If you are an Existing User, please enter your Username & Password below

Forgot Password?


Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

PERSONS: INTRODUCED UNLISTED SHARES IN THE MARKET

S.No. PERSON ENTITY REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person RAJENDRA TARE  
Click here to view complete history of this specific entity/person DESIGN AUTO SYSTEMS LTD.

CIN:U03410MP1987PLC003941
 
VIOLATED REGULATIONS 3 AND 4 OF PFUTP, REGULATIONS, 1995

VIOLATED REGULATIONS 4(A) AND (C) OF PFUTP REGULATIONS, 1995

INDULGED IN CREATING ARTIFICIAL PRICE RISE IN UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD.

VIOLATED SEBI TAKEOVER REGULATIONS IN MATTER OF DESIGN AUTO LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2007 TO 05-MAR-2014

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2007 TO 05-MAR-2014

06-MAR-2007


SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

30-JUL-2008~
SAT: APPLICANT AGREED TO PAY RS.10,00,000 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 30/07/2008

SAT: DIRECTED APPLICANT TO PROCURE REMAINING QUANTITY OF SHARES ON OR BEFORE 31/08/2009 AND MAKE THEM AVAILABLE TO COMPANY FOR CANCELLATION, FAILING WHICH CONSENT APPLICATION FILED BEFORE SEBI SHALL BE DEEMED TO HAVE BEEN REJECTED. APPEAL STANDS DISPOSE OFF ACCORDINGLY  
42
History of entity/person RITA GARG

(DIN:01804914)  
Click here to view complete history of this specific entity/person DESIGN AUTO SYSTEMS LTD.

CIN:U03410MP1987PLC003941
 
VIOLATED REGULATIONS 3 AND 4 OF PFUTP, REGULATIONS, 1995

VIOLATED REGULATIONS 4(A) AND (C) OF PFUTP REGULATIONS, 1995

INDULGED IN CREATING ARTIFICIAL PRICE RISE IN UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD.

VIOLATED SEBI TAKEOVER REGULATIONS IN MATTER OF DESIGN AUTO LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2007 TO 05-MAR-2014

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2007 TO 05-MAR-2014

06-MAR-2007


SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

30-JUL-2008~
SAT: APPLICANT AGREED TO PAY RS.10,00,000 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 30/07/2008

SAT: DIRECTED APPLICANT TO PROCURE REMAINING QUANTITY OF SHARES ON OR BEFORE 31/08/2009 AND MAKE THEM AVAILABLE TO COMPANY FOR CANCELLATION, FAILING WHICH CONSENT APPLICATION FILED BEFORE SEBI SHALL BE DEEMED TO HAVE BEEN REJECTED. APPEAL STANDS DISPOSE OFF ACCORDINGLY  
43
History of entity/person ROHITBAHI R.SHAH  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
44
History of entity/person S.GANAPATHY SUBRAMANIUM  
Click here to view complete history of this specific entity/person DSQ BIOTECH LTD.
 
INDULGED IN SYNCHRONIZED & STRUCTURED TRANSACTIONS IN SCRIP OF DSQ BIOTECH LTD.

INDULGED IN OFF-LOADING OF UNLISTED SHARES OF DSQ BIOTECH LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-JAN-2009 TO 12-JAN-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-JAN-2009 TO 12-JAN-2019

13-JAN-2009
 
45
History of entity/person SANTOSH P.GAYAKWAD  
Click here to view complete history of this specific entity/person SHALIBHADRA INFOSEC LTD.
 
INDULGED IN ACQUISITION AND OFFLOADING OF UNLISTED SHARES OF SHALIBHADRA INFOSEC LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-MAR-2008 TO 02-MAR-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-MAR-2008 TO 02-MAR-2010

03-MAR-2008
 
46
History of entity/person SARVESH GARG  
Click here to view complete history of this specific entity/person DESIGN AUTO SYSTEMS LTD.

CIN:U03410MP1987PLC003941
 
VIOLATED REGULATIONS 3 AND 4 OF PFUTP, REGULATIONS, 1995

VIOLATED REGULATIONS 4(A) AND (C) OF PFUTP REGULATIONS, 1995

INDULGED IN CREATING ARTIFICIAL PRICE RISE IN UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD.

