| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
CSJ TECHNOLOGIES LTD.
|
|
|
|
C.L.JAISIMHA
|
|
|
C.L.JAIWANTH
|
|
|
C.SHOBHA JAIWANTH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 42 |
|
|
CUCKOO FISCAL SERVICES LTD.
(Along with : OASIS CINE COMMUNICATION LTD.)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPOUNDED ON PAYMENT OF RS.67,000.00 TOWARDS LEGAL COSTS AND RS.4,12,767.00 TOWARDS PENALTY AND INTEREST
|
| 43 |
|
|
CYBERSPACE LTD.
|
|
|
|
GYANNENDRA NATH JOHARI
|
|
|
RAJEEV KAPOOR
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
|
| 44 |
|
|
DAMAYANTI FINVEST PVT.LTD.
|
|
|
|
ANIL D.DOSHI
|
|
|
DILIP N.SHAH
|
|
|
DINESH D.DOSHI
|
|
|
VINOD C.SHAH
|
|
FAILED TO PAY PENALTY
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
VIOLATED SECTION 11 (3) OF SEBI ACT, 1992
VIOLATED SECTION 24 OF SEBI ACT, 1992
VIOLATED SECTION 27 OF SEBI ACT, 1992
|
PROSECUTION LAUNCHED
15-MAY-2006
|
ACQUITTED
|
| 45 |
|
|
DATAPRO ELECTRONICS PVT.LTD.
|
|
|
|
ASHOK AGARWAL
|
|
|
HIRALAL ARORA
|
|
|
NEELESH RAHEJA
|
|
|
RAJEEV ARORA
|
|
|
ROHIT ARORA
|
|
|
SANJEEV BANSAL
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.299126.00 TO SEBI
|
| 46 |
|
|
DELFIN INTERNATIONAL LTD.
(Along with : OASIS CINE COMMUNICATION LTD.)
|
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
|
| 47 |
|
|
DELTA ALLIANCE FINANCIAL SERVICES
|
|
|
|
RAJEEV KAPOOR
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
SINCE ACCUSED DECLARED PO. FILE CONSIGNED TO RECORDS ROOM
|
| 48 |
|
|
DESTINY INTERNATIONAL LTD.
|
|
|
|
CHANDER MOHAN BISHNOI
|
|
|
KULDEEP BISHNOI
|
|
|
RENUKA BISHNOI
|
|
|
YASHVANT RAI
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
RS.25,000.00 TOWARDS PENALTY, RS.30,386.00 TOWARDS INTEREST AND RS.45,000.00 TOWARDS LEGAL COTS AND RECOVERY CHARGES
|
| 49 |
|
|
DILLI SOAPS & CHEMICALS PVT.LTD.
(CIN:U00212BR1987PTC002713)
|
|
|
|
KAMAL SHARMA
|
|
|
M.C.CHHAJER
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 50 |
|
|
DINESH DALMIA TECHNOLOGY TRUST
|
|
|
|
DINESH DALMIA
PAN:ACPPD9838G
|
|
|
K.P.DALMIA
|
|
|
PAWAN KUMAR
|
|
|
SURYANIL GHOSH
|
|
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
FAILED TO PAY PENALTY
VIOLATED REGULATION 5 SEBI (PFUTP) REGULATIONS, 1995
VIOLATED REGULATION 6 SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 51 |
|
|
DIVINE MULTIMEDIA (INDIA) LTD.
(CIN:L21100GJ1991PLC016644)
|
|
|
|
HARISH JAIN
|
|
|
LOKANATH SURYANARAYAN MISHRA
|
|
|
PRAKASH BIHARILAL DHEBAR H.
PAN:AAJHP0056J
|
|
|
SMITA PANDYA
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
COMPANY PAID RS.11,78,485.00 VIA DEMAND DRAFT TO SEBI
|
| 52 |
|
|
DPS SHARES & SECURITIES PVT.LTD.
