| S.No. |
ENTITY |
PERSONS |
REGULATORY CHARGES |
REGULATORY ACTION(S) / DATE OF ORDER |
FURTHER DEVELOPMENTS |
| 61 |
|
BADRIKA PLANTATIONS LTD.
|
|
|
|
ACHYUTA KUMAR
|
|
|
AMAR KUMAR
|
|
|
ARUN KUMAR SINGH
|
|
|
AVINASH KUMAR
|
|
|
LALAN KUMAR SINGH
|
|
|
RAJENDRA PRASAD SINGH
|
|
|
SATISH KUMAR GUPTA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 62 |
|
|
BALEKUNDRI AGRO PLANTATIONS LTD.
|
|
|
|
ANITA U.BALEKUNDRI
|
|
|
S.G.BALAKUNDRI
|
|
|
UDAYA S.BALEKUNDRI
|
|
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REJECTED APPLICATION FOR REGISTRATION OF CIS
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 63 |
|
|
BALLARSHAH TEAK PLANTATIONSPVT.LTD.
|
|
|
|
NAGENDRA SINGH SONI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 64 |
|
|
BANARAKSHA GREEN PLANTATIONS & RESORTS LTD.
|
|
|
|
ANU SHARMA
|
|
|
JAGDEEP KAUSHAL
|
|
|
JAGDISH RAI SHARMA
|
|
|
PARMINDER JIT KAUR
|
|
|
PRAMOD KUMAR SHARMA
|
|
|
PRITAM SINGH
|
|
|
RAJINDER KAUSHAL
|
|
|
S.AJAIB SINGH
|
|
|
SURJIT SINGH
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
CONVICTION
|
| 65 |
|
|
BANASHRI TEAK & PLANTATIONS PVT.LTD.
|
|
|
|
B.N.PATIL
|
|
|
HEMRAJ BADNI
|
|
|
ISHWAR NAVILUR
|
|
|
J.R.BHAKLE
|
|
|
R.K.HIREMATH
|
|
|
R.M.ADUR
|
|
|
S.R.PATIL
|
|
|
T.G.NAYANPUR
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 66 |
|
|
BANDHABGARH AGRO FORESTRY LTD.
|
|
|
|
AJAY KUMAR PANDEY
|
|
|
MANI PRAKASH TRIPATHI
|
|
|
MOHAMED ZIAUL HAQUE
|
|
|
RAJESH KUMAR SHUKLA
|
|
|
SHIV CHARAN KEVAT
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 67 |
|
|
BARSHA AGRI TECH INDIA LTD.
|
|
|
|
A.K.SHAHI
|
|
|
CHANDRASHEKHAR
|
|
|
O.P.KACHHWAHA
|
|
|
R.D.MISHRA
|
|
|
VIKAS PANDEY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 68 |
|
|
BASANT FARMS & RESORTS INDIA LTD.
|
|
|
|
AJAY KUMAR TOMAR
|
|
|
B.B.SINGH
|
|
|
BASANT SINGH KUSHWAHA
|
|
|
DILEEP SINGH
|
|
|
G.K.AJMANI
|
|
|
GULSHAN KUMAR AJMANI
|
|
|
PRIYANG MANJARI
|
|
|
S.S.KUSHWAHA
|
|
|
SHAILJA
|
|
|
SHANKAR SINGH KUSHWAHA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
05-OCT-2001
|
ACCUSED MOBILIZED RS.8 LAKH. ALL ACCUSED CONVICTED AND SENTENCED TO FINE OF
RS.25,000 ON EACH ACCUSED AND ON DEFAULT SIMPLE IMPRISONMENT FOR THREE MONTHS
|
| 69 |
|
|
BASIL AGRO FARMS LTD.
