| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 41 |
|
SATKAR ELECTRONICS LTD.
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
27-JAN-2005
|
|
| 42 |
|
|
SEACOAST SHIPPING SERVICES LTD.
(PAN:AACCM2171R)
|
|
|
|
ANKITA SONI
PAN:DIKPS0065J
|
|
|
APURV PATEL
PAN:EJOPP6392D
|
|
|
CHERYL SHAH
PAN:AWJPS0540A
|
|
|
DEEP SHAH
PAN:DWBPS3733L
|
|
|
JAYDEEP SHAH
PAN:BSCPS4008R
|
|
|
MANISH R.SHAH
PAN:AVUPS3273N
|
|
|
PARIN SHAH
PAN:GUIPS3791C
|
|
|
PARTH A.PATEL
PAN:CBDPP9586J
|
|
|
PAWANSUT SWAMI
PAN:CCSPS3205B
|
|
|
SAMEER AMIT SHAH
PAN:FAWPS1709B
|
|
|
SHAIL SHAH
PAN:HAMPS6706J
|
|
|
SHIVANGI GAJJAR
PAN:ASRPG2005J
|
|
|
SUSHIL SANJOT
PAN:ASEPS9658L
|
|
|
VINAY KUMAR JAIN
PAN:APIPJ8654G
|
|
|
VIPUL MOMAYA
PAN:ADBPM0538M
|
|
|
VIREN MAKWANA
PAN:CJXPM6600E
|
|
PUBLISHED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SEACOAST SHIPPING SERVICES LTD.
MADE PAYMENTS TOWARDS FICTITIOUS PURCHASES BY DIVERTING RS.43.42 CRORE FROM RIGHTS ISSUE FUNDS AND RS.10.83 CRORE FROM CASH CREDIT FACILITY AVAILED FROM INDUSIND BANK VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(A) TO 3(D), 4(1), 4(2)(E), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
DID NOT INCLUDE STATEMENT ON IMPACT OF AUDIT QUALIFICATIONS AND MISLED SHAREHOLDERS THAT THERE WERE NO AUDIT QUALIFICATIONS VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF THE SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES REGARDING BUSINESS BEING CARRIED OUT AND MISLED INVESTORS VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES REGARDING INVESTMENT IN STARCHART AND MISLED INVESTORS VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES WITH REFERENCE TO INDEPENDENCE OF MR.SUNIL SANJOT AND CONSTITUTION OF AUDIT COMMITTEE VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
MADE FALSE AND MISLEADING DISCLOSURES REGARDING AUDIT COMMITTEE MEETINGS BEING HELD IN COMPANY VIOLATING REGULATIONS 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003
PUBLISHED FALSE AND MISLEADING FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(C), 4(1)(E), 4(1)(G), 4(1)(H), 4(1)(J), AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ACCOUNTING STANDARD IND AS 1 (PRESENTATION OF FINANCIAL STATEMENTS) AND IND AS7 (STATEMENTS OF CASH FLOWS) VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 4(2)(E)(I), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF UTILIZATION OF FUNDS RAISED THROUGH PREFERENTIAL ALLOTMENT AS REQUIRED UNDER REGULATION 32(7A) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INCLUDE STATEMENT ON IMPACT OF AUDIT QUALIFICATIONS AND MISLED SHAREHOLDERS THAT THERE WERE NO AUDIT QUALIFICATIONS VIOLATING REGULATIONS 4(1)(C), 33(3)(D) AND 34(2)(A) OF SEBI (LODR) REGULATIONS, 2015
MADE FALSE AND MISLEADING DISCLOSURES REGARDING BUSINESS BEING CARRIED OUT AND MISLED INVESTORS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
MADE FALSE AND MISLEADING DISCLOSURES REGARDING INVESTMENT IN STARCHART AND MISLED INVESTORS VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
MADE WRONG DISCLOSURES OF RELATED PARTY TRANSACTIONS PARA 18 OF IND AS 24 (RELATED PARTY DISCLOSURES) VIOLATING REGULATION 34(3) READ WITH CLAUSE 1 OF PARA A OF SCHEDULE V TO SEBI (LODR) REGULATIONS, 2015
MADE WRONG DISCLOSURES OF RELATED PARTY TRANSACTIONS IND AS 24 (RELATED PARTY DISCLOSURES) VIOLATING REGULATIONS 4(1)(A), 4(1)(B), 4(2)(E)(I) AND 48 OF SEBI (LODR) REGULATIONS, 2015
DID NOT CONSTITUTE AUDIT COMMITTEE PROPERLY VIOLATING REGULATION 18(1)(D) READ WITH 16(1)(B) OF SEBI (LODR) REGULATIONS, 2015
