| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 581 |
|
THREE STAR LINES PLANTATIONS & RESORTS INDIA LTD.
|
|
|
|
RAM GOPAL SHUKLA
|
|
|
RAM KUMAR SHRIVASTAVA
|
|
|
SUNEETA SHRIVASTAVA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
A1 AND A2 CONVICTED. A3 AND A4 EXPIRED
|
| 582 |
|
|
TIMBERWORLD RESORTS & PLANTATION INDIA LTD.
|
|
|
|
A.V.MAHINDRA
|
|
|
ANUPAM MALHOTRA
|
|
|
ASHWANI SUD
|
|
|
NARRINDER NATH SOOD
|
|
|
NEELAM SOOD
|
|
|
POOJA SOOD
|
|
|
PRERNA SOOD
|
|
|
RAJESH SUD
|
|
|
RASHMI SOOD
|
|
|
SANJAY SUD
|
|
|
SANJEEV SOOD
|
|
|
VINOD JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 IS BURDENED WITH FINE OF RS.15 CRORES. ACCUSED NO.2 ASHWANI SUD AND ACCUSED NO.3 SANJEEV SOOD SENTENCED TO RIGOROUS IMPRISONMENT FOR A PERIOD OF ONE YEAR AND A FINE OF RS.5 CRORE EACH IN DEFAULT FURTHER THREE MONTHS IMPRISONMENT. ACCUSED NO.4 AND 5 ARE PROCLAIMED OFFENDER.- CONVICTED
|
| 583 |
|
|
TIME FORESTS (INDIA) LTD.
|
|
|
|
BHANU PARTAP SHARMA
|
|
|
CHHOTELAL VERMA
|
|
|
DEVINDER SINGH
|
|
|
JOGINDER SINGH
|
|
|
MOHAMMAD AKRAM
|
|
|
MOHAMMAD SHAHNAZ
|
|
|
TEJ BHAN SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED 1, 2, 3, 5, 6, 7, 8 CONVICTED. A FINE OF RS.5000 WAS SENTENCED ON ACCUSED NOS.1, 2, 5, 6, 7, 8 AND ON DEFAULT SIMPLE IMPRISONMENT FOR ONE MONTH AND RS.2500
UPON ACCUSED NO.3 AND ON DEFAULT SIMPLE IMPRISONMENT FOR 15 DAYS. ACCUSED 4 DECLARED AS PROCLAIMED OFFENDER AND KEPT IN DORMANT FILE
|
| 584 |
|
|
TIMES ORCHID INDIA LTD.
|
|
|
|
HARJEET SINGH HUNDAL
|
|
|
JAGDISH SHARMA
|
|
|
JASWINDER SINGH
|
|
|
KAMALKUMAR SHARMA
|
|
|
PRADEEP KUMAR
|
|
|
RAVINDER DHANJU
|
|
|
SANJAY KUMAR
PAN:AGZPK9556G
|
|
|
SWINDER SINGH DHADWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.22.4 LAKH. ALL ACCUSED ARE DECLARED AS PROCLAIMED
OFFENDERS AND KEPT IN DORMANT FILE
|
| 585 |
|
|
TOHFA FARMINGS LTD.
|
|
|
|
PRABHAT KUMAR
|
|
|
SAMIDU ZZAMAN
|
|
|
SHAMSU ZZAMAN
|
|
|
YOGENDRA JHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 586 |
|
|
TOUCH WOOD LTD.
