| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
JHAVERI HIGH-TECH AGRO LTD.
(PAN:AAACJ4726B)
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 62 |
|
|
JOHNSONS GREENGRAIN PROJECTS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 63 |
|
|
JSV DEVELOPER INDIA LTD.
(CIN:U45201MP2009PLC021807
PAN:AACCJ1577A)
|
|
|
|
RAJAT SHUVRO DE
PAN:AKBPD1160B
DIN:06811145
|
|
|
RAJENDRA NARAYAN BHALE
|
|
|
SUKANTA MAJHI
DIN:06812965
PAN:BOBPM8591Q
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 18-FEB-2016
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 18-FEB-2016
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 18-FEB-2016
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 18-FEB-2016
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
18-FEB-2016
|
SEBI VIDE ITS ORDER DATED 18/02/2016 DIRECTED JSV DEVELOPER INDIA LTD. TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THROUGH ‘BANK DEMAND DRAFT’ OR ‘PAY ORDER’, THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) FILE A CERTIFICATE OF SUCH COMPLETION WITH SEBI FROM TWO INDEPENDENT PEER REVIEWED CHARTERED ACCOUNTS WHO ARE IN THE PANEL OF ANY PUBLIC AUTHORITY OR PUBLIC INSTITUTION 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 6) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
|
| 64 |
|
|
K B C L INDIA LTD.
(PAN:AACCK1768N)
|
|
|
|
RAKESH KUMAR
PAN:BDXPK7192Q
|
|
|
SHASHI KANT MISHRA
PAN:AHYPM9076H
|
|
|
VISHVNATH PRATAP SINGH
PAN:BYYPS5946N
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 26-MAY-2014 TILL ALL THE COLLECTIVE INVESTMENT SCHEMES ARE WOUND UP
26-MAY-2014
|
SAT: APPEAL ALLOWED TO BE WITHDRAWN. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 20/09/2016 DISMISSED THE APPEAL FOR WANT OF PROSECUTION AS NEITHER THE APPELLANTS NOR THEIR REPRESENTATIVES WERE PRESENT IN COURT. NO COSTS
|
| 65 |
|
|
KALINGA LAND DEVELOPMENT LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 66 |
|
|
KALPBUT REAL ESTATE LTD.
(CIN:U45400UP2007PLC034180
PAN:AADCK3482E)
|
|
|
|
BHANU PRATAP SINGH
PAN:AENPS9792L
|
|
|
DEVENDRA PAL SINGH
DIN:01832091
PAN:BJVPS0029N
|
|
|
GUDDI DEVI
PAN:AJXPD0444R
|
|
|
KRISHAN PAL SINGH
PAN:AMYPS0600G
|
|
|
NATTHU SINGH
PAN:DKBPS2620L
|
|
|
PARVESH KUMAR SINGH
PAN:DEWPS4079J
|
|
|
POORAN PRAKASH
PAN:ALLPP2252K
|
|
|
RAJENDRA SINGH THAKUR
PAN:ABUPT7761N
|
|
|
RAJESHWARI SENGAR
PAN:AVZPS2724H
|
|
|
RAKSHA PAL SINGH
PAN:BDSPS9886A
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 03-JUL-2015 TO 02-JUL-2019
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 03-JUL-2015 TO 02-JUL-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 03-JUL-2015 TO 02-JUL-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
10-DEC-2014
|
SEBI VIDE ITS ORDER DATED 03/07/2015 DIRECTED KALPBUT REAL ESTATE LTD. AND ITS DIRECTORS MR.BHANU PRATAP SINGH, MR.KRISHAN PAL SINGH, MS.GUDDI DEVI, MR.RAJENDRA SINGH THAKUR, MR.PARVESH KUMAR SINGH, MR.NATTHU SINGH, MR.RAKSHA PAL SINGH, MR.DEVENDRA PAL SINGH, MS.RAJESHWARI SENGAR & MR.POORAN PRAKASH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS IN RESPECT OF SCHEMES IDENTIFIED AS A COLLECTIVE INVESTMENT SCHEMES IN THIS ORDER 2) RESTRAINED FROM ACCESSING SECURITIES MARKET, INCLUDING BY WAY OF SPONSORING OR CAUSING TO SPONSOR OR CARRYING ON OR CAUSING TO CARRY ON ANY COLLECTIVE INVESTMENT SCHEMES, AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET, FOR A PERIOD OF FOUR YEARS 3) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH INTEREST AT THE RATE OF 15% P.A. WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUND 4) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 5) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OF HELD IN PHYSICAL FORM
SAT: SAT VIDE ITS ORDER DATED 23/11/2017 DIRECTED APPELLANTS TO FURNISH LIST OF THEIR ASSETS TO SEBI WITHIN A PERIOD OF EIGHT WEEKS FROM THE DATE OF THIS ORDER AND ALSO FURNISH ANY OTHER INFORMATION/DOCUMENTS THAT MAY BE DEMANDED BY SEBI. NO COSTS
|
| 67 |
|
|
KALPTARU AGRO (INDIA) LTD.
