| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
BINNY LTD.
(PAN:AAACB2529G)
|
|
|
|
T.RADHAKRISHNAN
PAN:AAAPR3503M
|
|
ALLEGED FAILURE TO ACT INDEPENDENTLY IN THE INTERESTS OF THE SHAREHOLDER AND ONLY ACTED AS PER THE DIRECTIONS OF THE MANAGEMENT IN MATTER OF BINNY LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.9,42,500 VIDE CONSENT ORDER)
13-FEB-2024
|
|
| 62 |
|
|
BINNY LTD.
(PAN:AAACB2529G)
|
|
|
|
T.MANISRIRAM
PAN:AANPS3888D
|
|
ALLEGED FAILURE TO ACT INDEPENDENTLY IN THE INTERESTS OF THE SHAREHOLDER AND ONLY ACTED AS PER THE DIRECTIONS OF THE MANAGEMENT IN MATTER OF BINNY LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,05,000 VIDE CONSENT ORDER)
13-FEB-2024
|
|
| 63 |
|
|
BINNY LTD.
(PAN:AAACB2529G)
|
|
|
|
D.V.R.PRAKASH RAO
PAN:AHWPP0117E
|
|
ALLEGED FAILURE TO ACT INDEPENDENTLY IN THE INTERESTS OF THE SHAREHOLDER AND ONLY ACTED AS PER THE DIRECTIONS OF THE MANAGEMENT IN MATTER OF BINNY LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,05,000 VIDE CONSENT ORDER)
13-FEB-2024
|
|
| 64 |
|
|
BINNY LTD.
(PAN:AAACB2529G)
|
|
|
|
ARVIND NANDAGOPAL
PAN:AAFPA6259G
|
|
|
MASILAMANI NANDAGOPAL
PAN:AADPN2678L
|
|
|
T.KRISHNAMURTHY
PAN:AAAPK7442G
|
|
INDULGED IN DIVERSION AND SIPHONING OF FUNDS TO RELATED PARTIES, MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF BINNY LTD.
DID NOT OBTAIN NECESSARY APPROVAL WITH RESPECT TO RELATED PARTY TRANSACTIONS FROM SHAREHOLDERS AND AUDIT COMMITTEE VIOLATING CLAUSE 49(VII) OF ERSTWHILE LISTING AGREEMENT READ WITH REGULATIONS 103 OF SEBI (LODR) REGULATIONS, 2015 AND REGULATIONS 23(2), 23(4), 23(8), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015
INDULGED IN MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING OF BINNY LTD. VIOLATING REGULATIONS 4(1)(A) TO 4(1)(C), (G), (H) AND (J) OF SEBI (LODR) REGULATIONS, 2015
|
DIRECTED TO BRING BACK RS.706.03 CRORE WHICH WAS DIVERTED TO VARIOUS VENDORS AND MOHAN BREWERIES & DISTILLERIES LTD. ALONG WITH @12% TO BE COMPUTED FROM RESPECTIVE DATE OF EACH DEBIT TRANSACTIONS RECORDED IN COMPANY’S ACCOUNTS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JUL-2024 TO 30-JUL-2027
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JUL-2024 TO 30-JUL-2027
IMPOSED PENALTY RS.6,00,00,000
31-JUL-2024
|
SEBI VIDE ITS NOTICE DATED 07/11/2024 DIRECTED TO PAY RS.6,30,01,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 12/11/2024 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 19/11/2024 DIRECTED ALL THE BANKS IN INDIA/NSDL/CDSL TO RELEASE ALL THE BANK/POST OFFICE ACCOUNTS OF THE DEFAULTER WHICH WERE ATTACHED PURSUANT TO THE NOTICE OF ATTACHMENT DATED 12/11/2024
SAT: SAT VIDE ITS ORDER DATED 19/11/2024 CONDONED THE DELAY OF 8 DAYS IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 26/11/2024 ALLOWED RESPONDENT THREE WEEKS TO FILE REPLY AND FILE REJOINDER THREE WEEKS THEREAFTER. STAYED DIRECTION AT PARAGRAPH NO.320(A) OF THE IMPUGNED ORDER FOR THREE MONTHS. STAYED DIRECTION AT PARAGRAPH NO.320(D) OF THE IMPUGNED ORDER SUBJECT TO DEPOSIT 50% PENALTY AMOUNT WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 23/01/2025 GRANTED APPELLANT FOUR WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 24/02/2025 GRANTED RESPONDENT A WEEK’S TO FILE AFFIDAVIT STATING THE RESULT OF VERIFICATION OF TITLE DOCUMENTS SUBMITTED BY THE APPELLANT
SAT: SAT VIDE ITS ORDER DATED 18/03/2025 GRANTED APPELLANT TWO WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 22/07/2025 APPELLANT TO FILE STATUS REPORT WITHIN TWO WEEKS FROM DATE OF THIS ORDER
|
| 65 |
|
|
BINNY LTD.
