| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 621 |
|
VGP AGRO FARM PVT.LTD.
|
|
|
|
A.P.SATHIYANESAN
|
|
|
AMALNATHAN
|
|
|
BOOBALAN
|
|
|
C.LAWRENCE
|
|
|
K.STEEPHEN
|
|
|
M.EZHIL ARASAN
|
|
|
M.G.RAVICHANDRAN
|
|
|
M.MUTHUKRISHNAN
|
|
|
RADHAKRISHNAN
|
|
|
S.MURUGESAN
|
|
|
S.VELUSAMY
|
|
|
V.G.P.BABUDAS
|
|
|
V.G.P.RAJADAS
|
|
|
V.G.P.RAVIDAS
|
|
|
V.G.SANTHOSAM
|
|
|
V.G.SELVARAJ
|
|
|
V.S.MIGAVEL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-DEC-2002 TO 03-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-DEC-2002 TO 03-DEC-2007
03-DEC-2002
|
COMPLAINT HAS BEEN WITHDRAWN
|
| 622 |
|
|
VGP EVERGREEN PLANTATION LTD.
|
|
|
|
A.MURUGESAN
|
|
|
ARUL RAJ
|
|
|
ARUMUGAM
|
|
|
KESAV REDDY
|
|
|
MANIKANDAN
|
|
|
NIVRUTI S.SHINDE
|
|
|
R.KUMARESAN
|
|
|
R.SAMUEL
|
|
|
S.KANNAN
|
|
|
S.PADMANABHAN
|
|
|
SURESH
|
|
|
V.G.P.BABUDAS
|
|
|
V.G.P.PRASADAS
|
|
|
V.G.P.RAJADAS
|
|
|
V.G.P.RAVIDAS
|
|
|
V.G.S.RAJESH
|
|
|
V.G.SANTHOSAM
|
|
|
V.G.SELVARAJ
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-DEC-2002 TO 03-DEC-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-DEC-2002 TO 03-DEC-2007
03-DEC-2002
|
COMPLAINT HAS BEEN WITHDRAWN
|
| 623 |
|
|
VIDHYA SAGAR FARMS & PLANTATION LTD.
|
|
|
|
DESHRAJ JAIN
|
|
|
HEMLATA JAIN
|
|
|
KIRAN JAIN
|
|
|
SUNIL JAIN
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 624 |
|
|
VIJETHA AGRO FARMS (INDIA) LTD.
|
|
|
|
A.SRINIVASA RAO
|
|
|
ATHUKURI GALESWARA RAO
|
|
|
ATUKURI SUBRATNAM
|
|
|
BONDILI RAMAKRISHNA SINGH
|
|
|
CHALUVADI RAMULU
|
|
|
D.P.DEVI
|
|
|
D.S.KRISHNA
|
|
|
DINDAKURTI KIRHSNAMURTHI GUPTA
|
|
|
G.JAGAN MOHAN RAO
|
|
|
GRANDHE YOGESWARA RAO
|
|
|
K.S.RATNAM
|
|
|
KASETTY SUBBARATHNAM
|
|
|
SANGU NAGAMANI
|
|
|
SANGU NAGI REDDY
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-OCT-2002 TO 10-OCT-2007
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-OCT-2002 TO 10-OCT-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-OCT-2002
|
|
| 625 |
|
|
VINAYAK HOMES & REAL ESTATE LTD.
