S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
41 |
|
RAJENDRA TARE
|
|
|
DESIGN AUTO SYSTEMS LTD.
CIN:U03410MP1987PLC003941
|
|
VIOLATED REGULATIONS 3 AND 4 OF PFUTP, REGULATIONS, 1995
VIOLATED REGULATIONS 4(A) AND (C) OF PFUTP REGULATIONS, 1995
INDULGED IN CREATING ARTIFICIAL PRICE RISE IN UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD.
VIOLATED SEBI TAKEOVER REGULATIONS IN MATTER OF DESIGN AUTO LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2007 TO 05-MAR-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2007 TO 05-MAR-2014
06-MAR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-JUL-2008~
|
SAT: APPLICANT AGREED TO PAY RS.10,00,000 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 30/07/2008
SAT: DIRECTED APPLICANT TO PROCURE REMAINING QUANTITY OF SHARES ON OR BEFORE 31/08/2009 AND MAKE THEM AVAILABLE TO COMPANY FOR CANCELLATION, FAILING WHICH CONSENT APPLICATION FILED BEFORE SEBI SHALL BE DEEMED TO HAVE BEEN REJECTED. APPEAL STANDS DISPOSE OFF ACCORDINGLY
|
42 |
|
RITA GARG
(DIN:01804914)
|
|
|
DESIGN AUTO SYSTEMS LTD.
CIN:U03410MP1987PLC003941
|
|
VIOLATED REGULATIONS 3 AND 4 OF PFUTP, REGULATIONS, 1995
VIOLATED REGULATIONS 4(A) AND (C) OF PFUTP REGULATIONS, 1995
INDULGED IN CREATING ARTIFICIAL PRICE RISE IN UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD.
VIOLATED SEBI TAKEOVER REGULATIONS IN MATTER OF DESIGN AUTO LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2007 TO 05-MAR-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2007 TO 05-MAR-2014
06-MAR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-JUL-2008~
|
SAT: APPLICANT AGREED TO PAY RS.10,00,000 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 30/07/2008
SAT: DIRECTED APPLICANT TO PROCURE REMAINING QUANTITY OF SHARES ON OR BEFORE 31/08/2009 AND MAKE THEM AVAILABLE TO COMPANY FOR CANCELLATION, FAILING WHICH CONSENT APPLICATION FILED BEFORE SEBI SHALL BE DEEMED TO HAVE BEEN REJECTED. APPEAL STANDS DISPOSE OFF ACCORDINGLY
|
43 |
|
ROHITBAHI R.SHAH
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
44 |
|
S.GANAPATHY SUBRAMANIUM
|
|
|
DSQ BIOTECH LTD.
|
|
INDULGED IN SYNCHRONIZED & STRUCTURED TRANSACTIONS IN SCRIP OF DSQ BIOTECH LTD.
INDULGED IN OFF-LOADING OF UNLISTED SHARES OF DSQ BIOTECH LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-JAN-2009 TO 12-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-JAN-2009 TO 12-JAN-2019
13-JAN-2009
|
|
45 |
|
SANTOSH P.GAYAKWAD
|
|
|
SHALIBHADRA INFOSEC LTD.
|
|
INDULGED IN ACQUISITION AND OFFLOADING OF UNLISTED SHARES OF SHALIBHADRA INFOSEC LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-MAR-2008 TO 02-MAR-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-MAR-2008 TO 02-MAR-2010
03-MAR-2008
|
|
46 |
|
SARVESH GARG
|
|
|
DESIGN AUTO SYSTEMS LTD.
CIN:U03410MP1987PLC003941
|
|
VIOLATED REGULATIONS 3 AND 4 OF PFUTP, REGULATIONS, 1995
VIOLATED REGULATIONS 4(A) AND (C) OF PFUTP REGULATIONS, 1995
INDULGED IN CREATING ARTIFICIAL PRICE RISE IN UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD.