(PAN:AAACB2529G)
|
|
|
|
S.JAGADEESAN
PAN:AAAPJ7386G
|
|
ALLEGED FAILURE TO ACT INDEPENDENTLY IN THE INTERESTS OF THE SHAREHOLDER AND ONLY ACTED AS PER THE DIRECTIONS OF THE MANAGEMENT IN MATTER OF BINNY LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,05,000 VIDE CONSENT ORDER)
13-FEB-2024
|
|
| 66 |
|
|
BINNY LTD.
(PAN:AAACB2529G)
|
|
|
|
NATE NANDHA
PAN:AACPN7263L
|
|
INDULGED IN DIVERSION AND SIPHONING OF FUNDS TO RELATED PARTIES, MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING SECTIONS 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF BINNY LTD.
INDULGED IN DIVERSION AND SIPHONING OF FUNDS TO RELATED PARTIES, MISREPRESENTATION OF FINANCIAL STATEMENTS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(2), (6), (7), 4(2)(F)(III)(1), (3), (6) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BINNY LTD.
DID NOT OBTAIN NECESSARY APPROVAL WITH RESPECT TO RELATED PARTY TRANSACTIONS FROM SHAREHOLDERS AND AUDIT COMMITTEE VIOLATING CLAUSE 49(VII)(E) OF ERSTWHILE LISTING AGREEMENT READ WITH REGULATIONS 103 OF SEBI (LODR) REGULATIONS, 2015 AND REGULATIONS 23(2), 23(4) AND 23(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BINNY LTD.
DID NOT OBTAIN NECESSARY APPROVAL WITH RESPECT TO RELATED PARTY TRANSACTIONS FROM SHAREHOLDERS AND AUDIT COMMITTEE VIOLATING CLAUSE 49(VII) OF ERSTWHILE LISTING AGREEMENT READ WITH REGULATIONS 103 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 21 OF SCRA, 1956 IN MATTER OF BINNY LTD.
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JUL-2024 TO 30-JUL-2026
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JUL-2024 TO 30-JUL-2026
RESTRAINED FROM ASSOCIATED WITH ANY LISTED COMPANY AND ANY PUBLIC COMPANY AS DIRECTORS/PROMOTERS WHICH INTENDS TO RAISE MONEY FROM THE PUBLIC AND/OR ANY INTERMEDIARY WITH SEBI FROM 31-JUL-2024 TO 30-JUL-2026
IMPOSED PENALTY RS.3,50,00,000
31-JUL-2024
|
|
| 67 |
|
|
BLUE BLENDS (INDIA) LTD.
