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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

AUTHORISED PERSON: CERTIFICATE OF REGISTRATION EXPIRED/SURRENDERED/CEASED/SUSPENDED

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
621
History of entity/person SURESH BABOO,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE)  
Click here to view complete history of this specific entity/person SURESH BABOO
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
622
History of entity/person SUSHIL TRIPATHI,M/S

(PAN:AFSPT8142D)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person SUSHIL TRIPATHI

PAN:AFSPT8142D
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-MAY-2018 		 
623
History of entity/person SUSHMA DEEPAK JADHAV,M/S

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SUSHMA DEEPAK JADHAV
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

14-MAR-2012 		 
624
History of entity/person SUSHMA KAMBLE,M/S

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SUSHMA KAMBLE
  		AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS AUTHORISED PERSON

14-MAR-2012 		 
625
History of entity/person SUSHREE DAS,M/S

(Authorised Person of SHRIRAM INSIGHT SHARE BROKERS LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SUSHREE DAS
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

06-MAR-2017 		 
626
History of entity/person SUVIDHA DIWAN,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person SUVIDHA DIWAN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
627
History of entity/person SUVRAT HASTIR,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person SUVRAT HASTIR
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

12-FEB-2020 		 
628
History of entity/person SVG ASSOCIATES

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-NOV-2017 		 
629
History of entity/person SWASTIK INVESTMENT

(Authorised Person of BRICS SECURITIES LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

30-OCT-2013 		 
630
History of entity/person SWATI JAISWAL,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : BSE/NSE)  
Click here to view complete history of this specific entity/person SWATI JAISWAL
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

12-FEB-2020 		 
631
History of entity/person TADAKAMALA CHANDRA MOHAN,M/S

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person TADAKAMALA CHANDRA MOHAN
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

23-FEB-2012 		 
632
History of entity/person TANISHKAA INVESTMENT

(Authorised Person of GLOBE CAPITAL MARKET LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person HARENDRA KUMAR ANEJA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

26-SEP-2012 		 
633
History of entity/person TANVEERA JAN,M/S

(PAN:AHEPJ2939G)

(Authorised Person of F6 FINSERVE PVT. LTD., Member : BSE)  
Click here to view complete history of this specific entity/person TANVEERA JAN

PAN:AHEPJ2939G
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-MAY-2018 		 
634
History of entity/person TAXPOINT CONSULTING PVT.LTD.

(Authorised Person of ANGEL BROKING LTD., Member : NSE)  
  NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-DEC-2019 		 
635
History of entity/person TEJ PRAKASH SHARMA,M/S

(Authorised Person of SMC GLOBAL SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person TEJ PRAKASH SHARMA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

20-FEB-2012 		 
636
History of entity/person TEJAS JAGDISH GANDHI,M/S

(Authorised Person of MANGAL KESHAV SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person TEJAS JAGDISH GANDHI
  		AUTHORISED PERSON REGISTRATION TERMINATED BY BROKER   CANCELLED REGISTRATION AS AUTHORISED PERSON

14-MAR-2012 		 
637
History of entity/person THIRD-EYE CAPITAL

(PAN:AJVPC9619B)

(Authorised Person of WEALTH MANTRA LTD., Member : BSE)  
Click here to view complete history of this specific entity/person RENU CHANDOLA

PAN:AJVPC9619B
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-MAY-2018 		 
638
History of entity/person THOMAS MATHEW,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE)  
Click here to view complete history of this specific entity/person THOMAS MATHEW
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

04-DEC-2017 		 
639
History of entity/person TUKARAM SHIVRAM DUDYE,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person TUKARAM SHIVRAM DUDYE
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

13-MAY-2017 		 
640
History of entity/person TUSHA SINHA,M/S

(Authorised Person of KOTAK SECURITIES LTD., Member : NSE/BSE)  
Click here to view complete history of this specific entity/person TUSHA SINHA
  		NO LONGER AFFILIATED AS AUTHORISED PERSON   CANCELLED REGISTRATION AS AUTHORISED PERSON

30-NOV-2018 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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