPRESENTATION/MISSTATEMENT OF FINANCIAL STATEMENTS THROUGH FICTITIOUS TRANSACTIONS IN MATTER OF ADD-SHOP E-RETAIL LTD. AND WHITE ORGANIC AGRO LTD.
ALLEGED FALSIFIED DETAILS OF ATTENDANCE OF INDEPENDENT DIRECTORS IN AUDIT
COMMITTEE MEETING AND BOARD MEETINGS IN MATTER OF ADD-SHOP E-RETAIL LTD. AND WHITE ORGANIC AGRO LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.40,95,000 VIDE CONSENT ORDER)
05-MAR-2025
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 3 of 6
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