(CIN:U65923UP1995PLC019165)
|
|
|
|
A.K.AHUJA
|
|
|
AJAY KUMAR SHARMA
|
|
|
ANAND PAL SINGH
|
|
|
ANIL AHUJA
|
|
|
B.M.SINGH
|
|
|
BEENA SINGH
|
|
|
BHANU PRATAP SINGH
|
|
|
BHASKAR SAWANT
|
|
|
BHIKAM SINGH
|
|
|
D.P.SINGH
|
|
|
DEEPAK KUMAR
|
|
|
G.N.WALAVALEKEY
|
|
|
JAI KRISHNA SINGH RANA
|
|
|
K.B.THAPA
|
|
|
K.N.PANDRY
|
|
|
KAVITA GAUTAM
|
|
|
LALIT KUMAR MISHRA
|
|
|
M.M.RANE
|
|
|
MANGESH SAWANT
|
|
|
MEENA SHARMA
|
|
|
MITHILESH SINGH
|
|
|
NAVNEET KULSHRESHTHA
|
|
|
PRABHU
|
|
|
PRADEEP GARG
|
|
|
RAJ KISHORE RAJPUT
|
|
|
RAJ KUMAR LUTHRA
|
|
|
RAJ KUMAR SHARMA
|
|
|
RAJESH VERMA
|
|
|
RAMESH CHANDRA SHARMA
|
|
|
S.I.KHATIB
|
|
|
S.P.SINGH
|
|
|
SANJAY SHARMA
|
|
|
SANT RAM SHARMA
|
|
|
SUKHDEV SINGH
|
|
|
V.P.SHARMA
|
|
|
VISHAL RANA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 10-APR-2003 TO 10-APR-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 10-APR-2003 TO 10-APR-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
10-APR-2003
|
SAT: APPEAL FAILED AND DISMISSED
ACCUSED NOS.2,6,7,8, AND 9 ARE HELD GUILTY FOR VIOLATION OF SECTION 12 (1B) OF SEBI ACT, 1992 AND REGULATIONS 5(1), 68 (1), 73 AND 74 OF SEBI (CIS) REGULATIONS, 1999 AND ACCUSED NOS.3, 4, 5 AND 10 ARE ACQUITTED
|
| 68 |
|
|
KANODIA PLANTATIONS PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 69 |
|
|
KANUGANTI TEAK PLANTATION PVT.LTD.
|
|
|
|
K.NITISH KUMAR
|
|
|
K.PUSHPA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 02-JUL-2001 TO 02-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CASE DISMISSED. CRIMINAL REVISION FILED BY SEBI IS PENDING BEFORE HON’BLE HIGH COURT OF MADRAS
|
| 70 |
|
|
KAPIL GANGA AGRO & FARM DEVELOPERS LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 71 |
|
|
KARMBHOOMI REAL ESTATE LTD.
