| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
(Along with : PRAKASH HIMATSINGKA,
MADHURI HIMATSINGKA,
VIKRAM HIMATSINGKA,
RAVI SHANKAR JHUNJHUNWALA,
AVISHEK HIMATSINGKA,
ANURADHA HIMATSINGKA,
AJIT KUMAR BHUWALKA)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 42 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
(Along with : ANURADHA HIMATSINGKA)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 43 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 44 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
(Along with : PRAKASH HIMATSINGKA,
MADHURI HIMATSINGKA,
VIKRAM HIMATSINGKA,
RAVI SHANKAR JHUNJHUNWALA,
AVISHEK HIMATSINGKA,
ANURADHA HIMATSINGKA,
AJIT KUMAR BHUWALKA)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 45 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
(Along with : PRAKASH HIMATSINGKA,
MADHURI HIMATSINGKA,
VIKRAM HIMATSINGKA,
RAVI SHANKAR JHUNJHUNWALA,
AVISHEK HIMATSINGKA,
ANURADHA HIMATSINGKA,
AJIT KUMAR BHUWALKA)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DELAY IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(2) READ WITH 14(1) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 46 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
(Along with : ANURADHA HIMATSINGKA)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 7(1A) OF SEBI TAKEOVER CODE, 1997 READ WITH REGULATION 35(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 47 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 48 |
|
|
ADITI HIMATSINGKA
(PAN:AEIPB4750N)
(Along with : PRAKASH HIMATSINGKA,
MADHURI HIMATSINGKA,
VIKRAM HIMATSINGKA,
RAVI SHANKAR JHUNJHUNWALA,
AVISHEK HIMATSINGKA,
ANURADHA HIMATSINGKA,
AJIT KUMAR BHUWALKA)
|
|
|
|
HIMATSINGKA CHEMICALS PVT.LTD.
PAN:AAACH6414N
|
|
|
VARIABLE PLAZA PVT.LTD.
PAN:AAACV8935A
|
|
|
VIKRAM HIMATSINGKA (HUF)
PAN:AADHV8276J
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 30(1) AND 30(2) OF SAST REGULATIONS, 2011 IN MATTER OF P.H.TRADING LTD.
|
IMPOSED PENALTY RS.22,00,000 ALONG WITH OTHER ENTITIES/PERSONS
19-SEP-2017
|
|
| 49 |
|
|
ADITYA DALMIA
(PAN:AABPD2420L)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF REGARDING RELEASE OF PLEDGE OF SHARESTO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 31(2) READ WITH 31(3) OF SAST REGULATIONS, 2011 IN MATTER OF ECO HOTELS & RESORTS LTD. (FORMERLY KNOWN AS SHARAD FIBRES & YARN PROCESSORS LTD.)
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.13,84,511 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUN-2024
|
|
| 50 |
|
|
ADITYA DALMIA
(PAN:AABPD2420L)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF ECO HOTELS & RESORTS LTD. (FORMERLY KNOWN AS SHARAD FIBRES & YARN PROCESSORS LTD.)
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.8,99,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUN-2024
|
|
| 51 |
|
|
ADITYA NARAYAN SINGH
(DIN:01756827
PAN:AITPS2152A)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(3), 13(4) AND 13(4A) READ WITH 13(5) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF CELESTIAL BIOLABS LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF CELESTIAL BIOLABS LTD.
|
IMPOSED PENALTY RS.3,00,000
28-MAR-2018
|
SEBI VIDE ITS ORDER DATED 13/01/2020 DIRECTED ALL THE BANKS TO REMIT RS.3,65,701.00 TO THE EXTENT LYING IN THE ACCOUNT OF MR.ADITYA NARAYAN SINGH BY WAY OF EFT/NEFT/RTGS
|
| 52 |
|
|
ADITYA RAJENDRA SAH
(PAN:ACNPS4077N)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(5), 10(6) AND 10(7) OF SAST REGULATIONS, 2011 IN MATTER OF G.P.PETROLEUMS LTD. (FORMERLY KNOWN AS SAH PETROLEUMS LTD.)