(CIN:L17120MH1981PLC023900
PAN:AAACB1690C)
|
|
|
DID NOT SUBMIT STATEMENT OF INVESTOR'S COMPLAINTS TO STOCK EXCHANGES VIOLATING REGULATIONS 13(3) AND 13(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT STATEMENTS ON QUARTERLY BASIS FOR PUBLIC ISSUE, RIGHT ISSUE AND PREFERENTIAL ISSUE ETC.TO STOCK EXCHANGES VIOLATING REGULATION 32 OF SEBI (LODR) REGULATIONS, 2015
DID NOT PRIOR INTIMATE STOCK EXCHANGES THE DUE DATE OF INTEREST ON DEBENTURES & BONDS AND REDEMPTION AMOUNT OF REDEEMABLE SHARES OR DEBENTURES AND BONDS VIOLATING REGULATION 50(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE TO STOCK EXCHANGES DEFAULT IN PAYMENT OF INTEREST AND PRINCIPAL AMOUNT IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 51(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF LINE ITEMS WHILE SUBMITTING FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATION 52(4) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE SIGNED BY DEBENTURE TRUSTEE TO STOCK EXCHANGES NCDS VIOLATING REGULATION 52(5) OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAKE DISCLOSURE OF SECURITY CREATED AND MAINTAINED WITH RESPECT TO ITS LISTED NCDS TO STOCK EXCHANGES VIOLATING REGULATION 54(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT TO STOCK EXCHANGES CERTAIN DOCUMENT SUCH AS ANNUAL REPORT, CERTIFICATION ON UTILIZATION OF FUNDS, CHANGE IN CREDIT RATING, HALF YEARLY ASSETS COVER CERTIFICATE, COPY OF NOTICES, RESOLUTIONS ETC. TO DEBENTURE TRUSTEE PROMPTLY VIOLATING REGULATION 56 OF SEBI (LODR) REGULATIONS, 2015
DID NOT SUBMIT CERTIFICATE TO STOCK EXCHANGES WITHIN TWO DAYS OF INTEREST/PRINCIPAL OF BECOMING DUE IN RESPECT OF NCDS VIOLATING REGULATION 57(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INFORM STOCK EXCHANGES RECORD DATE FOR PURPOSES OF PAYMENT OF INTEREST, DIVIDEND AND PAYMENT OF REDEMPTION OR REPAYMENT AMOUNT OR FOR SUCH OTHER PURPOSES AS SPECIFIED BY THE STOCK EXCHANGE VIOLATING REGULATION 60(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT INTIMATE IN ADVANCE RECORD DATE TO STOCK EXCHANGES IN RESPECT OF VARIOUS SERIES OF NCDS VIOLATING REGULATION 60(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO REGULATION 9 OF SEBI (LODR) REGULATIONS, 2015
DID NOT MAINTAIN HUNDRED PERCENT ASSET COVER OR ASSET COVER AS PER TERMS OF OFFER DOCUMENT/INFORMATION MEMORANDUM AND/OR DEBENTURE TRUST DEED, SUFFICIENT TO DISCHARGE PRINCIPAL AMOUNT AT ALL TIMES FOR THE NON-CONVERTIBLE DEBT SECURITIES ISSUE VIOLATING REGULATION 54(1) OF SEBI (LODR) REGULATIONS, 2015
DID NOT GET ITS SECURITIES REVIEWED BY CREDIT RATING AGENCY AT LEAST ONCE A YEAR VIOLATING REGULATION 55 OF SEBI LODR) REGULATIONS, 2015
DID NOT PROVIDE UNDERTAKING TO STOCK EXCHANGES ON ANNUAL BASIS STATING THAT ALL THE DOCUMENTS AND INTIMATIONS REQUIRED TO BE SUBMITTED TO DEBENTURE TRUSTEE IN TERMS OF TRUST DEED AND SEBI (ILDS) REGULATIONS, 2008 HAVE BEEN COMPLIED WITH VIOLATING REGULATION 57(2) OF SEBI (LODR) REGULATIONS, 2015
DID NOT PROVIDE HARD COPY OF ANNUAL REPORTS TO NCDS HOLDERS VIOLATING REGULATION 58 OF SEBI (LODR) REGULATIONS, 2015
|
IMPOSED PENALTY RS.3,00,000
25-AUG-2021
|
|
| 68 |
|
|
BLUE COAST HOTELS LTD.
(PAN:AAACM0037G)
|
|
|
|
AMIT KUMAR SINGHL
PAN:GJOPS0881L
|
|
DID NOT MAKE PROVISION FOR REFUND LIABILITY OF RS.318.95 CRORE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS 1 AND 37 IN MATTER OF BLUE COAST HOTELS LTD.
DID NOT LIST DELHI PROJECT LOSS AS ‘EXCEPTIONAL ITEM’ AND RECORDING OF PAYMENT MADE TO SILVER RESORT HOTEL INDIAPVT.LTD. AS ADVANCE INSTEAD OF LOAN VIOLATING REGULATIONS 4(1)(A) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS 1 AND 37 IN MATTER OF BLUE COAST HOTELS LTD.
DID NOT OBTAIN PRIOR APPROVAL OF SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS WITH RESPECT TO SALE TRANSACTION OF RS.10.48 CRORE OF INVESTMENT IN JOY HOTEL TO SILVERRING VIOLATING REGULATIONS 4(1)(A) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS 1 AND 37 IN MATTER OF BLUE COAST HOTELS LTD.