MADE WRONG AND MISLEADING DISCLOSURES WITH REFERENCE TO INDEPENDENCE OF MR.SUNIL SANJOT AND CONSTITUTION OF AUDIT COMMITTEE VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
DID NOT CONVENE AUDIT COMMITTEE MEETINGS VIOLATING REGULATION 18(2) OF SEBI (LODR) REGULATIONS, 2015
MADE FALSE AND MISLEADING DISCLOSURES REGARDING AUDIT COMMITTEE MEETINGS BEING HELD IN COMPANY VIOLATING REGULATION 4(1)(C) OF SEBI (LODR) REGULATIONS, 2015
DID NOT OBTAIN PRIOR APPROVAL OF AUDIT COMMITTEE FOR RELATED PARTY TRANSACTIONS ENTERED BY COMPANY VIOLATING REGULATION 23(2) OF SEBI (LODR), 2015
DID NOT FILL VACANCY OF COMPLIANCE OFFICER VIOLATING REGULATIONS 6(1) AND 6(1A) OF SEBI (LODR) REGULATIONS, 2015
|
PROHIBITED FROM RAISING MONEY FROM PUBLIC FROM 30-SEP-2024 UNTIL FURTHER ORDERS
DIRECTED TO BRING BACK MONEY PERTAINING TO RIGHTS ISSUE PROCEEDS AND CASH CREDIT FACILITY DIVERTED FROM COMPANY
DIRECTED TO CONSTITUTE NEW AUDIT COMMITTEES AND PLACE THE COPY OF THIS ORDER BEFORE THEM
DIRECTED NEW AUDIT COMMITTEES TO ENHANCE OVERSIGHT OF FINANCIAL REPORTING PROCESS AND DISCLOSURE OF ITS FINANCIAL INFORMATION AND TO ENSURE FINANCIAL STATEMENTS ARE CORRECT, SUFFICIENT AND CREDIBLE
DIRECTED NEW AUDIT COMMITTEES TO ENSURE THAT SEACOAST SHIPPING SERVICES LTD. COMPLY WITH OTHER REQUIREMENTS UNDER LODR REGULATIONS, 2015
DIRECTED BSE NOT TO APPROVE ANY RIGHTS ISSUE APPLICCATION FILE BY SEACOAST SHIPPING SERVICES LTD.
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-SEP-2024 UNTIL FURTHER ORDERS
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-SEP-2024 UNTIL FURTHER ORDERS
30-SEP-2024
|
SAT: SAT VIDE ITS ORDER DATED 06/12/2024 DISMISSED THE APPEAL WITH LIBERTY TO APPELLANTS TO RAISE ALL CONTENTIONS BEFORE THE WTM OF SEBI
SAT: SAT VIDE ITS ORDER DATED 30/04/2025 GRANTED THREE DAYS TO FILE REPLY TO MISC.APPLICATION
|
| 43 |
|
|
SOFTRAK TECHNOLOGY EXPORTS LTD.
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
12-AUG-2002
|
|
| 44 |
|
|
SUMAN MOTELS LTD.
(PAN:AAACS9164Q)
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
12-AUG-2002
|
|
| 45 |
|
|
TELESYS SOFTWARE LTD.
(PAN:AABCT1582G)
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
12-AUG-2002
|
CAMEO CORPORATE SERVICES LTD. VIDE ITS CERTIFICATE DATED 10/02/2021 CERTIFIED THAT THERE IS NO COMPLAINTS ARE PENDING AS ON 31/01/2021
|
| 46 |
|
|
TERRYGOLD (INDIA) LTD.
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
27-JAN-2005
|
|
| 47 |
|
|
TPI INDIA LTD.
(CIN:L28129MH1982PLC026917)
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
12-AUG-2002
|
AS PER THE SCREENSHOT OF SEBI, COMPLAINTS PENDING AGAINST THE COMPANY ARE NIL AS ON 01/02/2023
|
| 48 |
|
|
UNIWORTH TEXTILES LTD.
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
27-JAN-2005
|
C.B.MANAGEMENT SERVICES (P) LTD. REGISTRAR & TRANSFER AGENT, VIDE ITS CERTIFICATE DATED 26/02/2013 CERTIFIED THAT THERE IS “NIL” DEMAT REQUEST PENDING IN CDSL & NSDL SYSTEM AS ON 26/02/2013
|
| 49 |
|
|
VENUS REMEDIES LTD.
(PAN:AAACV6524H)
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
12-AUG-2002
|
|
| 50 |
|
|
VIRAL SYNTEX LTD.
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
12-AUG-2002
|
|
| 51 |
|
|
WINSOME BREWERIES LTD.
|
|
|
VIOLATED SEBI REGULATION REGARDING PROCESSING OF DEMATERIALISATION REQUESTS WITHIN THE STIPULATED PERIOD
|
DIRECTED TO COMPLETE PENDING DEMATERIALISATION REQUESTS
12-AUG-2002
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 3 of 3
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