(CIN:U70101MP2010PLC024267
PAN:AADCV4004B)
|
|
|
|
JITENDRA BISAY
DIN:00128091
PAN:AFZPB2659A
|
|
|
PHOOL CHAND BISAY
DIN:00128087
PAN:AIQPB4211L
|
|
|
YOGENDRA BISAY
DIN:02664008
PAN:AFQPB2353A
|
|
|
YUVRAJ SHRIRAM MALAKAR
DIN:07113606
PAN:AKYPY9430C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-OCT-2019 TO 29-OCT-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO FILE CERTIFICATE OF COMPLETION OF PROCESS WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTANTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2019 TO 29-OCT-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2019 TO 29-OCT-2023
24-DEC-2018
|
SEBI VIDE ITS ORDER DATED 30/10/2019 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES OR ANY INTEREST OR INVESTMENT OR CHARGE INCLUDING DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUND INVESTMENTS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF THE SCHEMES IDENTIFIED AS COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 6) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 626 |
|
|
VINAYAK HOMES & REAL ESTATE LTD.
(CIN:U70101MP2010PLC024267
PAN:AADCV4004B)
|
|
|
|
KALU SINGH VERMA
DIN:03397048
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY FRESH MONEY FROM THE INVESTORS UNDER ITS EXISTING SCHEMES
DIRECTED NOT TO LAUNCH ANY NEW SCHEME(S) / PLAN OR FLOAT ANY NEW COMPANY/IES/FIRM TO RAISE FRESH MONIES FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-OCT-2019 TO 29-OCT-2020
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED TO FURNISH ALL RELEVANT DOCUMENTS I.E.APPLICATION FORM, AGREEMENTS AND CERTIFICATES ETC.
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS, THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH LIST OF INVESTORS TO WHICH LAND HAS BEEN ALLOTTED AND GOT REGISTETED & DETAILS OF AMOUNT REFUNDED
DIRECTED TO SUBMIT DETAILS OF AMOUNT MOBILIZED AND REFUNDED TILL DATE
DIRECTED TO SUBMIT DETAILS OF AMOUNT REFUNDED TILL DATE ALONG WITH DETAILS OF MODE OF PAYMENT, DULY CERTIFIED BY COMPANY’S AUDITORS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-OCT-2019 TO 29-OCT-2020
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-OCT-2019 TO 29-OCT-2020
24-DEC-2018
|
SEBI VIDE ITS ORDER DATED 30/10/2019 DIRECTED TO 1) WIND UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’ 2) SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) JOINTLY OR SEVERALLY TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS. WINDING UP AND REPAYMENT REPORT SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO THE INVESTORS AND RECEIPT FROM THE INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH A CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 3) PROVIDE FULL INVENTORY OF ASSETS & PROPERTIES OR ANY INTEREST OR INVESTMENT OR CHARGE INCLUDING DETAILS OF ALL BANK ACCOUNTS AND HOLDINGS OF MUTUAL FUND INVESTMENTS 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL OR CREATE ANY ENCUMBRANCE ON ANY ASSETS EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) ABSTAIN FROM COLLECTING ANY MONEY FROM THE INVESTORS IN RESPECT OF THE SCHEMES IDENTIFIED AS COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 6) RESTRAINED FROM ACCESSING THE SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS TO INVESTORS
|
| 627 |
|
|
VISHWAS TEAK & PLANTATIONS (INDIA) LTD.
|
|
|
|
BASAVARAJ
|
|
|
MANOHAR
|
|
|
PRABHU PRASAD
|
|
|
RAGHU C.
|
|
|
SHANTHA
|
|
|
SHRINIVAS
|
|
|
SURESH
|
|
|
VIJAY
|
|
|
VITHAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 628 |
|
|
WEALTH AGRO PLANTATION INDIA LTD.
|
|
|
|
B.K.MANDAL
|
|
|
NAVALSINH S.RATHOD
|
|
|
PRANATI MANDAL
|
|
|
TIRTHA PRATIM MANDAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 629 |
|
|
WELLGROW PLANTATIONS LTD.
|
|
|
|
ALKA SHUKLA
|
|
|
ARVIND KUMAR SHUKLA
|
|
|
OM PRAKASH GUPTA
|
|
|
SATISH SUBEDAR
|
|
|
USHA GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
07-FEB-2001
|
LD. COURT CONVICTED ACCUSED COMPANY AND ACCUSED NO.2 AND IMPOSED FINE OF RS.1.50 LACS. ACCUSED NO.3 AND ACCUSED NO.6 ARE PROCLAIMED OFFENDER. ACCUSED NO.4 AND ACCUSED NO.5 ARE ACQUITTED
|
| 630 |
|
|
WHEELS PLANTATIONS LTD.
|
|
|
|
SEEMA NARANG
|
|
|
SUKH DARSMAN KUMBH
|
|
|
SURJEET DANDORA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 631 |
|
|
WISDOM AGRO TECH INDIA LTD.
