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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

SUB-BROKERS: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
41
History of entity/person A.S.SECURITIES

(Sub-Broker of PRANAV SECURITIES PVT.LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

26-FEB-2013 		 
42
History of entity/person A.SABITHA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE)  
Click here to view complete history of this specific entity/person A.SABITHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 24-FEB-2009

24-FEB-2009 		 
43
History of entity/person A.SABITHA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.SABITHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 25-FEB-2009

25-FEB-2009 		 
44
History of entity/person A.SRINIVAS REDDY,M/S

(Sub-Broker of SMC GLOBAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person A.SRINIVAS REDDY
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

30-AUG-2012 		 
45
History of entity/person A.V.INVESTMENTS

(Sub-Broker of HEM SECURITIES LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-AUG-2012 		 
46
History of entity/person A.V.SATHEESH KUMAR,M/S

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person A.V.SATHEESH KUMAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2013

05-MAR-2013 		 
47
History of entity/person A.VENKATESAN,M/S

(Sub-Broker of ANAGRAM CAPITAL LTD., Member : NSE)  
Click here to view complete history of this specific entity/person A.VENKATESAN
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 17-SEP-2010

17-SEP-2010 		 
48
History of entity/person AADESHWAR INVESTMENT

(Sub-Broker of HEM FINLEASE PVT.LTD., Member : NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

06-AUG-2012 		 
49
History of entity/person AADHAR A.SIGTIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : NSE)  
Click here to view complete history of this specific entity/person AADHAR A.SIGTIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

21-MAR-2012 		 
50
History of entity/person AADHAR A.SIGTIA,M/S

(Sub-Broker of INDIA INFOLINE LTD., Member : BSE)  
Click here to view complete history of this specific entity/person AADHAR A.SIGTIA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

13-APR-2012 		 
51
History of entity/person AADHAR SECURITIES PVT.LTD.

(PAN:AACCA9689C)

(Sub-Broker of K & A SECURITIES PVT.LTD., Member : BSE)  
Click here to view complete history of this specific entity/person ALOK LODHA
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 21-MAY-2010

21-MAY-2010 		 
52
History of entity/person AADITYA INVESTMENT SERVICES

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person VINAYAK GITARAM CHIKANE
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 11-JUN-2010

11-JUN-2010 		 
53
History of entity/person AAIAMBA TRADE INVEST

(Sub-Broker of MF GLOBAL SIFY SECURITIES INDIA PVT.LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person PRADIP J.MANGAONKAR
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 16-AUG-2008

16-AUG-2008 		 
54
History of entity/person AAKANSHA INVESTMENTS

(Sub-Broker of ANGEL BROKING LTD., Member : BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

31-MAR-2012 		 
55
History of entity/person AAKASH SECURITIES

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SATISH SINGH
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

24-MAR-2012 		 
56
History of entity/person AAKSHAR CAPITAL & CONSULTANCY

(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 28-JAN-2009

28-JAN-2009 		 
57
History of entity/person AAR EM FINANCE REALTY

(Sub-Broker of ANAND RATHI SHARE & STOCK BROKERS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person RAMESH V.MATHRANI
  		NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 22-APR-2010

22-APR-2010 		 
58
History of entity/person AAR EM FINANCE REALTY

(Sub-Broker of ANAND RATHI SECURITIES PVT.LTD., Member : BSE)  
  SUB-BROKER REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 06-NOV-2004

06-NOV-2004 		 
59
History of entity/person AAR SECURITIES & FINANCE

(Sub-Broker of ANGEL BROKING LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER

31-MAR-2012 		 
60
History of entity/person AAR STOCKS

(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)  
  NO LONGER AFFILIATED AS SUB-BROKER   CANCELLED REGISTRATION AS SUB-BROKER FROM 01-APR-2011

24-MAR-2011 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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