| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 581 |
|
VIJETHA AGRO FARMS (INDIA) LTD.
|
|
|
|
A.SRINIVASA RAO
|
|
|
ATHUKURI GALESWARA RAO
|
|
|
ATUKURI SUBRATNAM
|
|
|
BONDILI RAMAKRISHNA SINGH
|
|
|
CHALUVADI RAMULU
|
|
|
D.P.DEVI
|
|
|
D.S.KRISHNA
|
|
|
DINDAKURTI KIRHSNAMURTHI GUPTA
|
|
|
G.JAGAN MOHAN RAO
|
|
|
GRANDHE YOGESWARA RAO
|
|
|
K.S.RATNAM
|
|
|
KASETTY SUBBARATHNAM
|
|
|
SANGU NAGAMANI
|
|
|
SANGU NAGI REDDY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-OCT-2002 TO 10-OCT-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2002 TO 10-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-OCT-2002
|
|
| 582 |
|
|
VIPRA FARMS (INDIA) LTD.
|
|
|
|
D.R.GURURAJ
|
|
|
DEV SIMPSON
|
|
|
G.SAILU
|
|
|
V.PADMAVATHY
|
|
|
V.VIJAY KUMAR REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
HON’BLE HIGH COURT OF MADRAS QUASHED THE CRIMINAL COMPLAINT ON THE GROUND OF LACK OF TERRITORIAL JURISDICTION
|
| 583 |
|
|
VISHWAS TEAK & PLANTATIONS (INDIA) LTD.
|
|
|
|
BASAVARAJ
|
|
|
MANOHAR
|
|
|
PRABHU PRASAD
|
|
|
RAGHU C.
|
|
|
SHANTHA
|
|
|
SHRINIVAS
|
|
|
SURESH
|
|
|
VIJAY
|
|
|
VITHAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 584 |
|
|
WEALTH AGRO PLANTATION INDIA LTD.
|
|
|
|
B.K.MANDAL
|
|
|
NAVALSINH S.RATHOD
|
|
|
PRANATI MANDAL
|
|
|
TIRTHA PRATIM MANDAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 585 |
|
|
WELLGROW PLANTATIONS LTD.
|
|
|
|
ALKA SHUKLA
|
|
|
ARVIND KUMAR SHUKLA
|
|
|
OM PRAKASH GUPTA
|
|
|
SATISH SUBEDAR
|
|
|
USHA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
LD. COURT CONVICTED ACCUSED COMPANY AND ACCUSED NO.2 AND IMPOSED FINE OF RS.1.50 LACS. ACCUSED NO.3 AND ACCUSED NO.6 ARE PROCLAIMED OFFENDER. ACCUSED NO.4 AND ACCUSED NO.5 ARE ACQUITTED
|
| 586 |
|
|
WHEELS PLANTATIONS LTD.
|
|
|
|
SEEMA NARANG
|
|
|
SUKH DARSMAN KUMBH
|
|
|
SURJEET DANDORA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 587 |
|
|
WOODWORTH PLANTATIONS LTD.
|
|
|
|
BACHNA RAM
|
|
|
HARINDERPAL SINGH
|
|
|
KARNAIL RAM
|
|
|
MANJITINDERPAL SINGH
|
|
|
MOHINDER SINGH
|
|
|
RAKAM SINGH
|
|
|
YASHINDERJITPAL SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A2 IS SENTENCED TO PAY FINE OF RS.1 LAC WITH SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS AND A3 AND 4 ARE SENTENCED TO PAY FINE OF RS.2 LACS WITH SIMPLE IMPRISONMENT FOR 6 MONTHS. IN CASE OF DEFAULT IN PAYMENT OF FINE BY A2 WILL UNDERGO SIMPLE IMPRISONMENT FOR ONE MONTH AND A3 AND 4 WILL UNDERGO SIMPLE IMPRISONMENT FOR TWO MONTHS
|
| 588 |
|
|
WORLD VIEW TEAK RICH LTD.
|
|
|
|
BABUBHAI HARIBHAI PATEL
|
|
|
GOPALBHAI LAKSHMANJI THAKORE
|
|
|
JASHUBHAI B.MEHTA
|
|
|
PRAMUKHBHAI TRIKAMDAS PATEL
|
|
|
PRATAPBHAI B.MEHTA
|
|
|
SHAMJIBHAI M.PATEL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 589 |
|
|
WULLAR AGRO PLANTATIONS LTD.