(PAN:AABCD1053A)
|
|
|
|
DINESH MASALIA
|
|
|
PRATIK CHANDRAKANT SHAH
|
|
|
SUJAL CHANDRAKANT SHAH
PAN:AAEPS4618Q
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
ACQUITTED
ACCUSED NO.2 FOR HIMSELF AND FOR ACCUSED NO.1-COMPANY, IS HEREBY SENTENCED TO PAY A FINE OF RS.6,00,000.00 (RS.SIX LACS), AND IN DEFAULT, HE SHALL UNDERGO SIMPLE IMPRISONMENT FOR SIX MONTHS
|
| 53 |
|
|
DRISHTI SECURITIES PVT.LTD.
|
|
|
|
NARENDRA R.SHAH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2012
|
|
| 54 |
|
|
DSQ HOLDINGS LTD.
|
|
|
|
DINESH DALMIA
PAN:ACPPD9838G
|
|
|
GOVIND BAHETI
|
|
|
K.GOPALAKRISHNAN
|
|
|
RAJAN S.GOVIND
|
|
VIOLATED SECTION 11 (C) 6 OF SEBI ACT, 1992
DEALT IN SECURITIES WHILE IN POSSESSION OF UNPUBLISHED PRICE SENSITIVE INFORMATION VIOLATING REGULATION 3 OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992
FAILED TO PAY PENALTY
VIOLATED REGULATION 4 OF SEBI (PFUTP) REGULATIONS, 1995
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND COMPOUNDING CHARGES TO SEBI
|
| 55 |
|
|
E.STAR INFOTECH LTD.
|
|
|
|
MAHESH GOVARDHAN THANVI
PAN:AABPT8911G
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2014
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.4,26,987.00
|
| 56 |
|
|
ECHO CHEMICALS PVT.LTD.
(CIN:U74899DL1995PTC066077
PAN:AABCE4834G)
|
|
|
|
DIGAMBAR MANDAL
|
|
|
M.C.CHHAJER
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
|
SHIKHAR CHAND SETHIA
|
|
|
SUNIL AGARWAL
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 57 |
|
|
ECONO COMMERCIAL EVALUATORS PVT.LTD.
|
|
|
|
KAILASH PRASAD
|
|
|
M.C.MALOO
|
|
|
S.L.MALOO
PAN:AAAPM0844N
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
31-MAR-2010
|
THE OFFENCE WAS COMPOUNDED
|
| 58 |
|
|
ENKAY TEXOFOOD INDUSTRIES LTD.
(PAN:AAACE0833A)
|
|
|
|
MURALIMANOHAR B.GOYAL
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
30-SEP-2011
|
|
| 59 |
|
|
ENKAY TEXOFOOD INDUSTRIES LTD.
(PAN:AAACE0833A)
|
|
|
|
ATULKRISHNA B.GOYAL
|
|
|
D.P.GUPTA
|
|
|
MURALIMANOHAR B.GOYAL
|
|
|
P.V.NAIK
|
|
|
SURYAKUMAR AVADHNARAIN JHA
|
|
|
TULSIDAS B.GOYAL
|
|
VIOLATED SECTION 19 OF SEBI DEPOSITORIES ACT, 1996
FAILED TO PAY PENALTY
VIOLATED SECTION 27 OF SEBI ACT, 1992
VIOLATED SECTION 20 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 15 (C) OF SEBI ACT, 1992
VIOLATED SECTION 21 OF SEBI DEPOSITORIES ACT, 1996
VIOLATED SECTION 22 OF SEBI DEPOSITORIES ACT, 1996
|
PROSECUTION LAUNCHED
15-MAY-2006
|
|
| 60 |
|
|
ESCORTS FINVEST PVT.LTD.
|
|
|
|
MALIA KODA
|
|
|
UMESH SINGH
|
|
FAILED TO PAY PENALTY
|
PROSECUTION LAUNCHED
15-MAY-2006
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF PENALTY AMOUNT AND COMPOUNDING CHARGES TO SEBI
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 10
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