If you are an Existing User, please enter your Username & Password below

Forgot Password?

Are you a New User? Click here to enrol

close

Click here to visit old website
Co-Sponsors
SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: SUSPENDED REGISTRATION AS SUB-BROKER

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person RAM PAUL,M/S

(Member : LSE)  
Click here to view complete history of this specific entity/person RAM PAUL
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
62
History of entity/person RAMESH CHANDER JHANWAR,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person RAMESH CHANDER JHANWAR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
63
History of entity/person RAVI VISHNU SECURITIES LTD.

(Sub-Broker of MPSE SECURITIES LTD., Member : BSE,Member : MPSE)  
Click here to view complete history of this specific entity/person SANJAY GARG
Click here to view complete history of this specific entity/person VIJAYESH ATRE
  		INDULGED IN CREATION OF ARTIFICIAL MARKET AND PRICE MANIPULATION IN SCRIP OF ALFAVISION OVERSEAS (INDIA) LTD.   SUSPENDED REGISTRATION AS SUB-BROKER FROM 04-FEB-2009 TO 03-AUG-2010

SUSPENDED REGISTRATION AS STOCK BROKER FROM 04-FEB-2009 TO 03-AUG-2010

14-JAN-2009 		 
64
History of entity/person RIM SECURITIES LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
65
History of entity/person RITA FINANCIAL SERVICES LTD.

(Member : LSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
66
History of entity/person ROHIT MANGLA,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person ROHIT MANGLA
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
67
History of entity/person S.D.L.SECURITIES LTD.

(Member : LSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
68
History of entity/person SAKTHI FINANCE LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
69
History of entity/person SAMIR SUDHIR PORECHA,M/S

(Member : OTC)  
Click here to view complete history of this specific entity/person SAMIR SUDHIR PORECHA
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
70
History of entity/person SANAT M.DALAL SECURITIES PVT.LTD.

(PAN:AAFCS1400A)

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
71
History of entity/person SANDEEP KUMAR,M/S

(Member : LSE)  
Click here to view complete history of this specific entity/person SANDEEP KUMAR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
72
History of entity/person SANJAY AGARWAL,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person SANJAY AGARWAL
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
73
History of entity/person SANJAY KESARWANI,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person SANJAY KESARWANI
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
74
History of entity/person SANTOSH KUMAR CHAUDHARY,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person SANTOSH KUMAR CHAUDHARY
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
75
History of entity/person SANTOSH KUMAR JAIN,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person SANTOSH KUMAR JAIN
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
76
History of entity/person SANTOSH MITTAL,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person SANTOSH MITTAL
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
77
History of entity/person SCOPE SECURITIES INDIA PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
78
History of entity/person SHREENATH KAPOOR,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person SHREENATH KAPOOR
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		SAT: IMPUGNED ORDER DATED 07/12/2009 SET ASIDE AND REMITTED CASE TO RESPONDENT BOARD. DIRECTED CALCUTTA STOCK EXCHANGE TO RESTORE CERTIFICATE OF REGISTRATION, VIDE ORDER DATED 31/03/2010. NO ORDER AS TO COSTS

SEBI VIDE ORDER DATED 07/01/2015, SUSPENDED CERTIFICATE OF REGISTRATION TILL THE TIME OUTSTANDING REGISTRATION FEES (AS ON THE DATED OF PAYMENT) ARE FULLY PAID  
79
History of entity/person SHYAM SUNDER MUNDRA,M/S

(Member : JSE)  
Click here to view complete history of this specific entity/person SHYAM SUNDER MUNDRA
  		DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		 
80
History of entity/person SLA SECURITIES LTD.

(Member : CSE)  
  DID NOT PAY FEES TO SEBI   SUSPENDED REGISTRATION AS STOCK BROKER FROM 29-DEC-2009 TO 28-JUN-2010

SUSPENDED REGISTRATION AS SUB-BROKER FROM 29-DEC-2009 TO 28-JUN-2010

07-DEC-2009 		SAT: ORDER DATED 07/12/2009 SET ASIDE AND REMITTED CASE BACK TO RESPONDENT BOARD. DIRECTED CALCUTTA STOCK EXCHANGE TO RESTORE CERTIFICATE OF REGISTRATION, VIDE ORDER DATED 31/03/2010. NO ORDER AS TO COSTS

SEBI VIDE ORDER DATED 07/01/2015, SUSPENDED CERTIFICATE OF REGISTRATION TILL THE TIME OUTSTANDING REGISTRATION FEES (AS ON THE DATED OF PAYMENT) ARE FULLY PAID  
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
First Previous Next Last  
Page 4 of 6  

This website is not comprehensive and is being updated on a regular basis. Users are requested to carefully look at the formats and the information about the coverage period that appears on search results pages.

DISCLAIMER BY NSE

NSE is the co-sponsor of this website and supportive of the initiative taken for protection of interest of investors by Praxis Consulting & Information Services Pvt.Ltd. (PRAXIS), the creator of this website. However, NSE bear no responsibility for the views/information that is available on this website and as responsibility of the contents of this website solely rests with PRAXIS. NSE shall not be responsible for, and expressly disclaims all liability for, damages of any kind arising out of use, reference to or reliance on any information available on this website. Investors/visitors of this website are also advised to read through the other general disclaimer(s) and terms and conditions available on this website before using the website.

Site designed and maintained by watchoutinvestors.com
© PRIME DATABASE GROUP 2004-2025
No part of this site may be reproduced without the explicit permission of the owners.

top