| S.No. |
PERSON |
ENTITY |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
NITIN MANGUESH KANTAK
(PAN:ADRPK2173L)
|
|
|
|
ZUARI AGRO CHEMICALS LTD.
CIN:L65910GA2009PLC006177
PAN:AAACZ3924H
|
|
ALLEGED FAILURE IN TAKING PRIOR APPROVAL FROM AUDIT COMMITTEE AND SHAREHOLDERS FOR RELATED PARTY TRANSACTIONS IN MATTER OF ZUARI AGRO CHEMICALS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.12,67,500 VIDE CONSENT ORDER)
05-MAR-2026
|
|
| 62 |
|
|
NUSLI NEVILLE WADIA
(PAN:AAAPW0990M)
|
|
|
|
BOMBAY BURMAH TRADING CORP.LTD.,THE
PAN:AAACT4309C
|
|
|
BOMBAY DYEING & MANUFACTURING CO.LTD.,THE
PAN:AAACT2328K
|
|
DID NOT ADHERE TO ACCOUNTING STANDARD VIOLATING REGULATION 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
ACQUIRED SHARES OF BOMBAY BURMAH TRADING CORP.LTD. BEYOND THRESHOLD LIMIT OF 5% WITHOUT MAKING OPEN OFFER VIOLATING REGULATIONS 5(1) READ WITH 3(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 29(2) OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING STOCK EXCHANGES AS REQUIRED UNDER REGULATION 30 OF SAST REGULATIONS, 2011 IN MATTER OF BOMBAY BURMAH TRADING CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,46,79,935 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-JAN-2025
|
|
| 63 |
|
|
PRANAV VINOD ADANI
(PAN:ABEPA1014B)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
RAJESHBHAI SHANTILAL ADANI,
DEVANG S.DESAI,
VASANT S.ADANI,
AMEET H.DESAI,
VINAY PRAKASH)
|
|
|
|
ADANI ENTERPRISES LTD.
CIN:L51100GJ1993PLC019067
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 64 |
|
|
PRAVEEN KUMAR GUPTA
(PAN:ABMPG5461G)
|
|
|
|
MANGALAM GLOBAL ENTERPRISE PVT.LTD.
|
|
ALLEGED INDULGENCE IN PUBLISHING OF MISSTATED FINANCIAL STATEMENTS, PASSING OF FICTITIOUS BOOK ENTRIES AND DIVERSION OF FUNDS FROM THE COMPANY FOR BENEFIT OF PROMOTER GROUP COMPANIES VIOLATING REGULATIONS 4(2)(E) (1), 4(2)(F)(I)(1),(2), 4(2)(F)(II)(2),(5),(6),(7),(8) AND 4(2)(F)(III)(1),(2),(3),(6),(8),(12),(14), 25(5) OF SEBI (LODR) REGULATIONS, 2015 READ WITH SECTION 27(1) OF SEBI ACT, 1992 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED FAILURE IN EXERCISING DUE DILIGENCE AS A MEMBER OF AUDIT COMMITTEE VIOLATING REGULATION 18(3) READ WITH PART A OF PART C OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF RELATED PARTY TRANSACTIONS IN ANNUAL REPORTS VIOLATING REGULATION 34(3) READ WITH SCHEDULE V OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF MANGALAM GLOBAL ENTERPRISE LTD.
ALLEGED VIOLATING SECTION 177 OF COMPANIES ACT, 2013
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.18,85,000 VIDE CONSENT ORDER)
30-MAR-2026
|
|
| 65 |
|
|
PRITHAVI RAJ JINDAL
(PAN:AALPJ2120R)
|
|
|
ALLEGED FAILURE TO FULFILL RESPONSIBILITIES VIOLATING REGULATIONS 4(2)(F)(I)(1), 4(2)(F)(III)(3) AND 6 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF JINDAL SAW LTD., HEXA TRADEX LTD. AND JITF INFRALOGISTICS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.24,70,000 VIDE CONSENT ORDER)
01-DEC-2023
|
|
| 66 |
|
|
R.K.GUPTA
(PAN:ABZPG0160B)
|
|
|
|
ZUARI AGRO CHEMICALS LTD.