FURNISHED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BLUE COAST HOTELS LTD.
|
IMPOSED PENALTY RS.5,00,000
11-MAR-2026
|
|
| 69 |
|
|
BLUE COAST HOTELS LTD.
(PAN:AAACM0037G)
|
|
|
|
KUSHAL SURI
PAN:BOFPS9411B
|
|
ALLEGED FAILURE IN MAKING PROVISION FOR THE REFUND LIABILITY OF RS.318.95 CRORE
DURING FY.2019 TO FY.22 VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS1 AND 37
ALLEGED THAT COMPANY RECORDED LOSS OF RS.8.82 CRORE IN ITS DELHI HOTEL PROJECT AS “MISCELLANEOUS EXPENSES” INSTEAD AS EXCEPTIONAL ITEMS IN FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO4(1) (J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS1 AND 37
ALLEGED THAT RS.2.49 CRORE PAID TO SILVER RESORT HOTEL INDIA PVT.LTD. DURING FY.2021–22 FOR MAKING PAYMENTS TO COMMERCIAL SPACE BUYERS AND SUCH AMOUNT RECORDED AS “ADVANCE TO SUPPLIER” INSTEAD OF LOAN IN FINANCIAL STATEMENTS VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO4(1) (J), 4(2)(E)(I), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS1 AND 37
ALLEGED FAILURE IN OBTAINING MANDATORY APPROVAL OF SHAREHOLDERS AND FURTHER DID NOT DISCLOSE CONCERNED ENTITIES AS RELATED PARTIES IN ITS ANNUAL REPORT VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO4(1) (J), 4(2)(E)(I), 23(4), 34 AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS 24
ALLEGED FAILURE IN OBTAINING PRIOR APPROVAL OF AUDIT COMMITTEE AND SHAREHOLDERS TO ENTER INTO MATERIAL RELATED PARTY TRANSACTION VIOLATING REGULATIONS 23(2), 23(4), 23(9), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.78,00,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
14-JAN-2026
|
|
| 70 |
|
|
BLUE PEARL TEXSPIN LTD.
(PAN:AAACE2845A)
|
|
|
DID NOT COMPLY WITH 100% DEMATERIALIZATION OF PROMOTER SHAREHOLDING VIOLATING SEBI CIRCULAR CIR/ISD/3/2011 DATED 17/06/2011 READ WITH SEBI/CIR/ISD/05/2011 DATED 30/09/2011 IN MATTER OF BLUE PEARL TEXSPIN LTD.
DID NOT COMPLY WITH 100% DEMATERIALIZATION OF PROMOTER SHAREHOLDING VIOLATING REGULATIONS 31(2) READ WITH 31(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BLUE PEARL TEXSPIN LTD.
|
IMPOSED PENALTY RS.5,00,000
27-APR-2022
|
SAT: SAT VIDE ITS ORDER DATED 14/06/2022 DIRECTED RESPONDENT TO FILE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND APPELLANT TO FILE REJOINDER WITHIN THREE WEEKS THEREAFTER AND DIRECTED APPELLANT TO DEPOSIT RS.2 LAC WITHIN FOUR WEEKS FROM DATE OF THIS ORDER
SAT: SAT VIDE ITS ORDER DATED 03/08/2022 GRANTED THREE WEEKS TO FILE REJOINDER
SAT: SAT VIDE ITS ORDER DATED 20/01/2023 ALLOWED THE APPEAL AND QUASHED IMPUGNED ORDER DATED 27/04/2022
|
| 71 |
|
|
BOMBAY BURMAH TRADING CORP.LTD.,THE
(PAN:AAACT4309C)
|
|
|
|
JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
|
|
|
MAUREEN NUSLI WADIA
PAN:AAAPW4163A
|
|
|
NESS NUSLI WADIA
PAN:AAAPW0814G
|
|
|
NUSLI NEVILLE WADIA
PAN:AAAPW0990M
|
|
MADE INCORRECT DISCLOSURE OF SHAREHOLDING PATTERN TO STOCK EXCHANGES VIOLATING REGULATIONS 31(4) READ WITH 4(1)(E) AND 4(2)(E)(I) OF SEBI (LODR) REGULATIONS, 2015
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,00,800 VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 72 |
|
|
BOMBAY BURMAH TRADING CORP.LTD.,THE
(PAN:AAACT4309C)
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AND CLARIFICATION TO STOCK EXCHANGES REGARDING SENTENCING OF ONE OF ITS PROMOTERS AND MANAGING DIRECTOR VIOLATING REGULATIONSS 4(1)(D), 4(1)(H) & 4(1)(J), 4(2)(D)(III), 5, 30(2) AND 30(4)(I)(B), OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH PARA 6.1 OF ANNEXURE I OF SEBI CIRCULAR DATED 09/09/2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)
29-APR-2020
|
|
| 73 |
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
(Along with : SCAL SERVICES LTD.)