VIOLATED SEBI TAKEOVER REGULATIONS IN MATTER OF DESIGN AUTO LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2007 TO 05-MAR-2014

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2007 TO 05-MAR-2014

06-MAR-2007


SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)

30-JUL-2008~
SAT: APPLICANT AGREED TO PAY RS.10,00,000 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 30/07/2008

SAT: DIRECTED APPLICANT TO PROCURE REMAINING QUANTITY OF SHARES ON OR BEFORE 31/08/2009 AND MAKE THEM AVAILABLE TO COMPANY FOR CANCELLATION, FAILING WHICH CONSENT APPLICATION FILED BEFORE SEBI SHALL BE DEEMED TO HAVE BEEN REJECTED. APPEAL STANDS DISPOSE OFF ACCORDINGLY  
47
History of entity/person SAUMIL A.BHAVNAGARI

(PAN:ABMPB3581C)  
  INDULGED IN OPENING OF FICTITIOUS DEMAT ACCOUNTS USING FORGED AND FABRICATED DOCUMENTS IN MATTER OF PREFERENTIAL ALLOTMENT OF EQUITY SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.

INDULGED IN OFF-LOADING OF UNLISTED SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUL-2010 TO 27-JUL-2012

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2010 TO 27-JUL-2012

28-JUL-2010
 
48
History of entity/person SAURABH SURESHBHAI PANDYA  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
49
History of entity/person SHARAD GUJRATHI  
Click here to view complete history of this specific entity/person COVERAGE & CONSULTANTS LTD.
 
INTRODUCED UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD. IN THE MARKET   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-OCT-2007 TO 21-OCT-2014

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-OCT-2007 TO 21-OCT-2014

22-OCT-2007
 
50
History of entity/person SONALI PARTHIV SHAH  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
51
History of entity/person SUNIL GAGLANI  
Click here to view complete history of this specific entity/person SOFTRAK TECHNOLOGY EXPORTS LTD.
 
INDULGED IN OPENING OF FICTITIOUS DEMAT ACCOUNTS USING FORGED AND FABRICATED DOCUMENTS IN MATTER OF PREFERENTIAL ALLOTMENT OF EQUITY SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.

INDULGED IN OFF-LOADING OF UNLISTED SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUL-2010 TO 27-JUL-2012

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2010 TO 27-JUL-2012

28-JUL-2010
 
52
History of entity/person TUSHAR SHARADBHAI JHAVERI

(PAN:AACPZ7287J)  
Click here to view complete history of this specific entity/person SHALIBHADRA INFOSEC LTD.
 
ASSISTED PROMOTERS OF SHALIBHADRA INFOSEC LTD. IN ACQUIRING AND OFF-LOADING MORE THAN ONE CRORE UNLISTED SHARES OF THE COMPANY   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-FEB-2008 TO 18-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-FEB-2008 TO 18-FEB-2009

03-MAR-2008
 
53
History of entity/person VARSHABEN J.SHAH  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS  
54
History of entity/person VASANT C.SHAH  
Click here to view complete history of this specific entity/person OASIS MEDIA MATRIX LTD.

CIN:L27100GJ1995PLC027638
 
REISSUED 21457000 SHARES WITHOUT RECEIVING FULL CONSIDERATION AND OFFLOADED UNLISTED SHARES OF OASIS MEDIA MATRIX LTD. IN MARKET   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2010

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2010

14-FEB-2008
 
55
History of entity/person VASUDEV SUBANTHORE  
Click here to view complete history of this specific entity/person DSQ BIOTECH LTD.
 
INDULGED IN SYNCHRONIZED & STRUCTURED TRANSACTIONS IN SCRIP OF DSQ BIOTECH LTD.

INDULGED IN OFF-LOADING OF UNLISTED SHARES OF DSQ BIOTECH LTD.  
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-JAN-2009 TO 12-JAN-2019

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-JAN-2009 TO 12-JAN-2019

13-JAN-2009
 
56
History of entity/person VIJAY HASMUKHLAL SHAH  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
57
History of entity/person VIPIN BHARDWAJ  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
58
History of entity/person VIPUL J.BHAVSAR  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
59
History of entity/person VRAJESHKUMAR R.PATEL  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
60
History of entity/person YOGINI V.PATEL  
  AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.   DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009

DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009

14-FEB-2008
 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 3 of 4  
top