|
|
|
|
AJAY ANAND
|
|
|
ANU ANAND
|
|
|
ASHOK KUMAR AGGARWAL
|
|
|
HANS RAJ SETH
|
|
|
MADHU ANAND
|
|
|
PRAVEEN ANAND
|
|
|
RAMESH K.SETH
|
|
|
SUNEEL SETHI
|
|
|
TARAN REJ SETHI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
ACCUSED NO.1 BURDENED WITH FINE OF RS.5 LAC ACCUSED NO.5 WAS IMPOSED WITH FINE OF RS.100,000.00 IN DEFAULT OF PAYMENT OF FINE TO SIMPLE IMPRISONMENT FOR 3 MONTHS., REMAINING ACCUSED ARE PROCLAIMED OFFENDER.- FINAL STATUS OF CONVICTION
|
| 70 |
|
|
BASUNDHARA AGRO-ENVIRONMENT DEVELOPMENT LTD.
|
|
|
|
ALAK GHOSH
|
|
|
ARABINDO MUKHERJEE
|
|
|
ASHIM KUMAR SINGHA
|
|
|
NARESH CHANDRA BHATTACHARJEE
|
|
|
PRASENJIT GANGULY
|
|
|
PROLOY SANKAR MAZUMDER
|
|
|
SAMAR NAG
|
|
|
SIVAJI CHATTERJEE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 05-OCT-2001 TO 05-OCT-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
05-OCT-2001
|
|
| 71 |
|
|
BBN FOREST LTD.
|
|
|
|
ARVIND KUMAR PARASAR
|
|
|
KAMAL DEV
|
|
|
KRISHNA LAL
|
|
|
MADAN LAL SOHIL
|
|
|
SUKH LAL
|
|
|
SUMANGLA PARASAR
|
|
|
VISHAL CHANDRANI
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
ALL ACCUSED DECLARED AS PROCLAIMED OFFENDERS AND KEPT IN DORMANT FILE
|
| 72 |
|
|
BEAUTY FARMS & RESORTS PVT.LTD.
|
|
|
|
B.L.NARASA REDDY
|
|
|
C.SREENIVASULU REDDY
|
|
|
K.SACHEENDRANADH REDDY
|
|
|
K.SASSIDHAR REDDY
|
|
|
K.SREEDHAR REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
15-NOV-2002
|
SAT: IMPUGNED ORDER SET ASIDE,NO COSTS
HON’BLE HIGH COURT OF MADRAS QUASHED THE COMPLAINT AND HELD THAT THE ORDER OF THE CHAIRMAN, SEBI, WAS SET ASIDE IN APPEAL BY THE SECURITIES APPELLATE TRIBUNAL AND THE MATTER WAS REMITTED BACK FOR FRESH DISPOSAL. HENCE, THE CRIMINAL PROCEEDINGS AGAINST THE SAID ENTITIES CANNOT BE SUSTAINED
|
| 73 |
|
|
BEAUTY GARDENS & RESORTS PVT.LTD.
|
|
|
|
B.L.NARASA REDDY
|
|
|
C.SREENIVASULU REDDY
|
|
|
K.SACHEENDRANADH REDDY
|
|
|
K.SASSIDHAR REDDY
|
|
|
K.SREEDHAR REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
15-NOV-2002
|
SAT: IMPUGNED ORDER SET ASIDE,NO COSTS
HON’BLE HIGH COURT OF MADRAS QUASHED THE COMPLAINT AND HELD THAT THE ORDER OF THE CHAIRMAN, SEBI, WAS SET ASIDE IN APPEAL BY THE SECURITIES APPELLATE TRIBUNAL AND THE MATTER WAS REMITTED BACK FOR FRESH DISPOSAL. HENCE, THE CRIMINAL PROCEEDINGS AGAINST THE SAID ENTITIES CANNOT BE SUSTAINED
|
| 74 |
|
|
BEAUTY GREEN FARMS PVT.LTD.
