| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
MITESH JAGDISH JANI
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF ALKA SECURITIES LTD.
|
SHOW CAUSE NOTICE ISSUED
30-SEP-2011
|
|
| 42 |
|
|
N.VENKATA SUDHAKAR
|
|
|
|
KRUTHIKA PORTFOLIO SERVICES PVT.LTD.
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF COLOR CHIP INDIA LTD.
|
SHOW CAUSE NOTICE ISSUED
24-JUN-2004
|
|
| 43 |
|
|
NARESH CHAND CHANDAK
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 44 |
|
|
NARESHKUMAR GOVINDBHAI SOLANKI
|
|
|
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF NETVISION WEB TECHNOLOGIES LTD.
|
SHOW CAUSE NOTICE ISSUED
14-MAR-2011
|
|
| 45 |
|
|
NITA B.BHAVSAR
(PAN:ANNPB8668D)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL VOLUME THROUGH CIRCULAR, SYNCHRONISED, SELF AND REVERSAL OF TRADE TRANSACTIONS IN SCRIPS OF RIBA TEXTILES LTD., SUPERTEX INDUSTRIES LTD., BRIDGE SECURITIES LTD., AAREY DRUGS & PHARMACEUTICALS LTD. AND WINSOME TEXTILE INDUSTRIES LTD.
|
SHOW CAUSE NOTICE ISSUED
14-AUG-2013
|
|
| 46 |
|
|
PANKAJ SACHAN
|
|
|
|
ZIGMA SOFTWARE LTD.
PAN:AAACZ1503A
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF ZIGMA SOFTWARE LTD.
|
SHOW CAUSE NOTICE ISSUED
03-SEP-2009
|
|
| 47 |
|
|
PIYUSH S.SHAH
|
|
|
ALLEGED INDULGENCE IN AIDING AND ABETTING COMPANY AND ITS PROMOTERS IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF E.STAR INFOTECH LTD.
ALLEGED FAILURE IN APPEARING PERSONALLY AND/OR PROVIDING NECESSARY INFORMATION/DOCUMENTS IN RESPONSE TO SUMMONS IN MATTER OF E.STAR INFOTECH LTD.
|
SHOW CAUSE NOTICE ISSUED
27-NOV-2009
|
|
| 48 |
|
|
PRABHAT SETHIA
(PAN:AREPS7605L)
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 49 |
|
|
PRADEEP KUMAR SHARMA
(PAN:AOBPS1015G)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
| 50 |
|
|
PRASHANT KUMAR SETHIA
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 51 |
|
|
PRIYANKA SARASWAT DEV
(PAN:ARXPD5427C)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
| 52 |
|
|
PROJESH KUMAR ROY
|
|
|
|
JAYANT VITAMINS LTD.
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 53 |
|
|
R.K.PATEL
|
|
|
|
MONARCH PROJECT & FINMARKETS LTD.
PAN:AAACM8214F
|
|
ALLEGED IRREGULARITIES IN PUBLIC ISSUE OF DHANLAXMI LEASE FINANCE LTD. (MULTIPLE AND BENAMI APPLICATIONS, INCOMPLETE APPLICATIONS, APPLICATIONS ACCEPTED AFTER CLOSURE OF THE ISSUE ETC.)
|
SHOW CAUSE NOTICE ISSUED
04-JUL-2007
|
|
| 54 |
|
|
RAJESH KUMAR VITTALBHAI PATEL
|
|
|
|
MONARCH PROJECT & FINMARKETS LTD.
PAN:AAACM8214F
|
|
ALLEGED IRREGULARITIES IN PUBLIC ISSUE OF DHANLAXMI LEASE FINANCE LTD. (MULTIPLE AND BENAMI APPLICATIONS, INCOMPLETE APPLICATIONS, APPLICATIONS ACCEPTED AFTER CLOSURE OF THE ISSUE ETC.)
|
SHOW CAUSE NOTICE ISSUED
04-JUL-2007
|
|
| 55 |
|
|
RAJESH SHARMA
|
|
|
NOT AVAILABLE
|
SHOW CAUSE NOTICE ISSUED
13-AUG-2009
|
|
| 56 |
|
|
RAJESH SHARMA
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF KIRLOSKAR INVESTMENT & FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
30-AUG-2004
|
|
| 57 |
|
|
RAJKUMAR SETHIA
|
|
|
|
FILATEX FASHIONS LTD.
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AS REQUIRED UNDER REGULATION 11(1) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF FILATEX FASHIONS LTD.
|
SHOW CAUSE NOTICE ISSUED
07-APR-2011
|
|
| 58 |
|
|
RAKESH CHANDAK
|
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
01-APR-2004
|
SEBI VIDE ITS ORDER DATED 03/10/2018 DISPOSED OFF SCN DATED 01/04/2004 WITHOUT ANY DIRECTION
|
| 59 |
|
|
RAMESH RAMANLAL JAIN
|
|
|
|
GOODEARTH SYNTHETICS LTD.
|
|
ALLEGED FAILURE IN REDRESSAL OF INVESTOR GRIEVANCE
ALLEGED FAILURE IN FURNISHING OF ACTION TAKEN REPORT IN CONNECTION WITH REDRESSAL OF INVESTOR’S GRIEVANCES
|
SHOW CAUSE NOTICE ISSUED
06-NOV-2009
|
|
| 60 |
|
|
RAMESH SHARMA
(PAN:AUTPR3288E)
|
|
|
|
SGI RESEARCH & ANALYSIS LTD.
CIN:U74140DL2010PLC203986
PAN:AAOCS5535R
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
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| Page 3 of 5
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