CIN:L65910GA2009PLC006177
PAN:AAACZ3924H
|
|
ALLEGED FAILURE IN DISCHARGING HIS DUTY AS CFO IN MATTER OF ZUARI AGRO CHEMICALS LTD.
ALLEGED FAILURE IN OBTAINING REQUISITE APPROVALS FOR RELATED PARTY TRANSACTIONS IN MATTER OF ZUARI AGRO CHEMICALS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.73,12,500 VIDE CONSENT ORDER)
REACHED SETTLEMENT (CONSENT ORDER) (AGREED VOLUNTARILY NOT TO BUY/SELL/ DEAL IN SECURITIES/ SPECIFIED SCRIPS DIRECTLY/INDIRECTLY) FROM 05-MAR-2026 TO 04-JUL-2026
05-MAR-2026
|
|
| 67 |
|
|
RAGHAV BAHL
(PAN:AALPB0480G)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| 68 |
|
|
RAGHAV RAJ KANORIA
(PAN:BDDPK2091Q)
|
|
|
ALLEGED MISSTATEMENT AND MISREPRESENTATION IN FINANCIAL STATEMENTS BY NOT RECOGNIZING EXPECTED CREDIT LOSSES ON RECEIVABLES FROM POWER TRUST OF RS.199.70 CRORE VIOLATING REGULATIONS 4(1)(A) TO 4(1)(E), 4(1)(G) TO 4(1)(J),4(2)(E)(I), 33(1)(A), 33(1)(C) AND 48 OF SEBI (LODR) REGULATIONS, 2015 READ WITH IND AS 109 IN MATTER OF INDIA POWER CORP.LTD.
ALLEGED MISSTATEMENT IN FINANCIAL STATEMENTS BY NOT RECOGNIZING EXPECTED CREDIT LOSSES ON UNSECURED LOANS INCLUDING ACCRUED INTEREST OF RS.37.53 CRORE VIOLATING SECTION 27 OF SEBI ACT. 1992 AND REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(2), (7), 4(2)(F)(III)(1), (3), (6), (7) AND (12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF INDIA POWER CORP.LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.24,70,000 VIDE CONSENT ORDER)
05-AUG-2026
|
|
| 69 |
|
|
RAJEEVA RANJAN SINHA
(PAN:AYKPS3072N)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
RAJESHBHAI SHANTILAL ADANI,
MALAY RAMESH MAHADEVIA,
SUDIPTA BHATTACHARYA)
|
|
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
CIN:L63090GJ1998PLC034182
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 70 |
|
|
RAJESH RAJNARAYAN GUPTA
(PAN:AKKPG7456N)
|
|
|
|
LLOYDS ENTERPRISES LTD.
PAN:AAACB2975J
|
|
ALLEGED FAILURE IN RECOGNITION OF EXPECTED CREDIT LOSSES ON OUTSTANDING ADVANCES OF RS.144.82 CRORE TO CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. VIOLATING IND-AS 109 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED FAILURE IN MAKING DISCLOSURE OF CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. AS RELATED PARTIES IN ANNUAL REPORTS VIOLATING REGULATIONS 4(1), 4(2)(E), 33(1)(A), 33(1)(C), 34(3) AND 48 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED MISUTILIZATION AND DIVERSION OF RS.144.82 CRORE TO CHEERFUL TRADE & REALTY DEVELOPERS PVT.LTD. AND TRIUMPH TRADE & PROPERTIES DEVELOPERS PVT.LTD. FOR BENEFIT OF PROMOTERS/RELATED ENTITIES BY LENDING FUNDS AT NIL RATE OF INTEREST AND WITHOUT ANY AGREEMENT VIOLATING REGULATIONS 4(1), 4(2)(F), 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED INDULGENCE IN MISUTILISATION AND DIVERSION OF FUNDS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(1), 4(2)(F)(II)(2), 4(2)(F)(II)(6), 4(2)(F)(II)(7), 4(2)(F)(II)(8), 4(2)(F)(III)(1), 4(2)(F)(III)(3), 4(2)(F)(III)(6), 4(2)(F)(III)(7), 4(2)(F)(III)(12) AND 4(2)(F)(III)(13) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LLOYDS ENTERPRISES LTD.