(CIN:U70102UP2010PLC040423
PAN:AAECK1255G)
|
|
|
|
DEVENDRA PAL SINGH
DIN:01832091
PAN:BJVPS0029N
|
|
|
MAHIPAL SINGH
DIN:05308568
PAN:ATSPS3033N
|
|
|
MANOJ KUMAR SENGAR
DIN:03031042
PAN:BBIPS1965G
|
|
|
NIRMAL KUMAR SINGH
DIN:03031024
PAN:ATHPS3605F
|
|
|
SARDAR SINGH
DIN:02477583
PAN:ABDPS2787C
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO SUBMIT SCHEME WISE LIST OF INVESTORS AND THEIR CONTACT NUMBERS AND ADDRESS ALONG WITH DETAILS OF AMOUNT MOBILIZED & REFUNDED
DIRECTED TO SUBMIT DETAILS OF AGENTS ALONGWITH ADDRESS, MONEY MOBILIZED AND COMMISSION PAID
DIRECTED TO FURNISH PAN NUMBER OF COMPANY AND/OR DIRECTORS
DIRECTED TO SUBMIT FINANCIAL STATEMENTS DULY CERTIFIED BY STATUTORY AUDITOR FOR THE LAST THREE YEARS
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 30-NOV-2015 TO 29-NOV-2019
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 30-NOV-2015 TO 29-NOV-2019
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 30-NOV-2015 TO 29-NOV-2019
30-DEC-2014
|
SEBI VIDE ITS ORDER DATED 30/11/2015 DIRECTED KARMBHOOMI REAL ESTATE LTD., MR.SARDAR SINGH, MR.MANOJ KUMAR SENGAR AND MR.MAHIPAL SINGH TO 1) ABSTAIN FROM COLLECTING ANY MONEY FROM INVESTORS OR LAUNCH OR CARRY OUT ANY COLLECTIVE INVESTMENT SCHEMES INCLUDING THE SCHEMES WHICH HAVE BEEN INDENTIFIED AS A COLLECTIVE INVESTMENT SCHEME IN THIS ORDER 2) WIND UP ITS EXISTING SCHEME AND REFUND THE MONEY COLLECTED UNDER SCHEME WITH RETURNS WHICH ARE DUE TO INVESTORS AS PER TERMS OF OFFER WITHIN A PERIOD OF THREE MONTHS FROM DATE OF THIS ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT TO SEBI IN ACCORDANCE WITH SEBI (CIS) REGULATIONS, 1999, INCLUDING TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGING SUCH REFUNDS 3) NOT TO ALIENATE OR DISPOSE OFF OR SELL ANY ASSETS OF COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUNDS TO ITS INVESTORS 4) DIRECTED TO PROVIDE FULL INVENTORY OF ALL ASSETS AND PROPERTIES AND DETAILS OF ALL THEIR BANK ACCOUNTS, DEMAT ACCOUNTS AND HOLDINGS OF SHARES/SECURITIES, OR HELD IN PHYSICAL FORM 5) RESTRAINED FROM ACCESSING SECURITIES MARKET AND ARE PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN SECURITIES MARKET FOR A PERIOD OF FOUR YEARS
SAT: SAT VIDE ITS ORDER DATED 21/11/2017 DISPOSED OFF THE APPEAL BY DIRECTING THE APPELLANTS TO MAKE A REPRESENTATION TO SEBI WITHIN A PERIOD OF FOUR WEEKS FROM THE DATE OF THIS ORDER GIVING DETAILS OF THE AMOUNTS ALREADY REFUNDED AND THE MODE AND THE MANNER IN WHICH BALANCE AMOUNT WOULD BE REFUNDED. NO COSTS
|
| 72 |
|
|
KATYAYANI AGROTECH LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 73 |
|
|
KRIDYOGA AGRO PROJECTS & INVESTS PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 74 |
|
|
KUBER PLANTERS LTD.
