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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

COMPANIES: VIOLATED SEBI (DEPOSITORIES & PARTICIPANTS) REGULATIONS, 1996

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person MONTARI INDUSTRIES LTD.

(PAN:AABCM6532F)  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

27-JAN-2005 		 
42
History of entity/person MOTOROL ENTERPRISES LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

27-JAN-2005 		 
43
History of entity/person NAGARJUNA DRUGS LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		 
44
History of entity/person NAGARJUNA DRUGS LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

27-JAN-2005 		 
45
History of entity/person NAVINON LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

27-JAN-2005 		 
46
History of entity/person OASIS MEDIA MATRIX LTD.

(CIN:L27100GJ1995PLC027638)  
Click here to view complete history of this specific entity/person VASANT C.SHAH
  		DID NOT COMPLETE LISTING FORMALITIES RELATING TO REISSUE OF 2,14,57,000 FORFEITED SHARES AND STARTED PROCESS OF DEMATTING OF SHARES VIOLATING REGULATION 53A OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996   IMPOSED PENALTY RS.25,00,000

16-SEP-2010 		INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI  
47
History of entity/person OJAS TECHNOCHEM PRODUCTS LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		 
48
History of entity/person ORBIS FINANCIAL CORP.LTD.

(PAN:AAACF9386P)  
  ALLEGED FAILURE TO FOLLOW PRESCRIBED PROCESS FOR GRANTING REGISTRATION TO FOREIGN PORTFOLIO INVESTORS (FPIS) AND DID NOT PROVIDE PHYSICAL COPY OF CUSTOMER ACQUISITION FORM DURING INSPECTION VIOLATING PARA 2 OF PART A OF OPERATIONAL GUIDELINES & CLAUSE 3 OF CODE OF CONDUCT OF SEBI (DEPOSITORIES AND PARTICIPANTS) ACT, 1996   REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.14,62,500 VIDE CONSENT ORDER)

23-JUL-2024 		 
49
History of entity/person OSWAL SUGARS LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		 
50
History of entity/person OVERSEAS CABLES LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		 
51
History of entity/person PANJON LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		REGISTRAR & SHARE TRANSFER AGENT, SKYLINE FINANCIAL SERVICES PVT.LTD. VIDE ITS CERTIFICATE DATED 30/11/2021 CERTIFIED THAT THERE IS “NIL” DEMAT REQUEST PENDING AS ON 30/11/2021  
52
History of entity/person PARSOLI CORP.LTD.

(PAN:AABCP9030F)

(Depository Participants : CDSL,Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.HAMEED A.GAFFAR MEMON
Click here to view complete history of this specific entity/person ABDUL HAMEED ABDUL GAFFER MEMON
Click here to view complete history of this specific entity/person ABDULHAMED A.GAFFAR MEMON
Click here to view complete history of this specific entity/person ABDULSAMAD ABDUL GAFFER MEMON
Click here to view complete history of this specific entity/person AHMED ZAFAR SARESHWALA
Click here to view complete history of this specific entity/person AMENA MAKSUD KOTHAWALA
Click here to view complete history of this specific entity/person ASLAMKHAN REHMATKHAN PATHAN
Click here to view complete history of this specific entity/person ASMA UVES SARESHWALA
Click here to view complete history of this specific entity/person FATEMA MUKHTAR KOTHAWALA
Click here to view complete history of this specific entity/person FATEMA UVES SARESHWALA
Click here to view complete history of this specific entity/person GULAM RASOOL MOHIUDDIN BOMBAYWALA
Click here to view complete history of this specific entity/person HABIB ZAFAR SARESHWALA

PAN:BGKPS5329B
Click here to view complete history of this specific entity/person IFTEKHAR MOHAMMED YUSUF MANSOORI
Click here to view complete history of this specific entity/person KHADIJA ZAFAR SARESHWALA
Click here to view complete history of this specific entity/person MAKSUD YUSUFBHAI KOTHAWALA
Click here to view complete history of this specific entity/person MANSURI IFTEKHAR M.YUSUF
Click here to view complete history of this specific entity/person MARIAM YUSUF KOTHAWALA
Click here to view complete history of this specific entity/person MOHAMMED A.KOTHAWALA
Click here to view complete history of this specific entity/person MOHAMMED ALIBHAI KOTHAWALA

PAN:ADUPK0440R
Click here to view complete history of this specific entity/person MUKHTAR YUSUFBHAI KOTHAWALA
Click here to view complete history of this specific entity/person NASIR MALIK
Click here to view complete history of this specific entity/person QUDSIYA TALHA SARESHWALA
Click here to view complete history of this specific entity/person SALEHA MOHAMMED YUNUS SARESHWALA
Click here to view complete history of this specific entity/person SUMAIYA TALHA SARESHWALA
Click here to view complete history of this specific entity/person TALHA SARESHWALA
Click here to view complete history of this specific entity/person TALHA YUNUS SARESHWALA
Click here to view complete history of this specific entity/person UMAR UVES SARESHWALA

PAN:BFQPS9169J
Click here to view complete history of this specific entity/person UVES MOHAMMED YUNUS SARESHWALA

DIN:00123493
PAN:AOFPS5856M
Click here to view complete history of this specific entity/person YUSUFBHAI UMARBHAI KOTHAWALA
Click here to view complete history of this specific entity/person ZAFAR YUNUS SARESHWALA

DIN:00123536
PAN:ANYPS8494D
  		INDULGED IN CONSPIRACY WITH REGISTRAR IN GETTING SHARES TRANSFERRED FRAUDULENTLY IN THEIR ACCOUNT IN MATTER OF PARSOLI CORP.LTD.

