If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

MERCHANT BANKERS: FAILED TO PAY FEES TO SEBI/EXCHANGE

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person NAFCON FINANCIAL SERVICES LTD.

(CIN:U65993DL1992PLC049693)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 08-OCT-1998

08-OCT-1998 		 
42
History of entity/person NAREN V.SHETH,M/S  
Click here to view complete history of this specific entity/person NAREN V.SHETH
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 22-SEP-1998 TILL THE REMAINING PERIOD OF REGISTRATION

29-SEP-1998 		 
43
History of entity/person NUMERO UNO FINANCE LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 25-AUG-1998 TILL THE REMAINING PERIOD OF REGISTRATION

01-SEP-1998 		 
44
History of entity/person OLYMPIC MANAGEMENT & FINANCE SERVICES LTD.

(PAN:AAACO1768Q)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 22-JUL-1998

27-JUL-1998 		 
45
History of entity/person PEARL CORPORATE FINANCIAL SERVICES PVT.LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 27-JUL-1998 TILL THE REMAINING PERIOD OF REGISTRATION

05-AUG-1998 		 
46
History of entity/person PEGASUS CAPITAL & ALLIED SERVICES LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 27-JUL-1998 TILL THE REMAINING PERIOD OF REGISTRATION

05-AUG-1998 		 
47
History of entity/person PERCEPT FINANCIAL CONSULTANTS PVT.LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 17-JUL-1998

24-JUL-1998 		 
48
History of entity/person PREMIUM INTERNATIONAL FINANCE LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 27-JUL-1998 TILL THE REMAINING PERIOD OF REGISTRATION

05-AUG-1998 		 
49
History of entity/person REALGROWTH FINANCIAL SERVICES LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 27-JUL-1998 TILL THE REMAINING PERIOD OF REGISTRATION

05-AUG-1998 		 
50
History of entity/person REGENCY TRUST LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 08-OCT-1998

08-OCT-1998 		 
51
History of entity/person RIGHT CORPORATE SERVICES LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 27-JUL-1998 TILL THE REMAINING PERIOD OF REGISTRATION

05-AUG-1998 		 
52
History of entity/person RUBICON SECURITIES PVT.LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 13-AUG-1998 TILL THE REMAINING PERIOD OF REGISTRATION

19-AUG-1998 		 
53
History of entity/person SAJJAN KANODIA & CO.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 10-JUN-1998

15-JUN-1998 		 
54
History of entity/person SARALYA FINANCIAL SERVICES LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 23-JUL-1998

27-JUL-1998 		 
55
History of entity/person TAMILNADU FINANCE LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 09-SEP-1998 TO 31-OCT-1998

09-SEP-1998 		 
56
History of entity/person TDS SECURITIES LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 08-JUN-1998

10-JUN-1998 		 
57
History of entity/person TEDCO INVESTMENT & FINANCIAL SERVICES PVT.LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 24-JUN-1998

26-JUN-1998 		 
58
History of entity/person TIMEGUARD MANAGEMENT & FINANCIAL SERVICES LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 04-AUG-1998 TILL THE REMAINING PERIOD OF REGISTRATION

11-AUG-1998 		 
59
History of entity/person TITAN SECURITIES LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 29-SEP-1998 TO 28-FEB-1999

29-SEP-1998 		 
60
History of entity/person TRANSCORP FINANCE LTD.  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS MERCHANT BANKER FROM 25-JUN-1998

06-JUN-1998 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 3 of 4  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2025
No part of this site may be reproduced without the explicit permission of the owners.

top