ALLEGED CERTIFICATION OF INCORRECT COMPLIANCE CERTIFICATES VIOLATING REGULATION 17(8) READ WITH PART B OF SCHEDULE II OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF LLOYDS ENTERPRISES LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.1,44,00,000 VIDE CONSENT ORDER)
29-SEP-2026
|
|
| 71 |
|
|
RAJESHBHAI SHANTILAL ADANI
(PAN:ABKPA0962A)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
DEVANG S.DESAI,
VASANT S.ADANI,
AMEET H.DESAI,
PRANAV VINOD ADANI,
VINAY PRAKASH)
|
|
|
|
ADANI ENTERPRISES LTD.
CIN:L51100GJ1993PLC019067
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 72 |
|
|
RAJESHBHAI SHANTILAL ADANI
(PAN:ABKPA0962A)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
DEEPAK BHARGAVA,
LAXMI NARAYANA MISHRA,
ANIL KUMAR SARDANA)
|
|
|
|
ADANI TRANSMISSION LTD.
CIN:L40300GJ2013PLC077803
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 73 |
|
|
RAJESHBHAI SHANTILAL ADANI
(PAN:ABKPA0962A)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
MALAY RAMESH MAHADEVIA,
RAJEEVA RANJAN SINHA,
SUDIPTA BHATTACHARYA)
|
|
|
|
ADANI PORTS & SPECIAL ECONOMIC ZONE LTD.
CIN:L63090GJ1998PLC034182
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 74 |
|
|
RAJESHBHAI SHANTILAL ADANI
(PAN:ABKPA0962A)
(Along with : GAUTAMBHAI SHANTILAL ADANI,
VINEET JAIN)
|
|
|
|
ADANI POWER LTD.
CIN:L40100GJ1996PLC030533
|
|
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING RULE 19A OF SECURITIES CONTRACTS (REGULATIONS) RULES, 1957 AND CLAUSES 35 AND 40A OF LISTING AGREEMENT IN MATTER OF ADANI GROUP COMPANIES
ALLEGED FAILURE IN ADHERING TO MINIMUM PUBLIC SHAREHOLDING REQUIREMENT VIOLATING REGULATIONS 31 AND 38 OF SEBI (LODR) REGULATIONS, 2015 AND SECTION 24(1) OF SCRA, 1956 IN MATTER OF ADANI GROUP COMPANIES
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.37,05,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
28-SEP-2026
|
|
| 75 |
|
|
RAJNEESH KARNATAK
(PAN:AAEPK7502P)
|
|
|
|
PNB HOUSING FINANCE LTD.
PAN:AAACP3682N
|
|
ALLEGED FAILURE IN OBTAINING REGISTERED VALUER’S REPORT IN ACCORDANCE WITH ARTICLE 19(2) OF ARTICLES OF ASSOCIATION (AOA) OF COMPANY VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE TO TAKE INTO ACCOUNT THE INTERESTS OF ALL STAKEHOLDER BY NOT ACCOUNTING FOR CONTROL PREMIUM IN PRICING OF THE PREFERENTIAL ISSUE VIOLATING REGULATIONS 4(2)(F)(III)(3), (6) AND (7) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
ALLEGED FAILURE IN MAKING ADEQUATE AND TIMELY DISCLOSURE OF MATERIAL INFORMATION TO STOCK EXCHANGES VIOLATING REGULATIONS 4(1)(D), 4(1)(H), 4(2)(B), 4(2)(E)(I), 4(2)(E)(II) AND 30(12) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF PNB HOUSING FINANCE LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.28,50,000, INTEREST RS.44,26,533 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
18-JUL-2022
|
|
| 76 |
|
|
RAMAKRISHNAN PRABHAKARAN
(PAN:ALBPP2261L)
|
|
|
|
SOBHA LTD.