VIOLATED SEBI TAKEOVER REGULATIONS IN MATTER OF DESIGN AUTO LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-MAR-2007 TO 05-MAR-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-MAR-2007 TO 05-MAR-2014
06-MAR-2007
SETTLEMENT ( SETTLEMENT CHARGES RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-JUL-2008~
|
SAT: APPLICANT AGREED TO PAY RS.10,00,000 TOWARDS SETTLEMENT CHARGES AS PER CONSENT ORDER DATED 30/07/2008
SAT: DIRECTED APPLICANT TO PROCURE REMAINING QUANTITY OF SHARES ON OR BEFORE 31/08/2009 AND MAKE THEM AVAILABLE TO COMPANY FOR CANCELLATION, FAILING WHICH CONSENT APPLICATION FILED BEFORE SEBI SHALL BE DEEMED TO HAVE BEEN REJECTED. APPEAL STANDS DISPOSE OFF ACCORDINGLY
|
47 |
|
SAUMIL A.BHAVNAGARI
(PAN:ABMPB3581C)
|
|
|
INDULGED IN OPENING OF FICTITIOUS DEMAT ACCOUNTS USING FORGED AND FABRICATED DOCUMENTS IN MATTER OF PREFERENTIAL ALLOTMENT OF EQUITY SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.
INDULGED IN OFF-LOADING OF UNLISTED SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUL-2010 TO 27-JUL-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2010 TO 27-JUL-2012
28-JUL-2010
|
|
48 |
|
SAURABH SURESHBHAI PANDYA
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
49 |
|
SHARAD GUJRATHI
|
|
|
COVERAGE & CONSULTANTS LTD.
|
|
INTRODUCED UNLISTED SHARES OF DESIGN AUTO SYSTEMS LTD. IN THE MARKET
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 22-OCT-2007 TO 21-OCT-2014
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 22-OCT-2007 TO 21-OCT-2014
22-OCT-2007
|
|
50 |
|
SONALI PARTHIV SHAH
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
51 |
|
SUNIL GAGLANI
|
|
|
SOFTRAK TECHNOLOGY EXPORTS LTD.
|
|
INDULGED IN OPENING OF FICTITIOUS DEMAT ACCOUNTS USING FORGED AND FABRICATED DOCUMENTS IN MATTER OF PREFERENTIAL ALLOTMENT OF EQUITY SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.
INDULGED IN OFF-LOADING OF UNLISTED SHARES OF SOFTRAK TECHNOLOGY EXPORT LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 28-JUL-2010 TO 27-JUL-2012
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 28-JUL-2010 TO 27-JUL-2012
28-JUL-2010
|
|
52 |
|
TUSHAR SHARADBHAI JHAVERI
(PAN:AACPZ7287J)
|
|
|
SHALIBHADRA INFOSEC LTD.
|
|
ASSISTED PROMOTERS OF SHALIBHADRA INFOSEC LTD. IN ACQUIRING AND OFF-LOADING MORE THAN ONE CRORE UNLISTED SHARES OF THE COMPANY
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 19-FEB-2008 TO 18-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 19-FEB-2008 TO 18-FEB-2009
03-MAR-2008
|
|
53 |
|
VARSHABEN J.SHAH
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
SAT: APPEAL FAILED AND DISMISSED WITH NO ORDER AS TO COSTS
|
54 |
|
VASANT C.SHAH
|
|
|
OASIS MEDIA MATRIX LTD.
CIN:L27100GJ1995PLC027638
|
|
REISSUED 21457000 SHARES WITHOUT RECEIVING FULL CONSIDERATION AND OFFLOADED UNLISTED SHARES OF OASIS MEDIA MATRIX LTD. IN MARKET
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2010
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2010
14-FEB-2008
|
|
55 |
|
VASUDEV SUBANTHORE
|
|
|
DSQ BIOTECH LTD.
|
|
INDULGED IN SYNCHRONIZED & STRUCTURED TRANSACTIONS IN SCRIP OF DSQ BIOTECH LTD.
INDULGED IN OFF-LOADING OF UNLISTED SHARES OF DSQ BIOTECH LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 13-JAN-2009 TO 12-JAN-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 13-JAN-2009 TO 12-JAN-2019
13-JAN-2009
|
|
56 |
|
VIJAY HASMUKHLAL SHAH
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
57 |
|
VIPIN BHARDWAJ
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
58 |
|
VIPUL J.BHAVSAR
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
59 |
|
VRAJESHKUMAR R.PATEL
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
60 |
|
YOGINI V.PATEL
|
|
|
AIDED AND ABETTED JYOTIN SHAH, COMPANY PROMOTERS AND DIRECTORS FOR DISPOSING OFF PARTLY PAID AND UNLISTED SHARES OF OASIS MEDIA MATRIX LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-FEB-2008 TO 13-FEB-2009
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-FEB-2008 TO 13-FEB-2009
14-FEB-2008
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
Page 3 of 4
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