|
|
|
|
DURGESH MEHTA
PAN:AAKPM9703A
|
|
|
JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
|
|
|
N.H.DATANWALA
PAN:AACPD5729K
|
|
|
NESS NUSLI WADIA
PAN:AAAPW0814G
|
|
|
NUSLI NEVILLE WADIA
PAN:AAAPW0990M
|
|
|
R.CHANDRASEKHARAN
PAN:AABPC3516A
|
|
|
SHAILESH KARNIK
PAN:AISPK4123A
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF BOMBAY DYEING & MANUFACTURING CO.LTD. AND SUBSIDIARIES VIOLATING SECTION 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(E), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
DID NOT ADHERE TO REGULATIONS 33(2)(A) FOR CERTIFICATION AND APPROVAL OF FINANCIAL RESULTS IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
ISSUED UNTRUE CERTIFICATES WITH RESPECT TO FINANCIAL STATEMENTS VIOLATING REGULATION 17(8) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
|
RESTRAINED AND FURTHER PROHIBITED FROM HOLDING AND OCCUPYING ANY MANAGERIAL POST OR BEING ASSOCIATED DIRECTLY OR INDIRECTLY WITH ANY LISTED PUBLIC COMPANY AND/OR ANY PUBLIC COMPANY WHICH INTENDS TO RAISE MONEY FROM PUBLIC OR ANY INTERMEDIARY REGISTERED WITH SEBI FROM 21-OCT-2022 TO 20-OCT-2023
21-OCT-2022
|
|
| 74 |
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
|
|
|
ALLEGED FAILURE IN MAKING PUBLIC ANNOUNCEMENT AND CLARIFICATION TO STOCK EXCHANGES REGARDING SENTENCING OF ONE OF ITS PROMOTERS AND MANAGING DIRECTOR VIOLATING REGULATIONSS 4(1)(D), 4(1)(H) & 4(1)(J), 4(2)(D)(III), 5, 30(2) AND 30(4)(I)(B), OF SEBI (LODR) REGULATIONS, 2015 READ WITH CLAUSE 6 OF PARA A OF PART A OF SCHEDULE III OF SEBI (LODR) REGULATIONS, 2015 READ WITH PARA 6.1 OF ANNEXURE I OF SEBI CIRCULAR DATED 09/09/2015
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.21,67,500 VIDE CONSENT ORDER)
29-APR-2020
|
|
| 75 |
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
|
|
|
|
DURGESH MEHTA
PAN:AAKPM9703A
|
|
|
JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
|
|
|
NESS NUSLI WADIA
PAN:AAAPW0814G
|
|
|
NUSLI NEVILLE WADIA
PAN:AAAPW0990M
|
|
INDULGED IN MISREPRESENTATION OF FINANCIALS AND/OR BUSINESS AND MISUSE OF FUNDS/BOOKS OF ACCOUNTS OF BOMBAY DYEING & MANUFACTURING CO.LTD. AND SUBSIDIARIES VIOLATING SECTION 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(D), 4(1), 4(2)(E), 4(2)(F) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF BOMBAY DYEING & MANUFACTURING CO.LTD.