INDULGED IN CONSPIRACY WITH REGISTRAR IN DELAYING TRANSFER OF SHARES IN MATTER OF PARSOLI CORP.LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 20-FEB-2009 TILL FURTHER ORDERS

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 20-FEB-2009 TILL FURTHER ORDERS

DEBARRED FROM UNDERTAKING FRESH BUSINESS AS STOCK BROKER FROM 20-FEB-2009 TILL FURTHER ORDERS

DIRECTED TO REMOVE PINNACLE SHARES REGISTRY PVT.LTD. AS REGISTRAR AND TRANSFER AGENT AND APPOINT ANOTHER REGISTRAR AND TRANSFER AGENT WITHIN SIX MONTHS

DIRECTED NOT TO OPEN FRESH DEMAT ACCOUNTS FROM 20-FEB-2009 TILL FURTHER ORDERS

DIRECTED TO CONDUCT SECRETARIAL AUDIT TO IDENTIFY ACTUAL SHAREHOLDERS AND RECONCILE THEIR RECORDS

20-FEB-2009 		SAT: APPEAL DISMISSED AS WITHDRAWN

SAT: DIRECTED SEBI TO CONCLUDE ENQUIRY PROCEEDINGS AT THE EARLIEST BUT NOT LATER THAN 31/07/2010, EVEN IF APPELLANT DOES NOT FILE ITS REPLY WITH NO ORDER AS TO COSTS  
53
History of entity/person PARSOLI CORP.LTD.

(PAN:AABCP9030F)  
Click here to view complete history of this specific entity/person UVES MOHAMMED YUNUS SARESHWALA
Click here to view complete history of this specific entity/person ZAFAR YUNUS SARESHWALA
  		INDULGED IN FRAUDULENTLY TRANSFER OF SHARES OF GENUINE SHAREHOLDERS TO PROMOTER GROUP ENTITITES IN MATTER OF PARSOLI CORP.LTD.   IMPOSED PENALTY RS.25,00,000 ALONG WITH OTHER ENTITIES/PERSONS

05-MAY-2010 		SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS

SAT: APPEAL DISMISSED  
54
History of entity/person PARSOLI CORP.LTD.

(PAN:AABCP9030F)  
Click here to view complete history of this specific entity/person UVES MOHAMMED YUNUS SARESHWALA

DIN:00123493
PAN:AOFPS5856M
Click here to view complete history of this specific entity/person ZAFAR YUNUS SARESHWALA

DIN:00123536
PAN:ANYPS8494D
  		INTRODUCED, TRANSFERRED AND DEMATERIALISED 80,800 FAKE SHARES OF PARSOLI CORP.LTD. IN FAVOUR OF PROMOTERS/FRONT ENTITIES

DID NOT PROVIDE NECESSARY INFORMATION/DOCUMENTS IN MATTER OF ISSUANCE OF 80,800 FAKE SHARES OF PARSOLI CORP.LTD. TO PROMOTERS/FRONT ENTITIES

DID NOT HANDLE AND MAINTAIN SHARE TRANSFER WORK AT SINGLE POINT AS REQUIRED UNDER REGULATION 53A OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996 IN MATTER OF PARSOLI CORP.LTD.   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 27-JUL-2010 TO 26-JUL-2017

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 27-JUL-2010 TO 26-JUL-2017

27-JUL-2010 		SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS

SAT: APPEAL DISMISSED  
55
History of entity/person PRAKASH INDUSTRIES LTD.

(PAN:AABCP6765H)  
  DID NOT DEMATERIALISE SHARES IN TIME

DID NOT HANDLE AND MAINTAIN SHARE TRANSFER WORK AT SINGLE POINT AS REQUIRED UNDER REGULATION 53A OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996   		IMPOSED PENALTY RS.4,00,000

27-SEP-2011 		 
56
History of entity/person PRIME PETRO PRODUCTS LTD.

(CIN:U23209WB1997PTC082984)  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

27-JAN-2005 		 
57
History of entity/person PUNJAB WIRELESS SYSTEMS LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		 
58
History of entity/person PUNJAB WOOLCOMBERS LTD.

(CIN:L17117PB1976PLC003630
PAN:AAACP9846Q)  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		 
59
History of entity/person RAM KAASHYAP INVESTMENT LTD.  
Click here to view complete history of this specific entity/person A.VENKATARAMANI
  		DEFAULTED IN SENDING COMPOSITE APPLICATION FORMS (CAFS) TO ELIGIBLE SHAREHOLDERS AND MADE FALSE, UNTRUE AND MISLEADING PRE-ISSUE ADVERTISEMENTS VIOLATING REGULATIONS 54(1) AND 60(4) OF SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 IN MATTER OF RIGHTS ISSUE OF RAM KAASHYAP INVESTMENTS LTD.

DID NOT ENTER INTO A VALID AGREEMENT WITH REGISTRAR TO THE ISSUE VIOLATING REGULATION 5(5) OF SEBI (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009 IN MATTER OF RIGHTS ISSUE OF RAM KAASHYAP INVESTMENTS LTD.

DID NOT HANDLE AND MAINTAIN SHARE TRANSFER WORK AT SINGLE POINT AS REQUIRED UNDER REGULATION 53A OF SEBI (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996   		DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-DEC-2012 TO 30-DEC-2014

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-DEC-2012 TO 30-DEC-2014

31-DEC-2012 		SAT: APPEAL DIMISSED. NO COSTS  
60
History of entity/person REAL VALUE APPLIANCES LTD.  
  VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD   DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS

12-AUG-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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