If you are an Existing User, please enter your Username & Password below

Forgot Password?


Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: MANIPULATED MARKET AND/OR INDULGED IN UNFAIR TRADE PRACTICES

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person A.RAJ ABASAN PVT.LTD.

(PAN:AACCA5757F)  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,42,500 VIDE CONSENT ORDER)

14-JAN-2021
 
42
History of entity/person A.S.VANIJYA PVT.LTD.  
  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED TRANSACTIONS AND MATCHED ORDERS IN SCRIP OF GLOBAL CAPITAL MARKETS LTD.   IMPOSED PENALTY RS.2,00,000

31-AUG-2009
SAT: APPEAL ALLOWED AND IMPUGNED ORDER DATED 31/08/2009 SET ASIDE WITH NO ORDER AS TO COSTS.  
43
History of entity/person A1 SOLUTIONS

(PAN:EJKPK0864F)

(Along with : CORREDOR SERVICES PVT.LTD.,
VEPAR SOLUTIONS PVT.LTD.,
KAMAL GUPTA (HUF),
JUSCORP ENTERPRISES PVT.LTD.)  
Click here to view complete history of this specific entity/person AAYUSH TANWAR

PAN:ATPPT4346L
Click here to view complete history of this specific entity/person AJJU KUMAR

PAN:EJKPK0864F
Click here to view complete history of this specific entity/person CHINNU

PAN:BGQPC3096K
Click here to view complete history of this specific entity/person DEEPA SUREKA

PAN:ANTPS8310F
Click here to view complete history of this specific entity/person GYANENDRA GHARTI CHHETRI

PAN:AVBPC2116P
Click here to view complete history of this specific entity/person NAVNEET KUMAR SUREKA

PAN:ANWPS5531K
Click here to view complete history of this specific entity/person PIYUSH AGARWAL

PAN:APBPA7314M
Click here to view complete history of this specific entity/person SAPAN KUMAR AGARWAL

PAN:BBHPK0862R
Click here to view complete history of this specific entity/person SHYAM KUMAR SINGH

PAN:BLVPS0924A
 
INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF MAURIA UDYOG LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-JUN-2023 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-JUN-2023 TILL FURTHER ORDERS

DIRECTED TO CREDIT/DEPOSIT WRONGFUL GAINS INTO INTEREST BEARING ESCROW ACCOUNTS OR SAVING ACCOUNTS WITHIN FIFTEEN DAYS FROM DATE OF ORDER AND AMOUNT NOT TO BE RELEASED WITHOUT PERMISSION FROM SEBI

DIRECTED BANKS THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED DEPOSITORIES THAT NO DEBIT SHALL BE MADE WITHOUT PERMISSION OF SEBI

DIRECTED BANKS AND DEPOSITORIES TO ENSURE STRICT ENFORCEMENT OF DIRECTIONS

DIRECTED TO ENSURE COMPLIANCE OF THE DIRECTIONS ISSUED BY SEBI

DIRECTED REGISTRAR AND TRANSFER AGENTS TO ENSURE THAT SECURITIES (INCLUDING MF UNITS) IN PHYSICAL FORM NOT TO TRANSFER /REDEEM WITHOUT CONFIRMATION OF CONCERNED STOCK EXCHANGES

DIRECTED NOT TO DISPOSE OF OR ALIENATE ANY ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS WITHOUT PRIOR PERMISSION OF SEBI

DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS, MOVABLE OR IMMOVABLE, OR ANY INTEREST OR INVESTMENT OR CHARGE IN ANY OF SUCH ASSETS, INCLUDING DETAILS OF ALL BANKS & DEMAT ACCOUNTS AND/OR MUTUAL FUNDS INVESTMENTS

DIRECTED TO DISGORGE RS.7,38,34,535 ALONG WITH OTHER ENTITIES/PERSONS

19-JUN-2023
 
44
History of entity/person AA PLUS COMMODITY BROKING PVT.LTD.

(PAN:AAHCA2831P)  
  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DHYANA FINSTOCK LTD.   IMPOSED PENALTY RS.10,00,000

11-AUG-2020
SAT: SAT VIDE ITS ORDER DATED 01/03/2023 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED EXEMPTION APPLICATION. RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER. IN THE MEANWHILE,EFFECT AND OPERATION OF THE IMPUGNED ORDER TO REMAIN STAYED DURING PENDENCY OF APPEAL  
45
History of entity/person AA PLUS COMMODITY BROKING PVT.LTD.

