S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
61 |
|
PODDAR TRADING CO.
|
|
|
AIDED AND ABETTED PROMOTERS/DIRECTORS OF HOME TRADE LTD. IN MANIPULATE TRANSACTIONS IN MATTER OF OFFER OF SALE OF HOME TRADE LTD.
|
SHOW CAUSE NOTICE ISSUED
08-JUL-2004
|
|
62 |
|
PRAJAY TRADING CO.PVT.LTD.
(PAN:AAECP4636J)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
63 |
|
QUANTUM SOFTECH LTD.
|
|
|
ALLEGED DELAY IN MAKING DISCLOSURE OF SHAREHOLDING/CHANGES IN SHAREHOLDING TO STOCK EXCHANGES AS REQUIRED UNDER REGULATION 8(3) OF SEBI TAKEOVER CODE, 1997 FOR YEARS 2002-2003 AND 2003-2004
|
SHOW CAUSE NOTICE ISSUED
12-MAR-2008
|
|
64 |
|
RAJAT STOCKINVEST PVT.LTD.
(CIN:U74992DL1996PTC076062)
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION THROUGH CROSS DEALS AND REVERSAL OF TRADE TRANSACTIONS IN SCRIP OF GENOMICS BIOTECH LTD.
|
SHOW CAUSE NOTICE ISSUED
05-FEB-2009
|
|
65 |
|
RAMYA TRADERS PVT.LTD.
|
|
|
ALLEGED INDULGENCE IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF BALAJI INDUSTRIAL CORP.LTD.
|
SHOW CAUSE NOTICE ISSUED
23-JUL-2007
|
|
66 |
|
REALSTAR TRADING CO.PVT.LTD.
(CIN:156090)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
67 |
|
RELIANCE BIG ENTERTAINMENT PVT.LTD.
(PAN:AAFCA6658L)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
68 |
|
RELIANCE BROADCAST NETWORK LTD.
(PAN:AADCR1885L)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
69 |
|
RELIANCE BUSINESS BROADCAST NEWS HOLDINGS LTD.
(PAN:AABCU0804C)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
70 |
|
RELIANCE CAPITAL LTD.
(CIN:L65910MH1986PLC165645 PAN:AAACR5054J)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
71 |
|
RELIANCE CLEANGEN LTD.
(PAN:AAACR2664L)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
72 |
|
RELIANCE COMMERCIAL FINANCE LTD.
(PAN:AABCR6898M)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
73 |
|
RELIANCE EXCHANGE NEXT LTD.
(PAN:AABCR7567D)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
74 |
|
RELIANCE UNICORN ENTERPRISES PVT.LTD.
(PAN:AAACC2436P)
|
|
|
INDULGED IN SIPHONING OFF HUGE AMOUNT OF FUNDS THROUGH COLLUSIVE NEXUS TO TRANSLATE PRE-ORDAINED SCHEME INTO ACTION RESULTING IN SIPHONING OFF FUNDS FROM RHFL’S ACCOUNTS, A MAJOR PORTION OF WHICH TO BE DECLARED NPA VIOLATING SECTION 12A(A) TO 12A(C) OF SEBI ACT, 1992 AND REGULATIONS 3(B) TO (D), 4(1), 4(2)(F) 4(2)(K) AND 4(2)(R) OF SEBI (PFUTP) REGULATIONS, 2003 IN MATTER OF RELIANCE HOME FINANCE LTD.
|
SHOW CAUSE NOTICE ISSUED
11-FEB-2022
|
|
75 |
|
SEAVIEW MULTITRADE CO.PVT.LTD.
(CIN:U51900MH2007PTC176693 PAN:AALCS4105L)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
76 |
|
SEAVIEW TRADING CO.PVT.LTD.
(CIN:U51909MH2005PTC156031)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
77 |
|
SGI RESEARCH & ANALYSIS LTD.
(CIN:U74140DL2010PLC203986 PAN:AAOCS5535R)
|
|
|
BALDEV RAJ SHARMA
PAN:CRGPS3281N
|
|
LOKESHWAR DEV
DIN:02981601 PAN:ARXPD5428P
|
|
PRADEEP KUMAR SHARMA
PAN:AOBPS1015G
|
|
PRIYANKA SARASWAT DEV
PAN:ARXPD5427C
|
|
RAMESH SHARMA
PAN:AUTPR3288E
|
|
SANJEEV SHARMA
PAN:AARPS7233G
|
|
SONIA SHARMA
PAN:AARPS7234B
|
|
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES TO 162 INVESTORS VIOLATING PUBLIC ISSUE DIRECTIVES/INSTRUCTIONS/GUIDELINES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
ALLEGED INDULGENCE IN ISSUANCE OF PREFERENCE SHARES BY MAKING FALSE PROMISES IN MATTER OF SGI RESEARCH & ANALYSIS LTD.
|
SHOW CAUSE NOTICE ISSUED
18-MAY-2012
|
|
78 |
|
SHANKAR COMMODITIES PVT.LTD.
(PAN:AAMCS3887N)
|
|
|
MADHUSUDAN DINABANDHU PAUL
|
|
INDULGED IN OFF-MARKET TRANSACTIONS IN SCRIP OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
27-JUL-2012
|
|
79 |
|
SKYVIEW TRADING CO.PVT.LTD.
(CIN:U51909MH2007PTC176694 PAN:AALCS4103N)
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
80 |
|
STARVIEW CONSTRUCTIONS PVT.LTD.
|
|
|
ALLEGED IRREGULARITIES IN THE MATTER OF BANK OF RAJASTHAN LTD.
|
SHOW CAUSE NOTICE ISSUED
12-JUN-2012
|
|
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
|
|
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