PAN:AABCS7723E
|
|
ALLEGED PUBLISH UNTRUE AND MISLEADING FINANCIAL RESULTS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SOBHA LTD.
ALLEGED INDULGENCE IN MISREPRESENTATION OF FINANCIAL RESULTS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(6), 4(2)(F)(II)(7), 4(2)(F)(III)(7), 17(8) AND 33 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SOBHA LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,92,50,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
22-AUG-2022
|
|
| 77 |
|
|
RANJIT SINGH
(PAN:ASXPS7712E)
|
|
|
|
DISH TV INDIA LTD.
PAN:AAACA5478M
|
|
ALLEGED AIDING, ABETTING AND ASSISTING COMPANY AND ITS MANAGEMENT IN MISCHIEF PLAYED UPON THE SHAREHOLDERS VIOLATING REGULATION 6(2)(A) OF SEBI (LODR) REGULATIONS AS WELL AS CLAUSES 5.1, 5.2 AND 5.11 OF CODE OF CONDUCT READ WITH REGULATION 26(3) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF DISH TV INDIA LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.45,54,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
10-OCT-2022
|
|
| 78 |
|
|
RAVI CHANDRA ADUSUMALLI
(PAN:AIHPA6082D)
|
|
|
|
ONE 97 COMMUNICATIONS LTD.
PAN:AAACO4007A
|
|
ALLEGED FAILURE IN DISCHARGING DUTIES WITH UNBIASED AND INDEPENDENT APPROACH WHILE DECISION-MAKING W.R.T. MATTERS INVOLVING BENEFITS TO MR.VIJAY SHEKHAR SHARMA (MD & CEO, PAYTM) AND HIS RELATIVES VIOLATING REGULATION 4(2) OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF ONE97 COMMUNICATIONS LTD.
ALLEGED INDULGENCE IN APPROVAL AND SIGNING OFFER DOCUMENTS BY DIRECTORS CONTAINING INCORRECT STATEMENTS AND INCOMPLETE DISCLOSURES VIOLATING REGULATIONS 245(1) AND 245(2) OF SEBI (ICDR) REGULATIONS, 2018 IN MATTER OF ONE97 COMMUNICATIONS LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.42,90,000 VIDE CONSENT ORDER)
17-JAN-2025
|
|
| 79 |
|
|
RAVI PUTHAN NADUVAKKAT CHENTHA MARAKSHA MENON
(PAN:AKIPM1316R)
|
|
|
|
SOBHA LTD.
PAN:AABCS7723E
|
|
ALLEGED PUBLISH UNTRUE AND MISLEADING FINANCIAL RESULTS VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 READ WITH REGULATIONS 3(B) TO 3(D), 4(1), 4(2)(F), 4(2)(K) AND 4(2) (R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF SOBHA LTD.
ALLEGED INDULGENCE IN MISREPRESENTATION OF FINANCIAL RESULTS VIOLATING REGULATIONS 4(2)(F)(I)(2), 4(2)(F)(II)(6), 4(2)(F)(II)(7), 4(2)(F)(III)(7), 17(8) AND 33 OF SEBI (LODR) REGULATIONS, 2015 IN MATTER OF SOBHA LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.2,92,50,000 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
22-AUG-2022
|
|
| 80 |
|
|
RITU KAPUR
(PAN:AHQPK4186N)
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 7(1) AND 7(1A) OF SEBI TAKEOVER CODE, 1997 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO COMPANY AND/OR STOCK EXCHANGES AS REQUIRED UNDER REGULATIONS 13(1), 13(3) AND 13(4) OF SEBI (PROHIBITION OF INSIDER TRADING) REGULATIONS, 1992 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
ALLEGED DELAY IN COMPLIANCE OF CLAUSE 35 OF LISTING AGREEMENT READ WITH REGULATIONS 31(1) AND 103(1) OF SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 IN MATTER OF NETWORK 18 MEDIA & INVESTMENT LTD.
|
REACHED SETTLEMENT (SETTLEMENT CHARGES RS.31,60,374 ALONG WITH OTHER ENTITIES/PERSONS VIDE CONSENT ORDER)
30-AUG-2018
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 6
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