(PAN:AAACT9882C)
|
|
|
|
PAWAN KANWAR MITTAL
PAN:ALWPM2969H
|
|
|
SANGEETA MITTAL
PAN:AITPM7648D
|
|
|
VIRENDER KUMAR MITTAL
PAN:AAXPM7090B
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 31-JUL-2018 TO 30-JUL-2022
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-JUL-2018 TO 30-JUL-2022
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-JUL-2018 TO 30-JUL-2022
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF, ALIENATE OR ENCUMBER ANY ASSETS / PROPERTIES
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JUL-2018 TO 30-JUL-2022
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JUL-2018 TO 30-JUL-2022
31-JUL-2018
|
SEBI VIDE ITS NOTICE DATED 06/02/2020 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL AND/OR MUTUAL FUNDS TO 1. ATTACH ALL THE ACCOUNTS (INCLUDING MUTUAL FUNDS) BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 13/04/2023 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.19,65,795.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEES TO SEBI BY WAY OF EFT/NEFT/RTGS
SEBI VIDE ITS ORDER DATED 09/09/2024 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH THE COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, DULY CERTIFIED BY THE BOARD OF DIRECTORS ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, EASTERN REGIONAL OFFICE, KOLKATA D) DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHASILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED/HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 587 |
|
|
TOUCHWOOD AGROTECH PVT.LTD.
|
|
|
|
CYNTHIA ABRAHAM
|
|
|
REGGIE ABRAHAM
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-JAN-2003 TO 06-JAN-2008
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
06-JAN-2003
|
|
| 588 |
|
|
TRANS OCEANIC AGROTECH LTD.
|
|
|
|
RAJENDRA SWAIN
|
|
|
SUCHANDAN JENA
|
|
|
SUNANDAN JENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 589 |
|
|
TRI GOLDEN PLANTATIONS & RESORTS LTD.
|
|
|
|
G.P.TRIPATHI
|
|
|
PRASHANT JAIN
|
|
|
S.R.TRIPATHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.0.7 LAKH. ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS
AND KEPT IN DORMANT FILE
|
| 590 |
|
|
TRIKONE ORCHARDS LTD.
|
|
|
|
AKHIL KAPOOR
|
|
|
AKHLESHWAR NATH SINGH
|
|
|
ANIL KAPOOR
|
|
|
ASSIF JAMAL SIDDIQUI
|
|
|
GAUTAM SHRIVASTAVA
|
|
|
SAMEER MISHRA
|
|
|
VINAY KUMAR SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 591 |
|
|
TRIMURTI FORESTRY LTD.
|
|
|
|
KUNJ BEHARI LAL SAXENA
|
|
|
MADHU SAXENA
|
|
|
PARUL SAXENA
|
|
|
RADHEY GOVIND SAXENA
|
|
|
RAVINDRA NATH SAXENA
|
|
|
SALLAUDDIN
|
|
|
SUMIT GUPTA
|
|
|
UMA SAXENA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED 1 TO 5 & 7 TO 9 CONVICTED AND SENTENCED TO FINE OF RS.10,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS. ACCUSED NO.6 IS ACQUITTED
|
| 592 |
|
|
TULIP AGROMED LTD.
|
|
|
|
DILIP KUMAR CHATTERJEE
|
|
|
ISRAT ZAHAN
|
|
|
PRODYUT KUMAR GHOSE
|
|
|
RAMA PROSAD TALUKDAR
|
|
|
VINAY S.SHETH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 593 |
|
|
U.P.FOREST PLANTATIONS LTD.
|
|
|
|
AWADHESH KUMAR JAISWAL
|
|
|
DEVENDRA PRATAP SINGH
|
|
|
GHANSHYAM SINGH
|
|
|
GIRIJA SHANKAR JAISWAL
|
|
|
KEDAR NATH JAISWAL
|
|
|
RADHESHYAM AGRHARI
|
|
|
SATISH JAISWAL
|
|
|
SURESH MALL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 AND 2 HELD GUILTY AND RS.5 LAKH OF FINE WAS IMPOSED ON ACCUSED NO.1 AND S.I. OF 1 YEAR AND FINE OF RS.5 LAKH ON ACCUSED NO.2 ACCUSED NO.3 & 4 ACQUITTED. ACCUSED NO.5 PROCLAIMED OFFENDER
|
| 594 |
|
|
UNITED AGROGROWTH & RESORTS LTD.