|
|
|
|
B.L.NARASA REDDY
|
|
|
C.SREENIVASULU REDDY
|
|
|
K.SACHEENDRANADH REDDY
|
|
|
K.SASSIDHAR REDDY
|
|
|
K.SREEDHAR REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
15-NOV-2002
|
SAT: IMPUGNED ORDER SET ASIDE,NO COSTS
HON’BLE HIGH COURT OF MADRAS QUASHED THE COMPLAINT AND HELD THAT THE ORDER OF THE CHAIRMAN, SEBI, WAS SET ASIDE IN APPEAL BY THE SECURITIES APPELLATE TRIBUNAL AND THE MATTER WAS REMITTED BACK FOR FRESH DISPOSAL. HENCE, THE CRIMINAL PROCEEDINGS AGAINST THE SAID ENTITIES CANNOT BE SUSTAINED
|
| 75 |
|
|
BEAUTY PARADISE RESORTS PVT.LTD.
|
|
|
|
B.L.NARASA REDDY
|
|
|
C.SREENIVASULU REDDY
|
|
|
K.SASSIDHAR REDDY
|
|
|
K.SREEDHAR REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
15-NOV-2002
|
SAT: IMPUGNED ORDER SET ASIDE,NO COSTS
HON’BLE HIGH COURT OF MADRAS QUASHED THE COMPLAINT AND HELD THAT THE ORDER OF THE CHAIRMAN, SEBI, WAS SET ASIDE IN APPEAL BY THE SECURITIES APPELLATE TRIBUNAL AND THE MATTER WAS REMITTED BACK FOR FRESH DISPOSAL. HENCE, THE CRIMINAL PROCEEDINGS AGAINST THE SAID ENTITIES CANNOT BE SUSTAINED
|
| 76 |
|
|
BETHEL GREEN GROWTH LTD.
|
|
|
|
BHAGABAN PARIDA
|
|
|
BIJAY PANDA
|
|
|
JOSEPH GEORGE
|
|
|
JOSEPH LAKRA
|
|
|
K.G.GEORGE
|
|
|
MANORANJAN DAS
|
|
|
R.C.PANDA
|
|
|
SUSAN GEORGE
|
|
|
WESLEY GEORGE
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 15-NOV-2002 TO 15-NOV-2007
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
15-NOV-2002
|
|
| 77 |
|
|
BETHEL GREEN GROWTH LTD.
|
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
DIRECTED TO REFUND MONEY TO THE INVESTORS
03-SEP-2002
|
|
| 78 |
|
|
BHAGAMANDAL PLANTATION LTD.
|
|
|
|
P.V.EASOW
|
|
|
P.V.GEORGE
|
|
|
SIBY ALEXANDER
|
|
|
U.KUNJU MOHAMMED
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
LAUNCHED PROSECUTION AGAINST THE ENTITY AND ITS DIRECTORS U/S 24 AND 27 OF THE SEBI ACT
02-JUL-2001
|
|
| 79 |
|
|
BHAGYA AGRO FARMS PVT.LTD.
|
|
|
|
N.R.V.SUBBA REDDY
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| 80 |
|
|
BHAKTI TREES PLANTATION PVT.LTD.
|
|
|
|
MULUBHAI VAGHJIBHAI PARMAR
|
|
|
RASHMIBEN MANOJ CHOVATIA
|
|
DID NOT APPLY FOR REGISTRATION OF CIS
DID NOT WIND UP TO REPAY INVESTORS AS PER REGULATIONS
|
REQUESTED DCA TO INITIATE WINDING UP OF ENTITY
DEBARRED / RESTRAINED FROM ASSOCIATING WITH / ACCESSING CAPITAL MARKET / INTERMEDIARIES FROM 02-JUL-2001 TO 02-JUL-2006
REFERRED TO STATE GOVERNMENTS FOR FILING OF CIVIL/CRIMINAL PROCEEDINGS FOR FRAUD, CHEATING, CRIMINAL BREACH OF TRUST AND MIS-APPROPRIATION OF PUBLIC FUNDS
02-JUL-2001
|
|
| The regulatory charges/regulatory actions may be fully or partly applicable to the entities/persons mentioned in the second column. |
| |
|
|
| Page 4 of 30
|