|
|
|
|
FAROOQ AHAMED SALROO
|
|
|
MOHD.MAQBOOL MIR
|
|
|
MUSHTAQ AHMED MALIK
|
|
|
TARIQ MARGHOOB
|
|
|
ZAHOOR AHMED MIR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, ACCUSED NO.2,4,5 AND 6 SENTENCED TO PAY A FINE OF RS.25000 EACH AND IN DEFAULT ACCUSED SHALL UNDERGO TWO MONTH SIMPLE IMPRISONMENT. ACCUSED NO.3 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 590 |
|
|
YAARA PLANTATIONS LTD.
|
|
|
|
AMAR NATH DUBEY
|
|
|
ASHUTOSH DWIVEDI
|
|
|
DHANANJAY TRIPATHI
|
|
|
GAYATRI MISHRA
|
|
|
RAJIV RATAN DWIVEDI
|
|
|
RAKESH DHAR MISHRA
|
|
|
VEENA DWIVEDI
|
|
|
YADVENDRA DWIVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.5 LAKH. ACCUSED NO.1 TO 4 CONVICTED AND SENTENCED
TO FINE OF RS.10,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS.
ACCUSED NO.5 (DHANANJAY TRIPATHI) HAS BEEN ACQUITTED
|
| 591 |
|
|
YAMAN FARMS & FORESTRY LTD.
|
|
|
|
BHASKER GOREY
|
|
|
DEVENDRA DUBEY
|
|
|
MANOJ TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,00,000 BY THE ACCUSED TO SEBI
|
| 592 |
|
|
YANSELOON AGROTECH (INDIA) LTD.
|
|
|
|
MOHD.RAFIQUE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 593 |
|
|
YASHU FORESTS INDIA LTD.
|
|
|
|
HARI PRAKASH SHARMA
|
|
|
JAI LAL SOOD
|
|
|
SONIA KUMAR
|
|
|
YOGRAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 594 |
|
|
YOJNA AGRO FORESTRY LTD.
|
|
|
|
GOPAL DUTT
|
|
|
JUGDISH PRASAD AGRAWAL
|
|
|
KANCHAN AGRAWAL
|
|
|
MUKUL C.AGRAWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, A3 AND A5 AND SENTENCED TO PAY A FINE OF RS.75000 EACH AND IN CASE OF DEFAULT 3 MONTHS S.I.PROCEEDINGS AGAINST ACCUSED NO.2 AND 4 HAVE ALREADY BEEN QUASHED VIDE ORDER DATED 29/09/2008
|
| 595 |
|
|
YOUNG FARMERS FOREST LTD.
|
|
|
|
ARWINDER KAUR
|
|
|
ASHWANI KUMAR
|
|
|
BALWANT SINGH RAPAL
|
|
|
DESHRAJ SOOD
|
|
|
HOSHIAR SINGH
|
|
|
JARNAIL SINGH
|
|
|
JASWANT SINGH
|
|
|
NARDEV SINGH
|
|
|
NIHAL KAUR
|
|
|
RAJ RANI
|
|
|
RESHAM SINGH
|
|
|
SATNAM SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
CONVICTED CONVICT NO.1 YOUNG FARMERS FORESTS LIMITED IS BURDENED A FINE OF RS.2.50 CRORE AND CONVICT NO.2 JARNAIL SINGH AND CONVICT NO.3 NARDEV SINGH ARE SENTENCED RIGOROUS IMPRISONMENT FOR THE PERIOD OF SIX MONTHS AND A FINE OF RS.25 LAC EACH IN DEFAULT FURTHER THREE MONTHS SIMPLE IMPRISONMENT FOR THE OFFENCE PUNISHABLE UNDER SECTION 24(1) OF SEBI ACT.
|
| 596 |
|
|
YOUTH AGRO & HOUSING DEVELOPMENT LTD.
|
|
|
|
AJAY PANDEY
|
|
|
ARJUN TIWARI
|
|
|
NANDNI LOKHENDAY
|
|
|
RAMAKANT BAJPAI
|
|
|
SHIV PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 597 |
|
|
ZAFFRON FORESTS INDIA LTD.
|
|
|
|
ABDUL MAJEED BHAT
|
|
|
FAZAZ AHMAD DAR
|
|
|
FAZAZ AHMAD MIR
|
|
|
GULAM HUSAIN RATHER
|
|
|
HASSAN RATHER
|
|
|
ILYAS AHMAD MIR
|
|
|
IMTIYAZ AHMED BHAT
|
|
|
MAHIDULLAH RATHER
|
|
|
MOHD.YOUSF RATHER
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.34 LAKH. FINE OF RS.6,000 IMPOSED ON EACH OF ACCUSED PERSON WITH DIRECTION TO FILE THE WINDING UP REPORT WITHIN A PERIOD OF TWO MONTHS. FURTHER AWARD OF RS.20,000 TO SEBI AS EXPENSES
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 30 of 30
|