|
|
|
|
ANITA RATHOD
|
|
|
CHAKARVEER SINGH
|
|
|
DEEPENDRA SINGH
|
|
|
KAMLENDRA SINGH KURKI
|
|
|
KISHAN SINGH CHOUDHARY
|
|
|
SHYAM GOVERNMENT SAXENA
|
|
|
YOGITA SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 595 |
|
|
UNITED CAPITAL SERVICES (I) LTD.
|
|
|
|
ABDUL QUOYUM KARIMA
|
|
|
DIWAN CHAND SANGRA
|
|
|
GAURI SHANKAR SHARMA
|
|
|
GUMAN SINGH PANWAL
|
|
|
KHAN ABDUL GHANI
|
|
|
MOHD.ALAM
|
|
|
PRABHAKARAN PILLATHU
|
|
|
RAKESH KUMAR SHARMA
|
|
|
ROMESH KUMAR SHARMA
|
|
|
SAROJ BALA
|
|
|
SUBHASH CHANDER
|
|
|
VINOD KUMAR DUTTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 29-JUL-2002 TO 29-JUL-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
29-JUL-2002
|
|
| 596 |
|
|
USHA KIRAN TEAK & SANDLE FARM PVT.LTD.
|
|
|
|
BUTUKURI NANJAYYAR
|
|
|
MUVVALA SUBBARAYUDU
|
|
|
SINGARAJU PRATAP
|
|
|
VOOSA SURYAPRAKASA RAO
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 597 |
|
|
UTKARSHA PLOTTERS & MULTI AGRO SOLUTIONS INDIA LTD.
(PAN:AABCU2646N)
|
|
|
|
DIPALI MITHALAL GURAV
PAN:ANVPG7189A
DIN:03366321
|
|
|
MITHARAM CHHAGAN GURAV
DIN:03366250
PAN:AHDPG8821D
|
|
|
PRAVIN CHHAGAN GURAV
PAN:AZBPG5053D
DIN:03368401
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 05-APR-2016 TO 04-APR-2020
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 05-APR-2016 TO 04-APR-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 05-APR-2016 TO 04-APR-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 05-APR-2016 TO 04-APR-2020
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO SUBMIT AUDITED ACCOUNTS FOR THE LAST FINANCIAL YEAR
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 05-APR-2016 TO 04-APR-2020
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-APR-2016 TO 04-APR-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 05-APR-2016 TO 04-APR-2020
14-JAN-2015
|
SEBI VIDE ITS ORDER DATED 05/04/2016 DIRECTED UTKARSHA PLOTTERS & MULTI AGRO SOLUTIONS INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 26/08/2016 ALLOWED APPEAL TO BE WITHDRAWN. DIRECTED SEBI TO DISPOSE OFF THE REPRESENTATIONS MADE BY THE APPELLANTS ON 09/05/2016 AND 02/07/2016 AS EXPEDITIOUSLY AS POSSIBLE. TILL THE DISPOSAL OF THE AFORESAID REPRESENTATIONS, SEBI SHALL NOT TAKE ANY COERCIVE ACTION AGAINST THE APPELLANTS. NO COSTS
SEBI VIDE ITS ORDER DATED 30/01/2018 DIRECTED TO WIND UP EXISTING COLLECTIVE INVESTMENT SCHEME IN TERMS OF ORDER DATED 05/04/2016 WITHIN THREE MONTHS FROM THE DATE OF THIS ORDER, FAILING WHICH RECOVERY PROCEEDINGS SHALL BE INITIATED AGAINST COMPANY AND ITS DIRECTORS
SEBI VIDE ITS NOTICE DATED 24/09/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 05/11/2018 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH 1 .COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOD WITHIN ONE WEEK FROM DATE OF THIS ORDER 2. COPIES OF ALL TITLE DEEDS, VALUATION REPORTS OF ALL PROPERTIES WITHIN TWO WEEKS FROM DATE OF THIS ORDER 3. LIST OF ALL SCHEMES FLOATED BY DEFAULTER ALONG WITH BROCHURE/SCHEME INFORMATION DOCUMENTS FOR EACH OF SCHEMES AND DETAILS OF ALL ACTIVITIES UNDERTAKEN UNDER EACH OF THE SCHEMES WITHIN TWO WEEKS FROM DATE OF THIS ORDER 4. COMPLETE LIST OF ALL INVESTORS ALONG WITH ADDRESS, TELEPHONE NUMBER, BANK DETAILS, DETAILS OF INVESTMENTS, AMOUNTS DUE IN EACH SCHEMES ETC., BOTH IN ELECTRONIC AND PHYSICAL FORM WITHIN ONE MONTH FROM DATE OF THIS ORDER C) DIRECTED TO SERVE ORDER TO INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED SUB-REGISTRARS OF RESPECTIVE AREAS WHERE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
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| 598 |
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V3 INFRASTRUCTURE & ESTATES PVT.LTD.