(CIN:U01119TN2010PLC077393
PAN:AABCW0397G)
|
|
|
|
GILBERT JAMES DHASON
DIN:03618678
PAN:ASJPG9315R
|
|
|
GOVINDA PILLAI REGHUKUMARAN
DIN:03618674
PAN:ANAPR9836Q
|
|
|
JEYASHOBA THANKAPPAN RAJAM
DIN:03618687
PAN:AVFPR0171D
|
|
|
KUMARESAN VASANTHAKUMARI
DIN:03618684
PAN:AGVPV7290A
|
|
|
PRABHU KANNAN
PAN:AVMPP5039K
DIN:03174001
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 14-AUG-2019 TO 13-AUG-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 14-AUG-2019 TO 13-AUG-2023
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 14-AUG-2019 TO 13-AUG-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 14-AUG-2019 TO 13-AUG-2023
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 14-AUG-2019 TO 13-AUG-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 14-AUG-2019 TO 13-AUG-2023
DIRECTED TO FREEZE EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
10-DEC-2014
|
SEBI VIDE ITS ORDER DATED 20/10/2015 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 10/12/2014
SEBI VIDE ITS ORDER DATED 20/10/2015 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS INTERIM ORDER DATED 10/12/2014 AND DIRECTED TO REPORT TO SEBI ON MONTHLY BASIS THE DETAILS REGARDING SALE DEEDS EXECUTED AND REGISTERED BY IN FAVOUR OF ITS CUSTOMERS (ALONG WITH RESPECTIVE SALE DEED, APPLICATION FORM, CERTIFICATE, ALLOTMENT LETTER, DETAILS OF THE PLOT SOLD, ETC.) VIDE ITS INTERIM ORDER DATED 10/12/2014
|
| 632 |
|
|
WOODWORTH PLANTATIONS LTD.
|
|
|
|
BACHNA RAM
|
|
|
HARINDERPAL SINGH
|
|
|
KARNAIL RAM
|
|
|
MANJITINDERPAL SINGH
|
|
|
MOHINDER SINGH
|
|
|
RAKAM SINGH
|
|
|
YASHINDERJITPAL SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
A2 IS SENTENCED TO PAY FINE OF RS.1 LAC WITH SIMPLE IMPRISONMENT FOR A PERIOD OF 3 MONTHS AND A3 AND 4 ARE SENTENCED TO PAY FINE OF RS.2 LACS WITH SIMPLE IMPRISONMENT FOR 6 MONTHS. IN CASE OF DEFAULT IN PAYMENT OF FINE BY A2 WILL UNDERGO SIMPLE IMPRISONMENT FOR ONE MONTH AND A3 AND 4 WILL UNDERGO SIMPLE IMPRISONMENT FOR TWO MONTHS
|
| 633 |
|
|
WORLD VIEW TEAK RICH LTD.
|
|
|
|
BABUBHAI HARIBHAI PATEL
|
|
|
GOPALBHAI LAKSHMANJI THAKORE
|
|
|
JASHUBHAI B.MEHTA
|
|
|
PRAMUKHBHAI TRIKAMDAS PATEL
|
|
|
PRATAPBHAI B.MEHTA
|
|
|
SHAMJIBHAI M.PATEL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 634 |
|
|
WULLAR AGRO PLANTATIONS LTD.