(PAN:AACCK8875E)
|
|
|
|
AJIT EDWIN
|
|
|
DEEP CHAND SHARMA
|
|
|
MUKESH MOHAN SHARMA
|
|
|
PRADYUMAN KUMAR SHARMA
|
|
|
RAJIV KUMAR SHIPSTONE
|
|
|
RENU SHARMA
|
|
|
ROWENA SHARMA
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-JUL-2001 TO 25-JUL-2006
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 25-JUL-2001 TO 25-JUL-2006
REFERRED TO POLICE AUTHORITIES TO FILE FIR
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
25-JUL-2001
|
SEBI VIDE ITS NOTICE DATED 03/06/2016 DIRECTED ALL THE BANKS AND MUTUAL FUNDS IN INDIA AND/OR NSDL/CDSL TO 1. ATTACH ALL THE ACCOUNTS BY WHATEVER NAME CALLED INCLUDING LOCKERS EITHER SINGLY OR JOINTLY WITH ANY PERSON/S AND ALL OTHER AMOUNT/PROCEEDS DUE OR MAY BECOME DUE OR ANY MONEY HELD OR MAY SUBSEQUENTLY HOLD FOR ON ACCOUNT OF THE DEFAULTERS AND 2. NOT TO DEBIT ANY AMOUNT IN THE SAID ACCOUNT/S.HOWEVER CREDITS, IF ANY, INTO THE ACCOUNT MAY BE ALLOWED
SEBI VIDE ITS ORDER DATED 09/03/2018 A. PROHIBITED FROM DISPOSING, TRANSFERRING, ALIENATING OR CHARGING IN RESPECT OF ALL THE IMMOVABLE PROPERTIES LISTED IN THE ORDER B. PROHIBITED FROM TAKING ANY BENEFIT UNDER SUCH DISPOSAL, TRANSFER, ALIENATION OR CHARGE IN RESPECT OF THE PROPERTIES LISTED IN ORDER. C. DIRECTED TO FURNISH COMPLETE DETAILS OF ALL MOVABLE AND IMMOVABLE PROPERTIES HELD BY DEFAULTERS AND CHARGES, DULY CERTIFIED BY BOARD OF DIRECTORS ALONGWITH COPY/ORIGINAL TITLE DEEDS PERTAINING TO THE PROPERTIES, WITHIN TWO WEEKS FROM THE DATE OF THIS ORDER AT SEBI, NORTHERN REGIONAL OFFICE, NEW DELHI. D.DIRECTED INSPECTORS GENERAL OF REGISTRATION OF ALL THE STATES AND UNION TERRITORIES AND CONCERNED TEHSILDARS, DISTRICT REGISTRARS AND SUB-REGISTRARS OF THE RESPECTIVE AREAS WHERE THE PROPERTIES ARE LOCATED WITH A DIRECTION NOT TO ACT UPON ANY DOCUMENTS PURPORTING TO BE DEALING WITH TRANSFER, MORTGAGE, CHARGE, LEASE OR CREATION OR ALTERATION OF ANY INTEREST IN ANY OF THE PROPERTIES OWNED / HELD BY THE DEFAULTERS, IF PRESENTED FOR REGISTRATION
|
| 75 |
|
|
LA MARK FARMS LTD.
|
|
|
PROVISIONAL REGISTRATION FOR CIS EXPIRED
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 04-APR-2003
09-APR-2003
|
|
| 76 |
|
|
LIFE CARE (INDIA) LTD.
|
|
|
|
BASANTA KUMAR BISWAL
|
|
|
BIBHUTI BHUSAN ACHARYA
|
|
|
DEBENDRA KUMAR SWAIN
|
|
|
DHANANJAYA SUTUR
|
|
|
FAKIR CHARAN MAHARANA
|
|
|
GOPAL CHARAN DAS
|
|
|
MANINDRA KUMAR DAS
|
|
|
MD.FAYAZ
|
|
|
PRADEEP KUMAR DAS
|
|
|
RABINDRA KUMAR BARIK
|
|
|
RAGHUNATH DAS
|
|
|
RAMESH CHANDRA LENKA
|
|
|
SUKUMAR SAMAL
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 12-SEP-2003 TO 12-SEP-2008
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 12-SEP-2003 TO 12-SEP-2008
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
12-SEP-2003
|
|
| 77 |
|
|
M.K.B.AGRO PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 78 |
|
|
MAHAMAHAM TEAK PLANTATIONS PVT.LTD.
|
|
|
ALLEGED UNLAWFUL MOBILISATION OF FUNDS UNDER CIS
|
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 24-NOV-2003
24-NOV-2003
|
|
| 79 |
|
|
MAITREYA PLOTTERS & STRUCTURES PVT.LTD.
