| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 6861 |
|
YUSUF AHMED KALADIA,M/S
(Sub-Broker of LABDHI FINANCE CORP., Member : NSE)
|
|
|
|
YUSUF AHMED KALADIA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
11-SEP-2015
|
|
| 6862 |
|
|
YUSUF JAMALBHAI DAYATAR,M/S
(Sub-Broker of ANGEL BROKING LTD., Member : BSE)
|
|
|
|
YUSUF JAMALBHAI DAYATAR
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
31-MAR-2012
|
|
| 6863 |
|
|
YUVRAJSINH AJITSINH PARMAR,M/S
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
YUVRAJSINH AJITSINH PARMAR
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
12-JUN-2012
|
|
| 6864 |
|
|
ZAHERA ANWAR ANSARI,M/S
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
ZAHERA ANWAR ANSARI
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 05-JAN-2011
05-JAN-2011
|
|
| 6865 |
|
|
ZAHIR SULTAN MERCHANT,M/S
(Sub-Broker of EQUIQUEST BROKERAGE HOUSE PVT.LTD., Member : BSE)
|
|
|
|
ZAHIR SULTAN MERCHANT
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
01-APR-2013
|
|
| 6866 |
|
|
ZAIN EXIM PVT.LTD.
(Sub-Broker of LATIN MANHARLAL SECURITIES PVT.LTD., Member : BSE)
|
|
|
SUB-BROKER REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 27-APR-2007
27-APR-2007
|
|
| 6867 |
|
|
ZALA SANJAYSINH SAJUBHA,M/S
(Sub-Broker of INDIA INFOLINE LTD., Member : NSE/BSE)
|
|
|
|
ZALA SANJAYSINH SAJUBHA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 04-JUN-2011
04-JUN-2011
|
|
| 6868 |
|
|
ZAMEER N.KHAN,M/S
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
ZAMEER N.KHAN
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 06-JUL-2011
06-JUL-2011
|
|
| 6869 |
|
|
ZARNA DAXESH PAREKH,M/S
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
ZARNA DAXESH PAREKH
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
06-MAR-2012
|
|
| 6870 |
|
|
ZAVERI CONSULTANCY
(Sub-Broker of ANGEL BROKING LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
31-MAR-2012
|
|
| 6871 |
|
|
ZEBA SHARES & INVESTMENTS
(Sub-Broker of ANAND RATHI SECURITIES PVT.LTD., Member : BSE)
|
|
|
|
MOHAMAD SHABUDDIN
|
|
SUB-BROKER REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 06-NOV-2004
06-NOV-2004
|
|
| 6872 |
|
|
ZEEL SECURITIES
(Sub-Broker of INDIA CAPITAL MARKETS PVT.LTD., Member : BSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 11-APR-2011
11-APR-2011
|
|
| 6873 |
|
|
ZEHAAN INVESTMENTS
(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
|
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
10-MAR-2016
|
|
| 6874 |
|
|
ZEMINI MUDRA
(Sub-Broker of RELIANCE SECURITIES LTD., Member : BSE/NSE)
|
|
|
|
JASWANT SINGH INDA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
24-MAR-2012
|
|
| 6875 |
|
|
ZENITH FISCAL SERVICES PVT.LTD.
(Sub-Broker of S.S.KANTILAL ISHWARLAL SECURITIES PVT.LTD., Member : NSE)
|
|
|
SUB-BROKER REGISTRATION TERMINATED BY BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER FROM 02-JUN-2003
02-JUN-2003
|
|
| 6876 |
|
|
ZENITH INVESTMENTS
(Sub-Broker of MOTILAL OSWAL SECURITIES LTD., Member : NSE/BSE)
|
|
|
|
PANKAJ SATYANARAYAN KHEMKA
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
18-FEB-2012
|
|
| 6877 |
|
|
ZUBAIR HUSSAIN GUL,M/S
(Sub-Broker of ANAND RATHI SHARE & STOCK BROKERS LTD., Member : BSE)
|
|
|
|
ZUBAIR HUSSAIN GUL
|
|
NO LONGER AFFILIATED AS SUB-BROKER
|
CANCELLED REGISTRATION AS SUB-BROKER
01-MAR-2015
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 344 of 344
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