|
|
|
|
FAROOQ AHAMED SALROO
|
|
|
MOHD.MAQBOOL MIR
|
|
|
MUSHTAQ AHMED MALIK
|
|
|
TARIQ MARGHOOB
|
|
|
ZAHOOR AHMED MIR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, ACCUSED NO.2,4,5 AND 6 SENTENCED TO PAY A FINE OF RS.25000 EACH AND IN DEFAULT ACCUSED SHALL UNDERGO TWO MONTH SIMPLE IMPRISONMENT. ACCUSED NO.3 WAS DECLARED AS PROCLAIMED OFFENDER
|
| 635 |
|
|
YAARA PLANTATIONS LTD.
|
|
|
|
AMAR NATH DUBEY
|
|
|
ASHUTOSH DWIVEDI
|
|
|
DHANANJAY TRIPATHI
|
|
|
GAYATRI MISHRA
|
|
|
RAJIV RATAN DWIVEDI
|
|
|
RAKESH DHAR MISHRA
|
|
|
VEENA DWIVEDI
|
|
|
YADVENDRA DWIVEDI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ACCUSED MOBILIZED RS.2.5 LAKH. ACCUSED NO.1 TO 4 CONVICTED AND SENTENCED
TO FINE OF RS.10,000 EACH AND ON DEFAULT SIMPLE IMPRISONMENT FOR 3 MONTHS.
ACCUSED NO.5 (DHANANJAY TRIPATHI) HAS BEEN ACQUITTED
|
| 636 |
|
|
YAMAN FARMS & FORESTRY LTD.
|
|
|
|
BHASKER GOREY
|
|
|
DEVENDRA DUBEY
|
|
|
MANOJ TIWARI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE OFFENCE WAS COMPOUNDED ON PAYMENT OF RS.1,00,000 BY THE ACCUSED TO SEBI
|
| 637 |
|
|
YANSELOON AGROTECH (INDIA) LTD.
|
|
|
|
MOHD.RAFIQUE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 638 |
|
|
YASHU FORESTS INDIA LTD.
|
|
|
|
HARI PRAKASH SHARMA
|
|
|
JAI LAL SOOD
|
|
|
SONIA KUMAR
|
|
|
YOGRAJ
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 07-FEB-2001 TO 07-FEB-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
07-FEB-2001
|
ALL ACCUSED DECLARED PO MATTER ADJOURNED SINE-DIE WITH THE LIBERTY TO THE COMPLAINANT TO REVIVE THE SAME AS WHEN ACCUSED ARE ARRESTED OR FRESH ADDRESS OF THE ACCUSED PERSONS ARE TRACED
|
| 639 |
|
|
YATRA ART FUND PVT.LTD.
|
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 06-NOV-2015
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 06-NOV-2015
DIRECTED TO REFUND MONEY TO THE INVESTORS
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 06-NOV-2015
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 06-NOV-2015
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
06-NOV-2015
|
SAT: SAT VIDE ITS ORDER DATED 21/08/2017 QUASHED AND SET ASIDED THE WORDS ‘FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MISAPPROPRIATION OF PUBLIC FUNDS’ FROM THE IMPUGNED ORDER DATED 06/11/2015. NO COSTS
|
| 640 |
|
|
YOJNA AGRO FORESTRY LTD.
|
|
|
|
GOPAL DUTT
|
|
|
JUGDISH PRASAD AGRAWAL
|
|
|
KANCHAN AGRAWAL
|
|
|
MUKUL C.AGRAWAL
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
THE COURT CONVICTED ACCUSED NO.1 COMPANY, A3 AND A5 AND SENTENCED TO PAY A FINE OF RS.75000 EACH AND IN CASE OF DEFAULT 3 MONTHS S.I.PROCEEDINGS AGAINST ACCUSED NO.2 AND 4 HAVE ALREADY BEEN QUASHED VIDE ORDER DATED 29/09/2008
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 32 of 33
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