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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person KALPESH KANTILAL CHAWALLA,M/S

(Member : ASE)  
Click here to view complete history of this specific entity/person KALPESH KANTILAL CHAWALLA

DIN:00366454
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
42
History of entity/person KAMLESH AGRAWAL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person KAMLESH AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
43
History of entity/person KOTHARI & KOTHARI

(Member : MDSE)  
Click here to view complete history of this specific entity/person RASIKA H.KOTHARI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
44
History of entity/person KREST SHARES & SECURITIES PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person M.SRIDHAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
45
History of entity/person KSC SECURITIES LTD.

(Member : PSE)  
Click here to view complete history of this specific entity/person KETAN SHETH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
46
History of entity/person M.HARISH KUMAR,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person M.HARISH KUMAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
47
History of entity/person M.SHAIKH NASAR,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person M.SHAIKH NASAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
48
History of entity/person M.SRINIVASA RAO,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person M.SRINIVASA RAO
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
49
History of entity/person MADANLAL BAFNA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person MADANLAL BAFNA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
50
History of entity/person MAHENDRA K.SARAOGI,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person MAHENDRA K.SARAOGI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
51
History of entity/person MAHENDRA SHAH SECURITIES PVT.LTD.

(CIN:U67120TN1995PTC032289)

(Member : MDSE)  
Click here to view complete history of this specific entity/person MAHENDRA SHAH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
52
History of entity/person MAHESH KUMAR SHAH,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person MAHESH KUMAR SHAH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
53
History of entity/person MANOHARLAL VARMA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person MANOHARLAL VARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
54
History of entity/person MANOJ HARLALKA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person MANOJ HARLALKA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
55
History of entity/person MARG CAPITAL MARKETS LTD.

(PAN:AACCM9282F)

(Member : MDSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
56
History of entity/person MATSYA STOCKS & SECURITIES PVT.LTD.

(Member : GSE)  
Click here to view complete history of this specific entity/person SHIV KISHAN BIHANI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
57
History of entity/person MFL STOCK BROKING LTD.

(Member : BHSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
58
History of entity/person MOOLCHAND SECURITIES PVT.LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person R.GOPALAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
59
History of entity/person NAGARJUNA SECURITIES LTD.

(Member : BGSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
60
History of entity/person NAGENDRA SHARMA,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person NAGENDRA SHARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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