(PAN:AAHCA2831P)  
  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF DHYANA FINSTOCK LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-JUL-2020 TO 29-JUL-2022

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-JUL-2020 TO 29-JUL-2022

DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS

30-JUL-2020
 
46
History of entity/person AABHAS ASAWA BENEFICIARY TRUST

(PAN:AACTA0632L)  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

08-MAR-2023
 
47
History of entity/person AACHMAN CONSULTANCY PVT.LTD.

(PAN:AALCA3441M)  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.   IMPOSED PENALTY RS.50,00,000 ALONG WITH OTHER ENTITIES/PERSONS

26-APR-2021
 
48
History of entity/person AACHMAN CONSULTANCY PVT.LTD.

(PAN:AALCA3441M)  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF VAKRANGEE LTD.   IMPOSED PENALTY

26-APR-2021
 
49
History of entity/person AACHMAN INFRASTRUCTURE PVT.LTD.

(CIN:U45200DL2010PTC205637
PAN:AAJCA0231F)  
  INDULGED IN CREATION OF ARTIFICIAL MARKET THROUGH SYNCHRONIZED TRANSACTIONS IN SCRIP OF ERA INFRA ENGINEERING LTD.   IMPOSED PENALTY RS.10,000

28-JAN-2022
SEBI VIDE ITS NOTICE DATED 04/10/2022 DIRECTED TO PAY RS.12,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE

SEBI VIDE ITS ORDER DATED 09/05/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED  
50
History of entity/person AACHMAN VANIJYA PVT.LTD.

(PAN:AACCA5165H)  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   IMPOSED PENALTY RS.5,00,000

31-AUG-2021
 
51
History of entity/person AADARSHINI TRADING CO.PVT.LTD.

(PAN:AAHCA2691R)  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   IMPOSED PENALTY RS.5,00,000

29-NOV-2021
SAT: SAT VIDE ITS ORDER DATED 05/04/2022 DISMISSED THE APPEAL. NO COSTS

SAT: SAT VIDE ITS ORDER DATED 27/04/2022 ALLOWED RESTORATION APPLICATION AND RECALLED ORDER DATED 05/04/2022  
52
History of entity/person AADARSHINI TRADING CO.PVT.LTD.

(PAN:AAHCA2691R)  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

08-MAR-2023
 
53
History of entity/person AADINATH PROPCON PVT.LTD.  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME IN SCRIP OF SUN INFOWAYS LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-MAR-2008 TO 02-MAR-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-MAR-2008 TO 02-MAR-2010

03-MAR-2008
 
54
History of entity/person AADINATH PROPCON PVT.LTD.  
  INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH SYNCHRONIZED, CIRCULAR AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF SUN INFOWAYS LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 01-MAR-2012 TO 28-FEB-2013

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 01-MAR-2012 TO 28-FEB-2013

01-MAR-2012
 
55
History of entity/person AADINATH SECURITIES PVT.LTD.

(PAN:AAFCA3411P)  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,42,500 VIDE CONSENT ORDER)

14-JAN-2021
 
56
History of entity/person AADIT MEDICINES LTD.  
  MADE FALSE DECLARATION OF DIVIDEND AND PERFORMANCE OF BLUE INFORMATION TECHNOLOGY LTD.

MADE FALSE APPEARANCES OF TRADING IN SCRIP BLUE INFORMATION TECHNOLOGY LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-MAR-2008 TO 02-MAR-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-MAR-2008 TO 02-MAR-2010

03-MAR-2008
 
57
History of entity/person AADITYA FINECHEM PVT.LTD.

(PAN:AAKCA7745B)  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   IMPOSED PENALTY RS.5,00,000

30-SEP-2021
 
58
History of entity/person AADITYA LUXURY HOTELS LTD.  
Click here to view complete history of this specific entity/person BIMAL BHATT
 
INDULGED IN NUMEROUS SYNCHRONIZED DEALS WITH OTHER CLIENTS IN SCRIP OF VATSA MUSIC LTD. AT STEADILY INCREASING PRICES, THEREBY RIGGING UP THE PRICE OF THE SCRIP

VIOLATED REGULATIONS 4(A), 4(B), 4(C) AND 4(D) OF SEBI (PFUTP) REGULATIONS, 1995  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-AUG-2004 TO 30-AUG-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-AUG-2004 TO 30-AUG-2009

31-AUG-2004
 
59
History of entity/person AAINA ENGINEERING PVT.LTD.

(PAN:AACCA5725D)  
  INDULGED IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   IMPOSED PENALTY RS.5,00,000

31-JAN-2022
SAT: SAT VIDE ITS ORDER DATED 11/05/2022 CONDONED THE DELAY IN FILING OF APPEAL AND ALLOWED APPLICATIONS

SAT: SAT VIDE ITS ORDER DATED 13/05/2022 DIRECTED REGISTRAR OF SAT TO SEND CERTIFIED COPY OF THIS ORDER TO SEBI WITHIN A WEEK FOR NECESSARY INFORMATION AND ACTION  
60
History of entity/person AAINA ENGINEERING PVT.LTD.

(PAN:AACCA5725D)  
  ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH REVERSAL OF TRADE TRANSACTIONS IN ILLIQUID STOCK OPTIONS AT BSE   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.1,00,000 VIDE CONSENT ORDER)

08-MAR-2023
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 3 of 594  
top