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SOURCE OF INFORMATION

SOURCE OF INFORMATION : SECURITIES AND EXCHANGE BOARD OF INDIA WEBSITE – PRESS RELEASES/ CHAIRMAN’S AND MEMBER’S ORDERS / AO ORDERS/ SAT ORDERS/ NEWSPAPER ADS
UPDATED TILL : 03-JUL-2025

NAMES IN BROWN COLOUR
Names of entities/persons in brown colour denote that the regulatory order is not against them but their names have been mentioned only for association purposes.

STOCK BROKERS: DID NOT ADHERE TO PROVISION REGULATION OF SEBI

S.No. ENTITY PERSONS REGULATORY CHARGES REGULATORY ACTION(S) / DATE OF ORDER FURTHER DEVELOPMENTS
61
History of entity/person BABOOLAL BHALOTIA,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person BABOOLAL BHALOTIA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
62
History of entity/person BABU EAPEN & CO.

(Member : COCSE)  
Click here to view complete history of this specific entity/person BABU E.VETTOOR
  		DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 16-FEB-2005

16-FEB-2005 		 
63
History of entity/person BAJRANGLAL MAHABIRPRASAD,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person BAJRANGLAL MAHABIRPRASAD
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
64
History of entity/person BALSHIA SECURITIES LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
65
History of entity/person BALSHIA SECURITIES LTD.

(Member : NSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 03-SEP-2004

03-SEP-2004 		 
66
History of entity/person BANSIDHAR HARISHCHAND GARG,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person BANSIDHAR HARISHCHAND GARG
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
67
History of entity/person BANSIWALA INVESTMENTS PVT.LTD.

(Member : UPSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-SEP-2004

29-SEP-2004 		 
68
History of entity/person BAYSWATER INVESTMENT & TRADING PVT.LTD.

(Member : OTC)  
  DID NOT PAY FEES TO SEBI

DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED   		CANCELLED REGISTRATION AS STOCK BROKER FROM 23-JAN-2008

23-JAN-2008 		 
69
History of entity/person BHAGERIA FINANCIAL SERVICES

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 30-DEC-2004

30-DEC-2004 		 
70
History of entity/person BHARAT L.PAREKH,M/S

(Member : SKSE)  
Click here to view complete history of this specific entity/person BHARAT L.PAREKH
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 13-MAY-2002

13-MAY-2002 		 
71
History of entity/person BHARAT S.KHONA,M/S

(Member : BSE)  
Click here to view complete history of this specific entity/person BHARAT S.KHONA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
72
History of entity/person BHAVESH DHIRAJLAL STOCK BROKING CO.LTD.

(Member : NSE)  
  DECLARED DEFAULTER BY THE EXCHANGE AND EXPELLED

DID NOT ADHERE TO THE PROVISION OF SEBI ACT, 1992   		CANCELLED REGISTRATION AS STOCK BROKER FROM 12-JUN-2003

12-JUN-2003 		 
73
History of entity/person BHAWAR LAL DHYAWALA,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person BHAWAR LAL DHYAWALA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
74
History of entity/person BHOGILAL AMBALAL PATEL,M/S

(Member : MPSE)  
Click here to view complete history of this specific entity/person BHOGILAL AMBALAL PATEL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
75
History of entity/person BHOJWANI SECURITIES PVT.LTD.

(CIN:U65993MH1993PTC070873
PAN:AAACB4604N)

(Member : PSE)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
76
History of entity/person BIJAY KUMAR SUREKHA,M/S

(Member : GSE)  
Click here to view complete history of this specific entity/person BIJAY KUMAR SUREKHA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
77
History of entity/person BIMAL KUMAR JALAN,M/S

(Member : UPSE)  
Click here to view complete history of this specific entity/person BIMAL KUMAR JALAN
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 29-SEP-2004

29-SEP-2004 		 
78
History of entity/person BIMAL KUMAR SEAL,M/S

(Member : CSE)  
Click here to view complete history of this specific entity/person BIMAL KUMAR SEAL
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 27-AUG-2004

27-AUG-2004 		 
79
History of entity/person BINANI STOCKLAND LTD.

(Member : OTC)  
  DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 22-OCT-2002

22-OCT-2002 		 
80
History of entity/person BIPIN R.SHUKLA,M/S

(Member : SKSE)  
Click here to view complete history of this specific entity/person BIPIN SHUKLA
  		DID NOT ADHERE TO SEBI (COLLECTIVE INVESTMENT SCHEMES) REGULATION, 1992   CANCELLED REGISTRATION AS STOCK BROKER FROM 13-MAY-2002

13-MAY-2002 		 
The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column.
 
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