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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
581
History of entity/person SHUBHAM SINGHAL,M/S

(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SHUBHAM SINGHAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

03-MAR-2020 		 
582
History of entity/person SHWETA MODI,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SHWETA MODI
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

29-DEC-2018 		 
583
History of entity/person SHYAM BAHADUR SINGH,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SHYAM BAHADUR SINGH
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
584
History of entity/person SHYAM LAL CHHAPARWAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SHYAM LAL CHHAPARWAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-JAN-2021 		 
585
History of entity/person SHYAM LAL VIJAY,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SHYAM LAL VIJAY
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

03-FEB-2020 		 
586
History of entity/person SHYAM SUNDER GOEL,M/S

(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SHYAM SUNDER GOEL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-SEP-2018 		 
587
History of entity/person SIDDHARTHA THAKURDWARE,M/S

(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SIDDHARTHA THAKURDWARE
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

18-JUN-2012 		 
588
History of entity/person SINGHANIA ENTERPRISES PVT.LTD.

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-MAR-2017 		 
589
History of entity/person SITA RAM,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SITA RAM
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017 		 
590
History of entity/person SNEHANJALI SINGH,M/S

(Authorised Person of ANGEL BROKING LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SNEHANJALI SINGH
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-SEP-2018 		 
591
History of entity/person SONIA DHALL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SONIA DHALL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
592
History of entity/person SONU BIST,M/S

(Authorised Person of ANGEL BROKING LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SONU BIST
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

14-SEP-2019 		 
593
History of entity/person SOURAV KUMAR SINGH,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SOURAV KUMAR SINGH
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

12-FEB-2020 		 
594
History of entity/person SOVEREIGN CAPITAL & INVESTMENT CONSULTANTS

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person VIKAS KUMAR BANSAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

12-FEB-2020 		 
595
History of entity/person SPARK SECURITIES

(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE)  
Click here to view complete history of this specific entity/person ASHIQ HUSSAIN SOLEH
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-JUL-2012 		 
596
History of entity/person SR CAPITAL & BROKINGS

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-FEB-2012 		 
597
History of entity/person SRIKANT KABRA,M/S

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SRIKANT KABRA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-FEB-2012 		 
598
History of entity/person STARSURGE ADVISORY SERVICES PVT.LTD.

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

16-JAN-2021 		 
599
History of entity/person SUBHAM RAI,M/S

(PAN:BYBPR2163M)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person SUBHAM RAI

PAN:BYBPR2163M
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-MAY-2018 		 
600
History of entity/person SUBHASH CHANDRA JAIN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SUBHASH CHANDRA JAIN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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