(PAN:AAFCM9944B)
|
|
|
|
JANARDAN ARVIND PARULEKAR
PAN:AKNPP6001B
|
|
|
VARSHA MADHUSUDAN SATPALKAR
PAN:ACEPS9276L
|
|
OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
|
DIRECTED NOT TO COLLECT ANY MONEY FROM THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO LAUNCH ANY NEW SCHEMES FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DISPOSE OF ANY OF THE PROPERTIES OR ALIENATE (DIRECTLY OR INDIRECTLY) ASSETS OF THE SCHEME FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE KEPT IN BANK ACCOUNT AND/OR IN THE CUSTODY OF THE COMPANY FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 31-JAN-2019 TO 30-JAN-2023
DIRECTED TO MAKE REFUND THROUGH BANKING CHANNELS SUCH AS DEMAND DRAFT AND/OR PAY ORDER AND/OR ELECTRONIC MODE OF TRANSFER
DIRECTED TO SUBMIT REPORT IN REGARD TO WINDING UP OF CIS AND REPAYMENT OF MONIES TO SEBI IN ACCORDANCE TO CIS REGULATIONS
DIRECTED TO PROVIDE FULL INVENTORY OF ASSETS OWNED BY COMPANY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 31-JAN-2019 TO 30-JAN-2023
DEBARRED/RESTRAINED FROM BUYING/SELLING/DEALING/IPOS IN SECURITIES/SPECIFIED SCRIPS DIRECTLY/INDIRECTLY FROM 31-JAN-2019 TO 30-JAN-2023
30-AUG-2013
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SEBI VIDE ITS ORDER DATED 12/09/2014 CONFIRMED THE DIRECTIONS ISSUED VIDE ITS EX-PARTE INTERIM ORDER DATED 30/08/2013
SEBI VIDE ITS ORDER DATED 31/01/2019 DIRECTED TO 1) WINDING UP ITS EXISTING COLLECTIVE INVESTMENT SCHEMES AND REFUND THE MONEY COLLECTED UNDER SCHEMES WITH RETURNS DUE TO INVESTORS WITHIN THREE MONTHS FROM DATE OF THIS ORDER THROUGH BANK DEMAND DRAFT OR PAY ORDER AND SUBMIT WINDING UP AND REPAYMENT REPORT (WRR) TO SEBI. WRR SHALL BE SUPPORTED BY THE PROOF OF TRAIL OF FUNDS CLAIMED TO BE REFUNDED, BANK ACCOUNT STATEMENTS INDICATING REFUND TO INVESTORS AND RECEIPT FROM INVESTORS ACKNOWLEDGE SUCH REFUNDS ALONG WITH CERTIFICATION OF SUCH REPAYMENT FROM TWO INDEPENDENT CHARTERED ACCOUNTANTS 2) NOT TO DIVERT ANY FUNDS RAISED FROM PUBLIC AT LARGE ARE KEPT IN BANK ACCOUNTS AND/OR IN THE CUSTODY OF COMPANY AND NOT ALIENATE OR DISPOSE OF OR SELL OR CREATE ANY ENCUMBRANCE OF ANY ASSETS OF THE COMPANY EXCEPT FOR THE PURPOSE OF MAKING REFUND TO ITS INVESTORS 3) PROVIDE FULL INVENTORY OF ALL ASSETS AND PURCHASED IN NAME OF COMPANY OR DIRECTORS INCLUDING ALL ASSETS MOVABLE AND/OR IMMOVABLE DIRECTLY OR INDIRECTLY IN WHATSOEVER MANNER WITHIN A PERIOD OF SEVEN DAYS FROM THE DATE OF THIS ORDER 4) RESTRAINED FROM ACCESSING SECURITIES MARKET AND PROHIBITED FROM BUYING, SELLING OR OTHERWISE DEALING IN THE SECURITIES MARKET, DIRECTLY OR INDIRECTLY FOR A PERIOD OF FOUR YEARS FROM DATE OF COMPLETION OF REFUNDS 5) RESTRAIN TO ACCESS SECURITIES MARKET SHALL BE INCLUSIVE OF THEIR EXISTING HOLDING OF SECURITIES, INCLUDING UNITS OF MUTUAL FUNDS
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MAITREYA SERVICES PVT.LTD.
(PAN:AABCM9358H)
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OPERATED CIS SCHEMES WITHOUT OBTAINING CERTIFICATE OF REGISTRATION FROM SEBI
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DIRECTED TO WIND UP CIS AND REFUND MONEY TO THE INVESTORS FROM 25-MAR-2013 TILL FURTHER ORDERS
25-MAR-2013
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SAT: SAT VIDE ITS ORDER DATED 23/07/2013 MODIFIED SEBI'S ORDER DATED 25/03/2013 BY ALLOWING SIX MONTHS PERIOD FOR REPAYMENT TO INVESTORS INSTEAD OF THREE MONTHS. APPEAL FOR ALLOWING FOUR YEARS DISMISSED. NO COSTS
SAT: SAT VIDE ITS ORDER DATED 28/08/2013 MODIFIED ITS EARLIER ORDER DATED 25/03/2013 BY ALLOWING EIGHTEEN MONTHS PERIOD FOR REPAYMENT TO INVESTORS INSTEAD OF SIX MONTHS. NO COSTS
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