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.5,16,750 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
29-JAN-2018
|
|
| 53 |
|
|
ADITYA VIKRAM SINGI
(PAN:AAOPS5222L)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30(2) READ WITH 30(3) OF SAST REGULATIONS, 2011 IN MATTER OF ZENITH CAPITALS LTD.
|
IMPOSED PENALTY RS.1,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-DEC-2013
|
|
| 54 |
|
|
AHMEDALLY GULAMHUSEIN KATHAWALA
(PAN:AADPK6661N)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF UNION QUALITY PLASTICS LTD.
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATIONS 8(1) AND 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF UNION QUALITY PLASTICS LTD.
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF UNION QUALITY PLASTICS LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(5) AND 10(6) OF SAST REGULATIONS, 2011 IN MATTER OF UNION QUALITY PLASTICS LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(2) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF UNION QUALITY PLASTICS LTD.
|
IMPOSED PENALTY RS.7,00,000 ALONG WITH OTHER ENTITIES/PERSONS
27-AUG-2021
|
|
| 55 |
|
|
AJAY ANAND
|
|
|
DID NOT MAKE PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATIONS 3(2) READ WITH 13(1) OF SAST REGULATIONS, 2011 IN MATTER OF FAZE THREE LTD.
|
IMPOSED PENALTY RS.10,00,000 ALONG WITH OTHER ENTITIES/PERSONS
10-JUL-2019
|
SAT: SAT VIDE ITS ORDER DATED 17/01/2020 DISMISSED THE APPEAL AND DIRECTED APPELLANTS TO PAY ENTIRE AMOUNT WITHIN SIX WEEKS FROM DATE OF THIS ORDER
|
| 56 |
|
|
AJAY JAMNALAL PUJARA
(PAN:AIXPP2711J)
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) OF SAST REGULATIONS, 2011 IN MATTER OF ART NIRMAN LTD.
|
IMPOSED PENALTY RS.1,00,000
31-MAY-2022
|
SEBI VIDE ITS NOTICE DATED 08/09/2022 DIRECTED TO PAY RS.1,04,288.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS NOTICE DATED 27/11/2024 COMPLETED OF RECOVERY CERTIFICATE PAYMENT OF AMOUNT DUE UNDER CERTIFICATE NO.5590 OF 2022 DATED 08/09/2022
|
| 57 |
|
|
AJAY KAKKAD
|
|
|
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AS REQUIRED UNDER REGULATION 8(2) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF WHITE DIAMONDS INDUSTRIES LTD. (NOW KNOWN AS WHITE ORGANIC AGRO LTD.)
|
IMPOSED PENALTY RS.2,00,000
27-SEP-2017
|
|
| 58 |
|
|
AJAY KUMAR MAHABIR PRASAD HALAN
(PAN:AAAPH1351D)
|
|
|
DID NOT MAKE DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(1) READ WITH 29(3) OF SAST REGULATIONS, 2011 IN MATTER OF RAMMAICA (INDIA) LTD.
|
IMPOSED PENALTY RS.8,00,000 ALONG WITH OTHER ENTITIES/PERSONS
30-MAY-2017
|
INCLUDED IN SEBI LIST DATED 31/12/2017, AS DEFAULTER IN PAYMENT OF PENALTY IMPOSED BY SEBI
|
| 59 |
|
|
AJAY KUMAR SARAOGI
(PAN:ACCPS4027R)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 29(1) READ WITH 3(1) OF SAST REGULATIONS, 2011 IN MATTER OF JAYKAY ENTERPRISES LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.18,75,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
09-NOV-2017
|
|
| 60 |
|
|
AJAY SINGH
(PAN:ABJPS9222J)
|
|
|
ALLEGED FAILURE IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 10(6) OF SAST REGULATIONS, 2011 IN MATTER OF SPICEJET LTD.
|
REACHED SETTLEMENT ( SETTLEMENT CHARGES RS.2,02,500 VIDE CONSENT ORDER)
10-APR-2017
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 3 of 85
|