(CIN:U45202KA2009PTC051123)
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HINDUPURAM SIREESHA
DIN:02424858
PAN:BPDPS6651E
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VIRUPAPUR SANTOSH KUMAR
DIN:02424867
PAN:APFPK5648J
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VIRUPAPURRAM MADHUSUDHAN
DIN:02666865
PAN:ADEPV4483D
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED NOT TO COLLECT ANY MONEY AND/OR FEE FROM THE INVESTORS FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 04-SEP-2017 TO 03-SEP-2021
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO SUBMIT COPIES OF ALL THE DOCUMENTS PERTAINING TO THE SCHEME ISSUED TO INVESTORS INCLUDING DOCUMENTS / AGREEMENTS EXECUTED WITH THE INVESTORS
DIRECTED TO SUBMIT COPIES OF THE REGISTRATION DOCUMENTS / SALE DEED IN RESPECT OF ALL THE LAND / PROPERTIES OWNED AND/OR PURCHASED BY THE COMPANY
DIRECTED TO FURNISH DETAILS OF ASSETS HELD BY THE COMPANY & ITS GROUP COMPANIES
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 04-SEP-2017 TO 03-SEP-2021
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 04-SEP-2017 TO 03-SEP-2021
23-JUN-2015
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SEBI VIDE ITS ORDER DATED 04/09/2017 DIRECTED V3 INFRASTRUCTURE & ESTATES PVT.LTD. TO 1) JOINTLY AND SEVERALLY LIABLE TO WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER. REFUND SHALL BE MADE THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 3) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF 4 YEARS FROM DATE OF COMPLETION OF REFUND
SEBI VIDE ITS NOTICE DATED 20/11/2018 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 16/03/2026 A) PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE AND MOVABLE PROPERTIES LISTED IN THE ORDER B) PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER C) DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, IF ANY, ALONG WITH ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM DATE OF THIS ORDER AT SEBI, SOUTHERN REGIONAL OFFICE, CHENNAI D) DEFAULTERS AND INSPECTOR GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND SPECIFICALLY TO THE CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS IN THE STATE OF KARNATAKA E) NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTER, INCLUDING THE SAID PROPERTIES, IF PRESENTED FOR REGISTRATION
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| 599 |
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VALUE ADDED PLANTS (I) LTD.
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ARVIND PARASHARI
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KALPANA PRASHARI
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RAM BABU PRASHARI
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT
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| 600 |
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VANALAKSHMI PLANTATIONS PVT.LTD.
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J.PRAMEELA KUMARI
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J.VIJAYALAKSHMI
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K.GOVINDA PILLAI
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K.M.V.NARAYANA BABU
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K.PRABHAKAR
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K.SUDHAKAR
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DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
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REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 30 of 33
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