DID NOT MAKE DISLOSURE OF RELATED PARTY TRANSACTION WITH SCAL SERVICES LTD. VIOLATING CLAUSE 49(VIII)A(1) OF ERSTWHILE LISTING AGREEMENT AND REGULATIONS 27(2)(B) READ WITH REGULATION 103 OF SEBI (LODR) REGULATIONS, 2015
|
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 21-OCT-2022 TO 20-OCT-2024
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 21-OCT-2022 TO 20-OCT-2024
IMPOSED PENALTY RS.2,25,00,000
21-OCT-2022
|
SAT: SAT VIDE ITS ORDER DATED 10/11/2022 DIRECTED RESPONDENT TO FILE THE REPLY WITHIN THREE WEEKS FROM DATE OF THIS ORDER AND REJOINDER TO BE FILED WITHIN THREE WEEKS THEREAFTER. DIRECTED THAT EFFECT AND OPERATION OF IMPUGNED ORDER TO REMAIN STAYED DURING PENDENCY OF THE APPEAL
SAT: SAT VIDE ITS ORDER DATED 10/01/2023 ALLOWED APPELLANT THREE WEEKS TO FILE REJOINDER AND REPLY, IF ANY, TO BE FILED WITHIN 3 DAYS
SAT: SAT VIDE ITS ORDER DATED 10/05/2023 CONDONED THE DELAY IN FILING OF APPEAL
SAT: SAT VIDE ITS ORDER DATED 16/01/2026 ALLOWED THE APPEAL AND SET ASIDE IMPUGNED ORDER DATED 21/10/2022. PENALTY AMOUNT IF ANY, PAID BY APPELLANTS TO BE REFUNDED WITHIN FOUR WEEKS FROM DATE OF THIS ORDER. DISMISSED THE APPEAL. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 29/01/2026 DISMISSED THE APPEAL AS WITHDRAWN
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| 76 |
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BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
(PAN:AAACT2328K)
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JEHANGIR NUSLI WADIA
PAN:AAAPW0989N
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NESS NUSLI WADIA
PAN:AAAPW0814G
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NUSLI NEVILLE WADIA
PAN:AAAPW0990M
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DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
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| 77 |
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BOSCH LTD.
(PAN:AAACM9840P)
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ALLEGED FAILURE IN TAKING PRIOR APPROVAL FROM SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS WITH BOSCH AUTOMOTIVE ELECTRONICS INDIAPVT.LTD. (BAEI) VIOLATING REGULATION 23(4) OF SEBI (LODR) REGULATIONS, 2015
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REACHED SETTLEMENT (SETTLEMENT CHARGES RS.11,60,000 VIDE CONSENT ORDER)
28-MAR-2024
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| 78 |
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BOSTON LEASING & FINANCE LTD.
(PAN:AAACB8430A)
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DID NOT EXECUTE TRIPARTITE AGREEMENT BETWEEN ERSTWHILE REGISTRAR AND SHARE TRANSFER AGENT PURVA SHAREREGISTRY (INDIA) PVT.LTD. AND ACCURATE SECURITIES & REGISTRY PVT.LTD. VIOLATING REGULATION 7(4) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.2,00,000
22-NOV-2021
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SEBI VIDE ITS NOTICE DATED 24/05/2023 DIRECTED TO PAY RS.2,39,000.00 WITHIN FIFTEEN DAYS FROM RECEIPT OF THIS NOTICE
SEBI VIDE ITS ORDER DATED 08/08/2023 DIRECTED ALL THE BANKS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS, DEMAT ACCOUNTS AND MUTUAL FUNDS FOLIOS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS NOTICE DATED 21/02/2024 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA TO REMIT RS.2,57,000.00 TO THE EXTENT LYING IN THE ACCOUNT OF NOTICEE TO SEBI BY WAY OF EFT/NEFT/RTG
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| 79 |
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BRIGHT BUILDTECH PVT.LTD.
(PAN:AACCB7981J)
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DELAY IN SUBMISSION OF HALF YEARLY FINANCIAL RESULTS TO STOCK EXCHANGES VIOLATING REGULATIONS 52(1), 52(4) AND 52(5) OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.1,00,000
29-JAN-2021
|
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| 80 |
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BRIGHT BUILDTECH PVT.LTD.
(PAN:AACCB7981J)
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DID NOT SUBMIT BANK DETAILS TO DEBENTURE TRUSTEES VIOLATING CLAUSE 3.2 OF SEBI CIRCULAR SEBI/HO/DDHS/CIR/P/103/2020 DATED 23/06/2020 READ WITH CLAUSE 4.1 OF CHAPTER XI OF SEBI CIRCULAR SEBI/HO/DDHS/P/CIR/2021/613 DATED 10/08/2021 READ WITH REGULATION 8 OF SEBI (LODR) REGULATIONS, 2015
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IMPOSED PENALTY RS.1,00,000
28-FEB-2023
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| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
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| Page 4 of 28
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