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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person NARESH KUMAR AGRAWAL,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person NARESH KUMAR AGRAWAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
62
History of entity/person NEM CHAND JAIN,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person NEM CHAND JAIN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
63
History of entity/person NITA BAWRI,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person NITA BAWRI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
64
History of entity/person NIVAS SECURITIES PVT.LTD.

(Member : MDSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
65
History of entity/person P.BALASUBRAMANIAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person P.BALASUBRAMANIAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
66
History of entity/person P.G.SARANYAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person P.G.SARANYAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
67
History of entity/person P.N.MURALIDHARAN,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person P.N.MURALIDHARAN
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
68
History of entity/person PAAM SECURITIES LTD.

(Member : BGSE)  
  ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
69
History of entity/person PADMA PRIYADHARSINI,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person PADMA PRIYADHARSINI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
70
History of entity/person PANCHRATNA SECURITIES

(Member : GSE)  
Click here to view complete history of this specific entity/person SURENDRA KUMAR BETALAL
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
71
History of entity/person PANKAJ KUMAR AGARWALLA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person PANKAJ KUMAR AGARWALLA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
72
History of entity/person PANNALAL BHANSALI,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person PANNA LAL BHANSALI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
73
History of entity/person PASUPATHY KRISHNAMURTHY,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person PASUPATHY KRISHNAMURTHY
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
74
History of entity/person PAWAN K.BHAWSINKA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person PAWAN K.BHAWSINKA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
75
History of entity/person PRADIP D.KOTHARI,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person PRADIP D.KOTHARI
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
76
History of entity/person PRAKASH SHARMA,M/S

(Member : BHSE)  
Click here to view complete history of this specific entity/person PRAKASH SHARMA
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
77
History of entity/person PREMASUNDARA IYENGAR,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person PREMASUNDARA IYENGAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
78
History of entity/person PREMIER SECURITIES LTD.

(Member : MDSE)  
Click here to view complete history of this specific entity/person VEPA RAMESH
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
79
History of entity/person R.BALAKUMAR,M/S

(Member : CMBSE)  
Click here to view complete history of this specific entity/person R.BALAKUMAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
80
History of entity/person R.JAYA KUMAR,M/S

(Member : MDSE)  
Click here to view complete history of this specific entity/person R.JAYA KUMAR
  		ALLEGED FAILURE TO PAY REGISTRATION FEE TO SEBI   DIRECTED TO REPLY WITHIN 15 DAYS FROM DATE OF PUBLICATION OF NOTICE

29-JUN-2009 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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